Proposed Rule

Trade Acknowledgment and Verification of Security-Based Swap Transactions

Public Comments

Overview

In accordance with Section 764(a) of Title VII of the Dodd- Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd- Frank Act'), the Securities and Exchange Commission ("Commission') is proposing rule 15Fi-1 under the Securities Exchange Act of 1934 ("Exchange Act'), 15 U.S.C. 78a et seq., which would require security-based swap dealers and major security-based swap participants to provide trade acknowledgments and to verify those trade acknowledgments in security-based swap transactions.

Last Reviewed or Updated: Jan. 14, 2011

Details

Public Comments Due

60 days from publication of 34-69491

File Number
S7-27-10
Rule Type
Proposed
Release Number
34-69491
SEC Issue Date
Federal Register Publish Date
Document Citation

78 FR 30800

RIN
3235-AK74, 3235-AK77, 3235-AK79, 3235-AK80, 3235-AK88, 3235-AK91, 3235-AK93, 3235-AL05, 3235-AL10, 3235-AL12, 3235-AL13