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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
33-8672, 34-53515	March 20, 2006	265-23	Advisory Committee on Smaller Public Companies *Comments Due:* April 5, 2006 View Received Comments Federal Register version (71 FR 14966)
34-53467	March 10, 2006	81-935	Notice of an Application of Peoples Financial Corporation Under Section 12(h) of the Securities Exchange Act of 1934 *Comments Due:* March 30, 2006 Federal Register version (71 FR 13639)
34-53428	March 7, 2006	4-514	The Nasdaq Stock Market LLC *Comments Due:* April 6, 2006 Federal Register version (71 FR 13645)
34-53406, IA-2492	March 3, 2006		Notice of Broker-Dealer/Investment Adviser Study View Received Comments See Also - Rel. No. 34-51523 Federal Register version (71 FR 12224)
33-8666	Feb. 28, 2006	265-23	Exposure Draft of Final Report of Advisory Committee on Smaller Public Companies *Comments Due:* April 3, 2006 View Received Comments Federal Register version (71 FR 11089)
33-8663, : 34-53374, 39-2442, IA-2490, IC-27230	Feb. 27, 2006	S7-05-06	Regulatory Flexibility Agenda *Comments Due:* July 30, 2006
34-53360	Feb. 24, 2006	4-511	Roundtable on Internal Control Reporting Requirements View Received Comments Federal Register version (71 FR 11001)
33-8661	Feb. 21, 2006		American International Group, Inc. (Order Granting a Waiver of the Disqualification Provisions)
34-53231	Feb. 6, 2006		Dominic A. Alvarez (Order Scheduling Briefs and Denying Confidential Treatment)
33-8659, 34-53204	Feb. 1, 2006	265-23	Advisory Committee on Smaller Public Companies View Received Comments Federal Register version (71 FR 6297)
PA-35	Jan. 31, 2006	S7-04-06	Privacy Act of 1974: Establishment of a New System of Records: Automated Emergency Notification System (SEC-53) *Comments Due:* March 8, 2006 Federal Register version (71 FR 6110)
No release number 5	Jan. 20, 2006		Classified National Security Information
PA-34	Jan. 18, 2006	S7-02-06	Privacy Act of 1974: Establishment of a New System of Records: Visitor Badge and Employee Day Pass System (SEC-52) *Comments Due:* February 23, 2006 Federal Register version (71 FR 3907)
34-53128	Jan. 13, 2006	10-131	In the Matter of the Application of the Nasdaq Stock Market LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission See Also - Release No. 34-52599 Federal Register version (71 FR 3550)
34-53060	Jan. 5, 2006	10-137	Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the Board of Trade of the City of Chicago, Inc. Federal Register version (71 FR 2603)
IA-2458, IC-27181	Dec. 7, 2005		Pilgrim Baxter & Associates, Ltd. (Order Directing Appointment of Tax Administrator)
34-52909	Dec. 7, 2005		Extension of Order Regarding Broker-Dealer Financial Statement Requirements Under Section 17 of the Exchange Act See Also - 34-54920, 34-50020, 34-48281 Federal Register version (70 FR 73809)

Last Reviewed or Updated: June 28, 2024