Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-97573 2023-60 Order Determining Whistleblower Award Claim
34-97529 2023-59 Order Determining Whistleblower Award Claim
34-97524 2023-58 Order Determining Whistleblower Award Claim
33-11182 Certain Broker-Dealer Practices: (Order Under Rules 262(b)(2), 506(d)(2)(ii), and 602(e) of the Securities Act OF 1933 and Rule 503(b)(2) of Regulation Crowdfunding Granting Waivers of the Disqualification Provisions of Rules 262(a)(4), 506(d)(1)(iv), AND
34-97450 2023-57 Order Determining Whistleblower Award Claim
34-97449 2023-56 Order Determining Whistleblower Award Claim
34-97438 2023-55 Order Determining Whistleblower Award Claim
34-97408 2023-54 Order Determining Whistleblower Award Claim
34-97397 2023-53 Order Determining Whistleblower Award Claim
34-97396 2023-52 Order Determining Whistleblower Award Claim
34-97395 2023-51 Order Determining Whistleblower Award Claim
34-97295 2023-50 Order Determining Whistleblower Award Claim
33-11178, 34-97286, IA-6281, IC-34884 S7-09-23 Regulatory Flexibility Agenda
View Received Comments
Federal Register version (88 FR 48694)
34-97285 2023-49 Order Determining Whistleblower Award Claim
34-97229 2023-48 Order Determining Whistleblower Award Claim
34-97228 2023-47 Order Determining Whistleblower Award Claim
34-97227 2023-46 Order Determining Whistleblower Award Claim
34-97226 2023-45 Order Determining Whistleblower Award Claim
34-97222 2023-44 Order Determining Whistleblower Award Claim
34-97205 2023-43 Order Determining Whistleblower Award Claim
34-97202 2023-42 Order Determining Whistleblower Award Claim
34-97051 2023-41 Order Determining Whistleblower Award Claim
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