News and Events from the Fort Worth Regional Office

The Fort Worth Regional Office posts news and events happening in its jurisdiction. You may sign up to receive email updates.

Date Title
Section 31 Transaction Fee Rate Advisory for Fiscal Year 2025
The Future is Here, Now! A Comprehensive Examination of the STO+ Framework and its Regulatory Implications
The Fork in America's Financial Future: From Globalization to Sovereignty
The Future of Global Financial Systems: Integration of Traditional Finance and Decentralized Technologies
RE: Securing Digital Dollar Dominance: A Comprehensive Framework for Stablecoin Regulation and Innovation
RE: Contribution to Safe Harbor & Security Status
Re: A Legal Basis for Interpreting the Definition of an Exchange to Exclude a Decentralized Exchange Operating an Automated Market Maker
Re: There Must Be Some Way Out of Here
RE: Written Input to the Crypto Task Force
Sunshine Act Notice
Sunshine Act Notice
Sunshine Act Notice
Sunshine Act Notice
Re: Recommendations for Treatment of NFTs for Digital Art Under Securities Law and the First Amendment
Recommendation Letter - Supplementary Clarification No. 3 - Recommendation for Operational Structure and Clarification of STO+, ST, and ST+ Mechanisms
Crypto Task Force Meetings
Letter to the Crypto Task Force
A Response by the Global Legal Identifier Foundation (GLEIF) to the the Securities and Exchange Commission’s Crypto Task Force
Recommendation Letter
Participation in State of Iowa et al. v. SEC, No. 24-1522 (8th Cir. filed Mar. 12, 2024)
Re: Recommendations Regarding a Safe Harbor and Crowdfunding Regime for Collectible Tokens (NFTs)
Submission to SEC Crypto Task Force
Re: AIMA written input to the SEC’s Crypto Task Force
Proposal for U.S.–Japan Collaboration on Tokenized Economy and Web3 Innovation
SEC Roundtable on Artificial Intelligence in the Financial Industry
Re: Response to RFI of Crypto Task Force
RE: SEC Crypto 2.0 Formation of New Crypto Task Force
Recommendation Letter
Letter to the Crypto Task Force
Letter to the Crypto Task Force
Letter to the Crypto Task Force
Letter of Lewis Rinauldo Cohen (CahillNXT) to Crypto Task Force (March 20 2025)
What We Talk About When We Talk About (Tokens)
Re: Restatement of the Howey Common Law of Crypto Assets; Recommendations
RE: Crypto Task Force Input
Sunshine Act Notice
A Unified Framework for Digital Asset Regulation
SEC Open Letter
Digital Asset National Security
Re: Responses to Commissioner Peirce’s “There Must Be Some Way Out of Here”
Letter to the Crypto Task Force
Re: There Must Be Some Way Out of Here: Recommendations on the Regulation of Digital Securities Markets
Demystifying Tokenisation: Embracing the Future
Crypto Task Force Roundtable — March 21
Crypto-Asset Custody: A Blueprint for Regulatory and Operational Excellence
Promoting Sound Marketplaces – DeFi/CeFi, Crypto Platforms & Exchanges
Re: SR-Phlx-2025-08, Nasdaq Bitcoin Index Options
Prepared Statement for SEC’s Crypto Task Force March 21, 2025 Roundtable titled “How We Got Here and How We Get Out – Defining Security Status” and Responses to “Security Status” Questions in SEC Commissioner Hester Peirce’s February 21, 2025 Statement...
There Must Be Some Kinda Way Out of Here Part II -- Security Status
Re: Crypto Task Force Input: Security Status and Safe Harbor from Registration
Proposal to the Crypto Task Force
Letter to the Crypto Task Force
Token Safe Harbor Proposal 3.0
Letter to the Crypto Task Force
Re: Recommendations Regarding a Safe Harbor for Certain Airdrops and Incentive-Based Rewards of Network Tokens
RE: Comments on the SEC Crypto Task Force’s Questions Concerning the Security Status of Crypto Assets
SEC Crypto Task Force Input Letter from Tokeny
Agenda: Spring Sprint Toward Crypto Clarity Roundtable
Sunshine Act Notice
There Must Be Some Kinda Way Out of Here[1] Part I -- Security Status[2]
Comprehensive Proposal: XRP as a Strategic Financial Asset for the U.S.
Dragonchain Feedback to Commissioner Hester M. Peirce article There Must Be Some Way Out of Here dated Feb. 21, 2025
2025 Safe Harbor Framework Overview
Letter to the Crypto Task Force
Policy for the Crypto Task Force: Fraud Prevention and Tracing Framework
Re: Cryptocurrency Task Force
Re: SEC Crypto 2.0: Formation of New Crypto Task Force
Crypto Task Force Roundtables
Chief FOIA Officer Report 2025
Letter to the Crypto Task Force
Public Security Opinion
Letter to the Crypto Task Force
A Prudent Digital Assets Framework: Balancing Innovation, Consumer Protection, and Monetary Sovereignty
Memo Board: A Web3 Framework for Trust, Altruism, and Secure Data Exchange
RE: A Workable “Efforts of Others” Framework for Digital Assets Sold Pursuant to Investment Contracts
Re: Amendments Regarding the Definition of “Exchange” (Release No. 34-97309, File No. S7-02-22), RIN 3235–AM45
Uncertain Regulations, Definite Impacts: The Impact of the U.S. Securities and Exchange Commission’s Regulatory Interventions on Crypto Assets
SEC Crypto Task Force Designation
Crypto@SEC
2024 Annual Staff Report Relating to the Use of Form PF Data
Office Hours with Gary Gensler: The U.S. Capital Markets and the Securities and Exchange Commission
Federal Employee Viewpoint Survey 2024
SEC Charges Seven Private Fund Advisers For Repeatedly Failing To File Form PF
2024 Agency Financial Report
Semiannual Management Report (November 2024)
Office Hours with Gary Gensler: Fraud and Deception in Artificial Intelligence
Investor Complaints Data Archive
Oil and Gas Reporting Modernization - A Small Entity Compliance Guide
Welcome to Tips, Complaints, and Referrals
Submit a Tip
Artificial Intelligence at the SEC
Annual notice of securities sold pursuant to Rule 24-f2 (with amendments adopted in 2024 RILAs release)
Registration statement of separate accounts organized as unit investment trusts (with amendments adopted in 2024 RILAs release)
U.S. Securities and Exchange Commission Organizational Chart - Text Version
Section 6(b) Filing Fee Rate Advisory for Fiscal Year 2025
Fee Rate Advisories
Enviar un Dato - Recursos en Español (Spanish)
Fee Rate Advisory #1 for Fiscal Year 2024
Fee Rate Advisory #2 for Fiscal Year 2024
Advisory Committee on Small and Emerging Companies