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Regulatory Release

Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Provide Floor Brokers With the Ability To Enter Discretionary Instructions and/or Pegging Instructions With Respect to Floor Broker Agency Interest Files (e-Quotes)

Details

Rule Type

Order

Release Number

34-54577

SEC Issue Date

Oct. 5, 2006 | 3:02 pm ET

Federal Register Publish Date

Oct. 12, 2006 | 11:56 pm ET

Document Citation

71 FR 60208

Resources

Rel. No. 34-54577

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Provide Floor Brokers With the Ability To Enter Discretionary Instructions and/or Pegging Instructions With Respect to Floor Broker Agency Interest Files (e-Quotes)

Details

Resources

More in this Section

Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Provide Floor Brokers With the Ability To Enter Discretionary Instructions and/or Pegging Instructions With Respect to Floor Broker Agency Interest Files (e-Quotes)

Details

Resources