Examination Initiative: LIBOR Transition Preparedness
June 18, 2020
The Office of Compliance Inspections and Examinations (“OCIE”) identified registrant preparedness for the transition away from LIBOR as an examination program priority for FY 2020. OCIE is issuing this Risk Alert to provide registrants with additional information about the scope and content of these examinations.
View the Risk Alert: Examination Initiative: LIBOR Transition Preparedness