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Announcement

Strengthening Practices for Preventing and Detecting Illegal Options Trading Used to Reset Reg SHO Close-Out Obligations

Aug. 9, 2013

https://www.sec.gov/about/offices/ocie/options-trading-risk-alert.pdf

Last Reviewed or Updated: Aug. 9, 2013

Rules & Regulations

Enforcement & Litigation

Compliance

Strengthening Practices for Preventing and Detecting Illegal Options Trading Used to Reset Reg SHO Close-Out Obligations

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Strengthening Practices for Preventing and Detecting Illegal Options Trading Used to Reset Reg SHO Close-Out Obligations