The OnlineForms Management website is used to complete Ownership forms, Form D, transmit XML submissions, retrieve submission information, or update company information.
Go to OnlineForms Management
Transfer Agent Submission Templates
Download EDGARLite templates for assembling the Transfer Agent (TA) forms
Transmit XML Submissions
Submit filer constructed XML submissions assembled offline
Retrieve Submission Information/Edit Company Information
Access your company information by entering a CIK/CCC to retrieve submission information, edit company information, download a return copy if applicable, and change password/CCC for that CIK
Enter and assemble all relevant information (including attaching documents) for an ownership submission (specifically 3, 3/A, 4, 4/A, 5 & 5/A form types).
Assemble and submit Regulation D forms