Before you submit a FOIA request, please search the Securities and Exchange Commission’s website:

Title Date
Business Development Company Report
Investment Company Series and Class Information
Closed-End Fund Information
Information About Registered Investment Advisers and Exempt Reporting Advisers
Information About Registered Municipal Advisors
Company Information About Active Broker-Dealers
Fails-to-Deliver Data
Voluntary Early Retirement Authority (VERA)/Voluntary Separation Incentive Program (VSIP) Participant Count Since 1/28/2025 (PDF)
Deferred Resignation Program (DRP) SEC Participant Count Since January 28, 2025 (PDF)
Other Commission Action Votes from January 2002 to August 2008
District Court Votes from January 2002 to August 2008
FOIA Logs
Alternative Trading Systems (ATS) Report
Participation in State of Iowa et al. v. SEC, No. 24-1522 (8th Cir. filed Mar. 12, 2024) (PDF)
EDGAR Log File Data Sets
Chief FOIA Officer Report 2025
Chairman's Calendar
Budget History — BA vs. Actual Obligations ($ in 000s)
Full-Time Equivalents History
SEC Credit Card Holders and Approving Officials
Chief FOIA Officer Report 2024
Ramesh “Sunny” Balwani Videos
Ramesh “Sunny” Balwani Transcript (PDF)
Mark Zuckerberg Transcript (PDF)
Form ADV Data
2023 Chief FOIA Officer Report
Investomania Costs (PDF)
Elizabeth Holmes Testimony Videos
William Hinman Calendar (PDF)
William Hinman Emails (PDF)
Chief FOIA Officer Report 2022
Commission Votes on the Appointment of PCAOB Board Members (PDF)
Elizabeth Holmes Transcript (PDF)
Jeffrey Epstein Transcript and Exhibits (PDF)
Chief FOIA Officer Report 2021
FOIA Requests for The We Company (PDF)
Chief FOIA Officer Report 2020
Commission Votes on Actions Filed in Federal Court From April 8, 2013 through August 6, 2019
FOIA Requests for Tesla and Elon Musk (PDF)
Public Access Link (PAL)
Commission Votes
Office of Inspector General
Premium Class Travel Records (PDF)
Chair White Letter to Sen. Shelby and Sen. Crapo
Trump Hotels and Casino Resorts, Inc.
FOIA request for GAW Miners