Breadcrumb

Data

Information About Registered Investment Advisers and Exempt Reporting Advisers

July 2006 - December 2024

What You Should Know About the Data Files

The Investment Adviser Information Reports are made available as zip files (www.sec.gov/about/pkzip.htm) that contain a spreadsheet file when unzipped. These files contain information about investment advisers who are registered with the SEC or who are filing reports as Exempt Reporting Advisers with the SEC. The majority of the data fields included in this report are from Form ADV and the report’s column headings refer to specific questions within Form ADV (e.g. 5B(2) refers to Form ADV, Item 5B(2)). Please refer to the Form ADV for a full description of the data fields included in this report; the form ADV may be found at https://www.sec.gov/files/formadv-part1a_1.pdf. The sections of Form ADV included in this report are:

Item 1 — Identifying Information
Item 2 — SEC Registration
Item 3 — Form of Organization
Item 4 — Successions
Item 5 — Information About Your Advisory Business
Item 6 — Other Business Activities
Item 7 — Financial Industry Affiliations
Item 8 — Participation or Interest in Client Transactions
Item 9 — Custody
Item 10 — Control Persons
Item 11 — Disclosure Information

Please note that Exempt Reporting Advisers only file Items 1, 2, 3, 6, 7, 10, and 11 on Form ADV.

What You Should Know About the Data Itself

The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system. This system, which is operated by FINRA Regulation, Inc., permits investment advisers to satisfy their filing obligations under state and federal law with a single electronic filing made over the Internet. Neither the SEC nor the state securities authorities have approved the information filed on Form ADV, and we can not guarantee its accuracy.

Investment advisers file Form ADV Part 1 to register with the SEC and/or the states or file certain sections of Form ADV to report as an Exempt Reporting Adviser with the SEC, and must periodically update the information on their forms. Form ADV contains information about an investment adviser and its business operations. Form ADV also contains disclosure about certain disciplinary events involving the adviser and its personnel. The data published in the Investment Adviser Information Reports are a subset of the information that is filed on Form ADV by investment adviser firms.

Note: Please be advised that some country fields are not in this report. They will be added back into the spreadsheet report in the future. The prior archived spreadsheet reports contain country fields (you may reference last month’s spreadsheet which should contain most of the advisers on this month’s report) and IAPD, www.adviserinfo.sec.gov, provides the most recently filed Form ADV including the country field for all investment advisers.

How To Obtain Information About Specific Investment Advisers

You can view a SEC-registered investment adviser, SEC Exempt Reporting Adviser, or State-registered investment adviser's most recent Form ADV online by visiting the Investment Adviser Public Disclosure (IAPD) (www.adviserinfo.sec.gov) website.

Additional Information Sources Regarding SEC-Registered Investment Advisers

Historical ADV filing data for SEC registered investment advisers and exempt reporting advisers from January 2001 through the most recent quarter is available in .csv format at Form ADV Data.

Additional Information Sources Regarding State-Registered Investment Advisers

You can find out how to get in touch with your state securities regulator to obtain information about a state-registered investment adviser through the website of the North American Securities Administrators Association, Inc. (NASAA) (www.nasaa.org/about-us/contact-us/contact-your-regulator/).

For technical questions regarding this website, send an e-mail message to webmaster@sec.gov. For additional information about FOIA, please call the SEC's Office of Freedom of Information and Privacy Act Operations at (202) 551-8300. For additional information regarding the data, please contact the Division of Investment Management at (202) 551-6999 or IARDLIVE@sec.gov.

Data Downloads

File Format Size
Exempt Investment Advisers, December 2024 ZIP 3.49 MB
Registered Investment Advisers, December 2024 ZIP 20.04 MB
Exempt Investment Advisers, November 2024 ZIP 3.48 MB
Registered Investment Advisers, November 2024 ZIP 20 MB
Exempt Investment Advisers, October 2024 ZIP 3.47 MB
Registered Investment Advisers, October 2024 ZIP 20.02 MB
Exempt Investment Advisers, September 2024 ZIP 3.47 MB
Registered Investment Advisers, September 2024 ZIP 19.95 MB
Exempt Investment Advisers, August 2024 ZIP 3.42 MB
Registered Investment Advisers, August 2024 ZIP 19.88 MB
Exempt Investment Advisers, July 2024 ZIP 3.37 MB
Registered Investment Advisers, July 2024 ZIP 19.72 MB
Exempt Investment Advisers, June 2024 ZIP 3.37 MB
Registered Investment Advisers, June 2024 ZIP 19.68 MB
Exempt Investment Advisers, May 2024 ZIP 3.34 MB
Registered Investment Advisers, May 2024 ZIP 19.6 MB
Exempt Investment Advisers, April 2024 ZIP 3.51 MB
Registered Investment Advisers, April 2024 ZIP 19.46 MB
Exempt Investment Advisers, March 2024 ZIP 3.54 MB
Registered Investment Advisers, March 2024 ZIP 19.43 MB
Exempt Investment Advisers, February 2024 ZIP 3.63 MB
Registered Investment Advisers, February 2024 ZIP 19.39 MB
Exempt Reporting Advisers, January 2024 ZIP 3.68 MB
Registered Investment Advisers, January 2024 ZIP 19.31 MB
Exempt Reporting Advisers, December 2023 ZIP 3.66 MB
Registered Investment Advisers, December 2023 ZIP 19.45 MB
Exempt Reporting Advisers, November 2023 ZIP 3.62 MB
Registered Investment Advisers, November 2023 ZIP 19.47 MB
Exempt Reporting Advisers, October 2023 ZIP 3.64 MB
Registered Investment Advisers, October 2023 ZIP 19.46 MB
Exempt Reporting Advisers, September 2023 ZIP 3.61 MB
Registered Investment Advisers, September 2023 ZIP 19.42 MB
Exempt Reporting Advisers, August 2023 ZIP 3.57 MB
Registered Investment Advisers, August 2023 ZIP 19.32 MB
Exempt Reporting Advisers, July 2023 ZIP 3.55 MB
Registered Investment Advisers, July 2023 ZIP 19.22 MB
Exempt Reporting Advisers, June 2023 ZIP 3.55 MB
Registered Investment Advisers, June 2023 ZIP 19.17 MB
Exempt Reporting Advisers, May 2023 ZIP 4.22 MB
Registered Investment Advisers, May 2023 ZIP 19.08 MB
Exempt Reporting Advisers, April 2023 ZIP 2.06 MB
Registered Investment Advisers, April 2023 ZIP 12.98 MB
Exempt Reporting Advisers, March 2023 ZIP 2.05 MB
Registered Investment Advisers, March 2023 ZIP 13.03 MB
Exempt Reporting Advisers, February 2023 ZIP 2.03 MB
Registered Investment Advisers, February 2023 ZIP 13.03 MB
Exempt Reporting Advisers, January 2023 ZIP 2.01 MB
Registered Investment Advisers, January 2023 ZIP 13.01 MB
Exempt Reporting Advisers, December 2022 ZIP 2 MB
Registered Investment Advisers, December 2022 ZIP 13.05 MB
Exempt Reporting Advisers, November 2022 ZIP 1.98 MB
Registered Investment Advisers, November 2022 ZIP 13.04 MB
Exempt Reporting Advisers, October 2022 ZIP 506.73 KB
Registered Investment Advisers, October 2022 ZIP 3.42 MB
Exempt Reporting Advisers, September 2022 ZIP 502.44 KB
Registered Investment Advisers, September 2022 ZIP 3.4 MB
Exempt Reporting Advisers, August 2022 ZIP 495.47 KB
Registered Investment Advisers, August 2022 ZIP 3.39 MB
Exempt Reporting Advisers, July 2022 ZIP 490.98 KB
Registered Investment Advisers, July 2022 ZIP 3.37 MB
Exempt Reporting Advisers, June 2022 ZIP 494.33 KB
Registered Investment Advisers, June 2022 ZIP 3.36 MB
Exempt Reporting Advisers, May 2022 ZIP 485.53 KB
Registered Investment Advisers, May 2022 ZIP 3.33 MB
Exempt Reporting Advisers, April 2022 ZIP 480.46 KB
Registered Investment Advisers, April 2022 ZIP 3.31 MB
Exempt Reporting Advisers, March 2022 ZIP 473.32 KB
Registered Investment Advisers, March 2022 ZIP 3.28 MB
Exempt Reporting Advisers, February 2022 ZIP 469.59 KB
Registered Investment Advisers, February 2022 ZIP 3.26 MB
Exempt Reporting Advisers, January 2022 ZIP 464.37 KB
Registered Investment Advisers, January 2022 ZIP 3.25 MB
Exempt Reporting Advisers, December 2021 ZIP 459.92 KB
Registered Investment Advisers, December 2021 ZIP 3.31 MB
Exempt Reporting Advisers, November 2021 ZIP 456.26 KB
Registered Investment Advisers, November 2021 ZIP 3.25 MB
Exempt Reporting Advisers, October 2021 ZIP 457.19 KB
Registered Investment Advisers, October 2021 ZIP 3.25 MB
Exempt Reporting Advisers, September 2021 ZIP 451.18 KB
Registered Investment Advisers, September 2021 ZIP 3.23 MB
Exempt Reporting Advisers, August 2021 ZIP 444.7 KB
Registered Investment Advisers, August 2021 ZIP 3.21 MB
Exempt Reporting Advisers, July 2021 ZIP 439.44 KB
Registered Investment Advisers, July 2021 ZIP 3.18 MB
Exempt Reporting Advisers, June 2021 ZIP 440.83 KB
Registered Investment Advisers, June 2021 ZIP 3.15 MB
Exempt Reporting Advisers, May 2021 ZIP 436.07 KB
Registered Investment Advisers, May 2021 ZIP 3.17 MB
Exempt Reporting Advisers, April 2021 ZIP 429.8 KB
Registered Investment Advisers, April 2021 ZIP 3.13 MB
Exempt Reporting Advisers, March 2021 ZIP 1.67 MB
Registered Investment Advisers, March 2021 ZIP 11.79 MB
Exempt Reporting Advisers, February 2021 ZIP 1.66 MB
Registered Investment Advisers, February 2021 ZIP 11.76 MB
Exempt Reporting Advisers, January 2021 ZIP 1.66 MB
Registered Investment Advisers, January 2021 ZIP 11.73 MB
Exempt Reporting Advisers, December 2020 ZIP 1.64 MB
Registered Investment Advisers, December 2020 ZIP 11.75 MB
Exempt Reporting Advisers, November 2020 ZIP 1.63 MB
Registered Investment Advisers, November 2020 ZIP 11.72 MB
Exempt Reporting Advisers, October 2020 ZIP 1.64 MB
Registered Investment Advisers, October 2020 ZIP 11.68 MB
Exempt Reporting Advisers, September 2020 ZIP 1.62 MB
Registered Investment Advisers, September 2020 ZIP 11.64 MB
Exempt Reporting Advisers, August 2020 ZIP 1.6 MB
Registered Investment Advisers, August 2020 ZIP 11.62 MB
Exempt Reporting Advisers, July 2020 ZIP 1.59 MB
Registered Investment Advisers, July 2020 ZIP 11.56 MB
Exempt Reporting Advisers, June 2020 ZIP 1.59 MB
Registered Investment Advisers, June 2020 ZIP 11.57 MB
Exempt Reporting Advisers, May 2020 ZIP 1.58 MB
Registered Investment Advisers, May 2020 ZIP 11.52 MB
Exempt Reporting Advisers, April 2020 ZIP 1.56 MB
Registered Investment Advisers, April 2020 ZIP 11.44 MB
Exempt Reporting Advisers, March 2020 ZIP 1.55 MB
Registered Investment Advisers, March 2020 ZIP 11.41 MB
Registered Investment Advisers, February 2020 ZIP 11.39 MB
Exempt Reporting Advisers, February 2020 ZIP 1.54 MB
Exempt Reporting Advisers, January 2020 ZIP 1.52 MB
Registered Investment Advisers, January 2020 ZIP 11.35 MB
Exempt Reporting Advisers, December 2019 ZIP 1.52 MB
Registered Investment Advisers, December 2019 ZIP 11.39 MB
Exempt Reporting Advisers, November 2019 ZIP 1.51 MB
Registered Investment Advisers, November 2019 ZIP 11.37 MB
Exempt Reporting Advisers, October 2019 ZIP 1.51 MB
Registered Investment Advisers, October 2019 ZIP 11.35 MB
Exempt Reporting Advisers, September 2019 XLSX 1.66 MB
Registered Investment Advisers, September 2019 XLSX 11.76 MB
Exempt Reporting Advisers, August 2019 ZIP 1.48 MB
Registered Investment Advisers, August 2019 ZIP 11.29 MB
Exempt Reporting Advisers, July 2019 ZIP 1.47 MB
Registered Investment Advisers, July 2019 ZIP 11.23 MB
Exempt Reporting Advisers, June 2019 ZIP 1.48 MB
Registered Investment Advisers, June 2019 ZIP 11.21 MB
Exempt Reporting Advisers, May 2019 ZIP 1.47 MB
Registered Investment Advisers, May 2019 ZIP 11.15 MB
Exempt Reporting Advisers, April 2019 ZIP 1.58 MB
Registered Investment Advisers, April 2019 ZIP 12.22 MB
Exempt Reporting Advisers, March 2019 ZIP 1.56 MB
Registered Investment Advisers, March 2019 ZIP 12.19 MB
Exempt Reporting Advisers, February 2019 ZIP 1.54 MB
Registered Investment Advisers, February 2019 ZIP 12.14 MB
Exempt Reporting Advisers, January 2019 - unavailable due to federal government shutdown ZIP 261 BYTES
Registered Investment Advisers, January 2019 - unavailable due to federal government shutdown ZIP 247 BYTES
Exempt Reporting Advisers, December 2018 ZIP 1.52 MB
Registered Investment Advisers, December 2018 ZIP 12.21 MB
Exempt Reporting Advisers, November 2018 ZIP 1.5 MB
Registered Investment Advisers, November 2018 ZIP 12.19 MB
Exempt Reporting Advisers, October 2018 ZIP 1.5 MB
Registered Investment Advisers, October 2018 ZIP 12.17 MB
Exempt Reporting Advisers, September 2018 ZIP 1.49 MB
Registered Investment Advisers, September 2018 ZIP 12.12 MB
Exempt Reporting Advisers, August 2018 ZIP 1.47 MB
Registered Investment Advisers, August 2018 ZIP 12.07 MB
Exempt Reporting Advisers, July 2018 ZIP 2.77 MB
Registered Investment Advisers, July 2018 ZIP 17.65 MB
Exempt Reporting Advisers, June 2018 ZIP 1.46 MB
Registered Investment Advisers, June 2018 ZIP 11.95 MB
Exempt Reporting Advisers, May 2018 ZIP 1.45 MB
Registered Investment Advisers, May 2018 ZIP 11.82 MB
Exempt Reporting Advisers, April 2018 ZIP 1.44 MB
Registered Investment Advisers, April 2018 ZIP 11.62 MB
Exempt Reporting Advisers, March 2018 ZIP 1.39 MB
Registered Investment Advisers, March 2018 ZIP 11.43 MB
Exempt Reporting Advisers, February 2018 ZIP 1.38 MB
Registered Investment Advisers, February 2018 ZIP 11.56 MB
Exempt Reporting Advisers, January 2018 ZIP 1.38 MB
Registered Investment Advisers, January 2018 ZIP 11.37 MB
Exempt Reporting Advisers, December 2017 ZIP 1.38 MB
Registered Investment Advisers, December 2017 ZIP 11.41 MB
Registered Investment Advisers, November 2017 ZIP 11.4 MB
Exempt Reporting Advisers, November 2017 ZIP 1.36 MB
Exempt Reporting Advisers, October 2017 ZIP 1.36 MB
Registered Investment Advisers, October 2017 ZIP 11.32 MB
Registered Investment Advisers, September 2017 ZIP 11.2 MB
Exempt Reporting Advisers, September 2017 ZIP 1.34 MB
Exempt Reporting Advisers, August 2017 ZIP 1.31 MB
Registered Investment Advisers, August 2017 ZIP 11.16 MB
Registered Investment Advisers, July 2017 ZIP 11.1 MB
Exempt Reporting Advisers, July 2017 ZIP 1.31 MB
Exempt Reporting Advisers, June 2017 ZIP 1.3 MB
Registered Investment Advisers, June 2017 ZIP 11.06 MB
Registered Investment Advisers May 2017 ZIP 11.02 MB
Exempt Reporting Advisers May 2017 ZIP 1.29 MB
Exempt Reporting Advisers, April 2017 ZIP 1.27 MB
Registered Investment Advisers, April 2017 ZIP 10.94 MB
Registered Investment Advisers, March 2017 ZIP 10.92 MB
Exempt Reporting Advisers, March 2017 ZIP 1.26 MB
Exempt Reporting Advisers, February 2017 ZIP 1.25 MB
Registered Investment Advisers, February 2017 ZIP 10.89 MB
Exempt Reporting Advisers, January 2017 ZIP 1.24 MB
Registered Investment Advisers, January 2017 ZIP 10.82 MB
Registered Investment Advisers, December 2016 ZIP 10.9 MB
Exempt Reporting Advisers, December 2016 ZIP 1.24 MB
Registered Investment Advisers, November 2016 ZIP 10.89 MB
Exempt Reporting Advisers, November 2016 ZIP 1.22 MB
Exempt Reporting Advisers, October 2016 ZIP 1.23 MB
Registered Investment Advisers, October 2016 ZIP 10.98 MB
Exempt Reporting Advisers, September 2016 ZIP 1.21 MB
Registered Investment Advisers, September 2016 ZIP 10.82 MB
Registered Investment Advisers, August 2016 ZIP 10.92 MB
Exempt Reporting Advisers, August 2016 ZIP 1.22 MB
Registered Investment Advisers, July 2016 ZIP 10.89 MB
Exempt Reporting Advisers, July 2016 ZIP 1.21 MB
Exempt Reporting Advisers, June 2016 ZIP 1.23 MB
Registered Investment Advisers, June 2016 ZIP 10.85 MB
Exempt Reporting Advisers, May 2016 ZIP 1.21 MB
Registered Investment Advisers, May 2016 ZIP 10.66 MB
Registered Investment Advisers, April 2016 ZIP 10.63 MB
Exempt Reporting Advisers, April 2016 ZIP 1.17 MB
Registered Investment Advisers, March 2016 ZIP 10.65 MB
Exempt Reporting Advisers, March 2016 ZIP 1.15 MB
Exempt Reporting Advisers, February 2016 ZIP 1.14 MB
Registered Investment Advisers, February 2016 ZIP 10.63 MB
Exempt Reporting Advisers, January 2016 ZIP 1.14 MB
Registered Investment Advisers, January 2016 ZIP 10.74 MB
Registered Investment Advisers, December 2015 ZIP 10.73 MB
Exempt Reporting Advisers, December 2015 ZIP 1.16 MB
Registered Investment Advisers, November 2015 ZIP 10.78 MB
Exempt Reporting Advisers, November 2015 ZIP 1.12 MB
Exempt Reporting Advisers, October 2015 ZIP 1.11 MB
Registered Investment Advisers, October 2015 ZIP 10.76 MB
Exempt Reporting Advisers, September 2015 ZIP 1.12 MB
Registered Investment Advisers, September 2015 ZIP 10.73 MB
Exempt Reporting Advisers, August 2015 ZIP 1.08 MB
Registered Investment Advisers, August 2015 ZIP 10.59 MB
Registered Investment Advisers, July 2015 ZIP 10.61 MB
Exempt Reporting Advisers, July 2015 ZIP 1.07 MB
Registered Investment Advisers, June 2015 ZIP 10.46 MB
Exempt Reporting Advisers, June 2015 ZIP 1.1 MB
Registered Investment Advisers, May 2015 ZIP 10.5 MB
Exempt Reporting Advisers, May 2015 ZIP 1.11 MB
Exempt Reporting Advisers, April 2015 ZIP 1.09 MB
Registered Investment Advisers, April 2015 ZIP 10.43 MB
Registered Investment Advisers, March 2015 ZIP 10.42 MB
Exempt Reporting Advisers, March 2015 ZIP 1.09 MB
Registered Investment Advisers, February 2015 ZIP 10.41 MB
Exempt Reporting Advisers, February 2015 ZIP 1.06 MB
Registered Investment Advisers, January 2015 ZIP 10.3 MB
Exempt Reporting Advisers, January 2015 ZIP 1.07 MB
Exempt Reporting Advisers, December 2014 ZIP 1.07 MB
Registered Investment Advisers, December 2014 ZIP 10.3 MB
Registered Investment Advisers, November 2014 ZIP 10.31 MB
Exempt Reporting Advisers, November 2014 ZIP 1.04 MB
Registered Investment Advisers, October 2014 ZIP 10.16 MB
Exempt Reporting Advisers, October 2014 ZIP 1016.65 KB
Registered Investment Advisers, September 2014 ZIP 10.24 MB
Exempt Reporting Advisers, September 2014 ZIP 1.02 MB
Exempt Reporting Advisers, August 2014 ZIP 1.01 MB
Registered Investment Advisers, August 2014 ZIP 10.21 MB
Registered Investment Advisers, July 2014 ZIP 10.13 MB
Exempt Reporting Advisers, July 2014 ZIP 1 MB
Registered Investment Advisers, June 2014 ZIP 10.07 MB
Exempt Reporting Advisers, June 2014 ZIP 1 MB
Registered Investment Advisers, May 2014 ZIP 10 MB
Exempt Reporting Advisers, May 2014 ZIP 1016.82 KB
Exempt Reporting Advisers, April 2014 ZIP 1010.07 KB
Registered Investment Advisers, April 2014 ZIP 9.96 MB
Registered Investment Advisers, March 2014 ZIP 9.85 MB
Exempt Reporting Advisers, March 2014 ZIP 1010.38 KB
Registered Investment Advisers, February 2014 ZIP 9.82 MB
Exempt Reporting Advisers, February 2014 ZIP 995.42 KB
Registered Investment Advisers, January 2014 ZIP 9.72 MB
Exempt Reporting Advisers, January 2014 ZIP 993.16 KB
Exempt Reporting Advisers, December 2013 ZIP 981.21 KB
Registered Investment Advisers, December 2013 ZIP 9.76 MB
Registered Investment Advisers, November 2013 ZIP 9.42 MB
Exempt Reporting Advisers, November 2013 ZIP 1018.84 KB
Registered Investment Advisers, October 2013 ZIP 9.31 MB
Exempt Reporting Advisers, October 2013 ZIP 956.04 KB
Registered Investment Advisers, September 2013 ZIP 9.08 MB
Exempt Reporting Advisers, September 2013 ZIP 948.91 KB
Exempt Reporting Advisers, August 2013 ZIP 909.25 KB
Registered Investment Advisers, August 2013 ZIP 8.94 MB
Registered Investment Advisers, July 2013 ZIP 9.01 MB
Exempt Reporting Advisers, July 2013 ZIP 922.2 KB
Registered Investment Advisers, June 2013 ZIP 8.96 MB
Exempt Reporting Advisers, June 2013 ZIP 925.08 KB
Registered Investment Advisers, May 2013 ZIP 8.93 MB
Exempt Reporting Advisers, May 2013 ZIP 882.31 KB
Exempt Reporting Advisers, April 2013 ZIP 871.38 KB
Registered Investment Advisers, April 2013 ZIP 8.88 MB
Registered Investment Advisers, March 2013 ZIP 8.88 MB
Exempt Reporting Advisers, March 2013 ZIP 861.58 KB
Registered Investment Advisers, February 2013 ZIP 8.98 MB
Exempt Reporting Advisers, February 2013 ZIP 853.71 KB
Registered Investment Advisers, January 2013 ZIP 8.97 MB
Exempt Reporting Advisers, January 2013 ZIP 845.2 KB
Exempt Reporting Advisers, December 2012 ZIP 835.35 KB
Registered Investment Advisers, December 2012 ZIP 9.07 MB
Registered Investment Advisers, November 2012 ZIP 9.07 MB
Exempt Reporting Advisers, November 2012 ZIP 827.25 KB
Registered Investment Advisers, October 2012 ZIP 9.18 MB
Exempt Reporting Advisers, October 2012 ZIP 806.8 KB
Registered Investment Advisers, September 2012 ZIP 9.29 MB
Exempt Reporting Advisers, September 2012 ZIP 781.96 KB
Exempt Reporting Advisers, August 2012 ZIP 781.03 KB
Registered Investment Advisers, August 2012 ZIP 9.42 MB
Registered Investment Advisers, July 2012 ZIP 9.76 MB
Exempt Reporting Advisers, July 2012 ZIP 768.88 KB
Registered Investment Advisers, June 2012 ZIP 10.33 MB
Exempt Reporting Advisers, June 2012 ZIP 735.96 KB
Registered Investment Advisers, May 2012 ZIP 9.26 MB
Exempt Reporting Advisers, May 2012 ZIP 718.79 KB
Exempt Reporting Advisers, April 2012 ZIP 623.2 KB
Registered Investment Advisers, April 2012 ZIP 8.16 MB
Registered Investment Advisers, March 2012 ZIP 4.9 MB
Exempt Reporting Advisers, March 2012 ZIP 51.23 KB
Registered Investment Advisers, February 2012 ZIP 4.87 MB
Exempt Reporting Advisers, February 2012 ZIP 47.63 KB
Registered Investment Advisers, January 2012 ZIP 4.85 MB
Registered Investment Advisers, December 2011 ZIP 4.81 MB
Registered Investment Advisers, November 2011 ZIP 8.2 MB
Registered Investment Advisers, October 2011 ZIP 8.12 MB
Registered Investment Advisers, September 2011 ZIP 1.86 MB
Registered Investment Advisers, August 2011 ZIP 1.52 MB
Registered Investment Advisers, July 2011 ZIP 1.58 MB
Registered Investment Advisers, June 2011 ZIP 1.5 MB
Registered Investment Advisers, May 2011 ZIP 1.49 MB
Registered Investment Advisers, April 2011 ZIP 1.63 MB
Registered Investment Advisers, March 2011 ZIP 1.47 MB
Registered Investment Advisers, February 2011 ZIP 1.66 MB
Registered Investment Advisers, January 2011 ZIP 1.47 MB
Registered Investment Advisers, December 2010 ZIP 1.48 MB
Registered Investment Advisers, November 2010 ZIP 1.65 MB
Registered Investment Advisers, October 2010 ZIP 1.79 MB
Registered Investment Advisers, September 2010 ZIP 1.61 MB
Registered Investment Advisers, August 2010 ZIP 1.64 MB
Registered Investment Advisers, July 2010 ZIP 1.77 MB
Registered Investment Advisers, June 2010 ZIP 1.76 MB
Registered Investment Advisers, May 2010 ZIP 1.62 MB
Registered Investment Advisers, April 2010 ZIP 1.61 MB
Registered Investment Advisers, March 2010 ZIP 1.61 MB
Registered Investment Advisers, February 2010 ZIP 1.6 MB
Registered Investment Advisers, January 2010 ZIP 1.59 MB
Registered Investment Advisers, December 2009 ZIP 1.87 MB
Registered Investment Advisers, November 2009 ZIP 1.59 MB
Registered Investment Advisers, October 2009 ZIP 799.37 KB
Registered Investment Advisers, September 2009 ZIP 772.63 KB
Registered Investment Advisers, August 2009 ZIP 753.9 KB
Registered Investment Advisers, July 2009 ZIP 792.09 KB
Registered Investment Advisers, June 2009 ZIP 750.36 KB
Registered Investment Advisers, May 2009 ZIP 779.93 KB
Registered Investment Advisers, April 2009 ZIP 785.77 KB
Registered Investment Advisers, March 2009 ZIP 762.6 KB
Registered Investment Advisers, February 2009 ZIP 814.16 KB
Registered Investment Advisers, January 2009 ZIP 813.2 KB
Registered Investment Advisers, December 2008 ZIP 764.39 KB
Registered Investment Advisers, October 2008 ZIP 734.46 KB
Registered Investment Advisers, September 2008 ZIP 732.35 KB
Registered Investment Advisers, August 2008 ZIP 731.08 KB
Registered Investment Advisers, July 2008 ZIP 727.54 KB
Registered Investment Advisers, June 2008 ZIP 724.27 KB
Registered Investment Advisers, April 2008 ZIP 715.02 KB
Registered Investment Advisers, March 2008 ZIP 712.74 KB
Registered Investment Advisers, February 2008 ZIP 705.83 KB
Registered Investment Advisers, January 2008 ZIP 702.02 KB
Registered Investment Advisers, November 2007 ZIP 702.63 KB
Registered Investment Advisers, October 2007 ZIP 700.2 KB
Registered Investment Advisers, September 2007 ZIP 695.38 KB
Registered Investment Advisers, July 2007 ZIP 691.05 KB
Registered Investment Advisers, May 2007 ZIP 680.06 KB
Registered Investment Advisers, June 2006 ZIP 675.11 KB

Last Reviewed or Updated: Dec. 2, 2024