This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
| Issue Date | File Number | Rulemaking | Status |
|---|---|---|---|
| S7-13-03 | Recordkeeping Requirements for Registered Transfer Agents | View Related Activity | |
| S7-13-03 | Recordkeeping Requirements for Registered Transfer Agents | View Related Activity |
Last Reviewed or Updated: Sept. 13, 2024