71 FR 75001
Short Selling in Connection With a Public Offering
Overview
The Securities and Exchange Commission ("Commission') is adopting amendments to Regulation M to further safeguard the integrity of the capital raising process and protect issuers from manipulative activity that can reduce issuer's offering proceeds and dilute security holder value. The amendments eliminate the covering element of the former rule.
Prior Actions
Last Reviewed or Updated: May 23, 2025
Resources
Details
October 9, 2007
72 FR 45093
Public Comments