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Regulatory Release

Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 ("Dealings by Specialists") and 123E ("Specialist Combination Review Policy") To Change the Exchange's Capital Requirements for Specialist Organizations

Details

Rule Type

Order

Release Number

34-54205

SEC Issue Date

July 25, 2006 | 3:02 pm ET

Federal Register Publish Date

July 31, 2006 | 11:56 pm ET

Document Citation

71 FR 43260

Resources

Rel. No. 34-54205

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Dec. 23, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 ("Dealings by Specialists") and 123E ("Specialist Combination Review Policy") To Change the Exchange's Capital Requirements for Specialist Organizations

Details

Resources

More in this Section

Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 ("Dealings by Specialists") and 123E ("Specialist Combination Review Policy") To Change the Exchange's Capital Requirements for Specialist Organizations

Details

Resources