Final Rule

Registration Under the Securities Act of 1933 of Certain Investment Company Securities

Overview

The Commission is amending the rule and the form under the Investment Company Act of 1940 that prescribe the method by which certain investment companies calculate and pay registration fees under the Securities Act of 1933. The amendments implement the provisions of the National Securities Markets Improvement Act of 1996 that simplify the method of determining the amount of these fees.

Prior Actions

Last Reviewed or Updated: April 7, 2023