This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

Issue Date File Number Rulemaking Status
S7-11-04 Mutual Fund Redemption Fees
Final Rule
Mutual Fund Redemption Fees
View Related Activity
S7-11-04 Mutual Fund Redemption Fees
Proposed Rule
Mandatory Redemption Fees for Redeemable Fund Securities
View Related Activity

Last Reviewed or Updated: Sept. 13, 2024