34-41384
May 10, 1999
List of Foreign Issuers Which Have Submitted Information Under the Exemption Relating to Certain Foreign Securities Federal Register version (64 FR 26795)
PA-26
April 14, 1999
S7-13-99
Privacy Act of 1974: Establishment of Two Systems of Records: Disgorgement and Penalties Tracking System (SEC-47) and Fitness Center Membership, Payment, and Fitness Records (SEC-48) Federal Register version (64 FR 19840)
34-41288, FOIA-190, PA-27
April 14, 1999
S7-14-99
Amendments to the Commission's Freedom of Information Act, Privacy Act, and Confidential Treatment Rules Federal Register version (64 FR 19732)
33-7664
March 31, 1999
S7-12-99
Securities Uniformity; Annual Conference on Uniformity of Securities Laws Federal Register version (64 FR 17042)
34-41199
March 22, 1999
10-126
Tradepoint Financial Networks plc; Order Granting Limited Volume Exemption From Registration as an Exchange Under Section 5 of the Securities Exchange Act Federal Register version (64 FR 14953)
33-7618
Dec. 23, 1998
S7-32-98
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act Comments Due: Federal Register version (63 FR 72217)
34-40161
July 2, 1998
10-101
Tradepoint Financial Networks plc; Notice of Application for Limited Volume Exemption From Registration as an Exchange Under Section 5 of the Securities Exchange Act Comments Due: View Received Comments Comments received electronically are available Federal Register version (63 FR 37146) Note: Comments received electronically are available
PA-25
July 2, 1998
S7-21-98
Privacy Act of 1974: Establishment of Three New Systems of Records: Ridesharing System (SEC-44); Public Transportation Subsidy Program (SEC-45); and Identification Cards, Press Passes, and Proximity Access Control Cards (SEC-46) Comments Due: Federal Register version (63 FR 37423)
33-7524
April 9, 1998
S7-11-98
Securities Uniformity; Annual Conference on Uniformity of Securities Laws Comments Due: Federal Register version (63 FR 18470)
IA-1705
March 9, 1998
Notice of Intention to Cancel Registrations of Certain Investment Advisers Federal Register version (63 FR 12526)
PA-24
March 5, 1998
S7-6-98
Notice of Bureau of Land Management Implementation of Recreation Resource Advisory Committee Provisions of the Federal Lands Recreation Enhancement Act Federal Register version (77 FR 5048)
PA-23
March 5, 1998
Privacy Act of 1974: Modification of a Privacy Act System of Records Federal Register version (63 FR 11938)
34-39681
Feb. 19, 1998
List of Foreign Issuers Which Have Submitted Information Under the Exemption Relating to Certain Foreign Securities Federal Register version (63 FR 9879)
No release number 2
Oct. 29, 1997
Charitable Giving by Public Companies (Invitation for Comments) Comments Due:
34-39016
Sept. 4, 1997
S7-23-97
Privacy Act of 1974: Major Alterations to the Agency Correspondence Tracking System (ACTS) (SEC-29) and the Office of Personnel Training Files (SEC-40) Comments Due: Federal Register version (62 FR 47887)
PA-20
Sept. 4, 1997
Privacy Act of 1974: Deletion, Modification, and Redesignation of Privacy Act Systems of Records Federal Register version (62 FR 47884)
34-39017
Sept. 4, 1997
S7-24-97
Privacy Act of 1974: Establishment of a New System of Records: Confidential Treatment Request Imaging System (SEC-26) Comments Due: Federal Register version (62 FR 47889)
No release number 1
July 16, 1997
S7-20-97
Securities Uniformity (Invitation to Participate in NSMIA Uniformity Study Survey)
34-38810
July 1, 1997
600-30
Emerging Markets Clearing Corporation; Notice of Filing of Application for Registration as a Clearing Agency Federal Register version (62 FR 37093)
33-7413
April 4, 1997
S7-15-97
Securities Uniformity; Annual Conference on Uniformity of Securities Laws Comments Due: View Received Comments Comments received electronically are available Federal Register version (62 FR 17653) Note: Comments received electronically are available
34-38235
Feb. 4, 1997
List of Foreign Issuers Which Have Submitted Information Required by the Exemption Relating to Certain Foreign Securities Federal Register version (62 FR 6018)
34-38156
Jan. 10, 1997
SR-NASD-96-43
National Association of Securities Dealers, Inc.; Order Granting Partial Approval and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 to Proposed Rule Change Relating to Implementation of the Commission's Order Handling Rules Federal Register version (62 FR 2415)
34-37302
June 11, 1996
SR-NASD-95-42
Notice of Filing of Amendment No. 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the NAqcess System and Accompanying Rules of Fair Practice View Received Comments 3437302.shtml , Comments received electronically are available Federal Register version (61 FR 31574)
