This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

Issue Date File Number Rulemaking Status
S7-12-00 Electronic Submission of Securities Transaction Information by Exchange Members, Brokers, and Dealers
Final Rule
Electronic Submission of Securities Transaction Information by Exchange Members, Brokers, and Dealers
View Related Activity
S7-12-00 Electronic Submission of Securities Transaction Information by Exchange Members, Brokers, and Dealers
Proposed Rule
Electronic Submission of Securities Trading Data by Exchange Members, Brokers and Dealers
View Related Activity

Last Reviewed or Updated: Sept. 13, 2024