Rulemaking Activity

This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

Issue Date File Number Rulemaking Status
S7-08-22 Short Position and Short Activity Reporting by Institutional Investment Managers
Investment Management, Trading and Markets
Final Rule
Short Position and Short Activity Reporting by Institutional Investment Managers
34-98738
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S7-32-10, S7-18-21, S7-21-21, S7-22-21, S7-03-22, S7-08-22, S7-09-22, S7-10-22, S7-13-22, S7-16-22, S7-17-22, S7-18-22 Prohibition Against Fraud, Manipulation, and Deception in Connection With Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers
Trading and Markets
Proposed Rule
Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments
33-11117, 34-96005, IA-6162, IC-34724
S7-08-22 Short Position and Short Activity Reporting by Institutional Investment Managers
Investment Management, Trading and Markets
Proposed Rule
Short Position and Short Activity Reporting by Institutional Investment Managers
34-94313
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S7-08-22 Short Position and Short Activity Reporting by Institutional Investment Managers
Investment Management, Trading and Markets
Proposed Rule
Notice of the Text of the Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection
34-94314
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Last Reviewed or Updated: Sept. 13, 2024