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Exemptive Rule

Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment

Public Comments

Submit a Comment on S7-04-09

View Received Comments

Last Reviewed or Updated: Nov. 22, 2013

Resources

Exemptive Rule: SEC Issued Version (pdf 130.8 KB)

Exemptive Rule: Federal Register Version

Details

File Number

S7-04-09

Rule Type

Exemptive

Release Number

34-70919

SEC Issue Date

Nov. 22, 2013

Federal Register Publish Date

Nov. 27, 2013

Document Citation

78 FR 70984

Rules & Regulations

Enforcement & Litigation

Compliance

Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment

Public Comments

Resources

Details

More in this Section

Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment

Public Comments

Resources

Details