Title
Supplemental Information and Reopening of Comment Period for Amendments Regarding the Definition of “Exchange”
Release Number
34-97309
SEC Issue Date
Federal Register Publish Date
Final Rule
Amendments Regarding the Definition of "Exchange" and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities
Overview
The Securities and Exchange Commission (“Commission”) is formally withdrawing certain notices of proposed rulemaking issued between March 2022 and November 2023. The Commission does not intend to issue final rules with respect to these proposals. If the Commission decides to pursue future regulatory action in any of these areas, it will issue a new proposed rule.
Prior Actions
Title
Reopening of Comment Periods for "Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews" and "Amendments Regarding the Definition of `Exchange' and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency S
Release Number
34-94868
IA-6018
IA-5955
SEC Issue Date
Federal Register Publish Date
Document Citation
87 FR 29059
RIN
3235-AM45, 3235-AN07
Title
Amendments Regarding the Definition of "Exchange" and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities
Release Number
34-94062
SEC Issue Date
Federal Register Publish Date
Document Citation
87 FR 15496
RIN
3235-AM45
Last Reviewed or Updated: June 24, 2025
Details
File Number
S7-02-22
Rule Type
Final
Release Number
33-11377
34-103247
IA-6885
IC-35635
SEC Issue Date
Public Comments