Details
82 FR 13928
The Securities and Exchange Commission ("Commission' or "SEC') is publishing for comment proposed amendments to the Municipal Securities Disclosure Rule (Rule 15c2-12) under the Securities Exchange Act of 1934 ("Exchange Act') that would amend the list of event notices that a broker, dealer, or municipal securities dealer (collectively, "dealers') acting as an underwriter in a primary offering of municipal securities must reasonably determine that an issuer or an obligated person has undertaken, in a written agreement or contract for the benefit of holders of the municipal securities, to provide to the Municipal Securities Rulemaking Board ("MSRB').
Last Reviewed or Updated: May 25, 2023
82 FR 13928
Public Comments