Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-100259 2024-20 Order Determining Whistleblower Award Claim
34-100254 10-242 24X National Exchange LLC ; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: June 27, 2024
View Received Comments
34-100252 2024-19 Order Determining Whistleblower Award Claim
33-11287, 34-100157, IA-6605, IC-35194 S7-2024-03 Regulatory Flexibility Agenda
Comments Due: September 16, 2024
View Received Comments
See Also - Federal Register Version
Submit a Comment on S7-2024-03
34-100068 2024-18 Order Determining Whistleblower Award Claim
34-100025 2024-17 Order Determining Whistleblower Award Claim
34-99973 Order Making Fiscal Year 2024 Annual Adjustments to Transaction Fee Rates
34-99939 2024-16 Order Determining Whistleblower Award Claim
34-99929 2024-15 Order Determining Whistleblower Award Claim
34-99920 2024-14 Order Determining Whistleblower Award Claim
34-99916 2024-13 Order Determining Whistleblower Award Claim
34-99915 Order Scheduling Filing of Statements of Review for SR-FINRA-2023-013
34-99914 2024-12 Order Determining Whistleblower Award Claim
33-11280, 34-99908 S7-10-22 In the Matter of the Enhancement and Standardization of Climate-Related Disclosures for Investors (Order Issuing Stay)
View Received Comments
Federal Register version
34-99892 Order Cancelling Registration of Certain Municipal Securities Dealers Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-99890 2024-11 Order Determining Whistleblower Award Claim
34-99671 Notice of Intention to Cancel Registration of Certain Municipal Securities Dealers Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-99670 2024-10 Order Determining Whistleblower Award Claim
34-99669 2024- 9 Order Determining Whistleblower Award Claim
34-99657 J.P. Morgan Securities LLC (“JPMS LLC”) and JPMorgan Chase Bank, N.A.
34-99614 10-242 24X National Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: April 18, 2024
View Received Comments
See Also - Form 1 Application and Exhibits
Federal Register version ((89 FR 15621))
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