Jan. 15, 2014
Making A Difference Through Public Service
Commissioner Luis A. Aguilar
U.S. Securities and Exchange Commission
Speech
Jan. 14, 2014
Dissenting Statement Regarding Adoption of Interim Final Rule Regarding Certain CDOs Backed by TruPS as a "Companion Rule" to the Volcker Rule
Commissioner Michael S. Piwowar
Statement
Jan. 8, 2014
Statement on the Commission’s Issuance of Certain Exemptive Orders Related to Rule 17g-5(c)(1)
Commissioner Luis A. Aguilar
U.S. Securities and Exchange Commission[1]
Statement
Dec. 27, 2013
Joint Statement regarding Treatment of Certain Collateralized Debt Obligations Backed by Trust Preferred Securities under the Rules implementing Section 619 of the Dodd-Frank Act
Office of the Comptroller of the Currency
Board of Governors of the Federal Reserve System
Federal Deposit Insurance Corporation
Securities and Exchange Commission
Statement
Dec. 27, 2013
Statement of Commissioner Daniel M. Gallagher Regarding the Removal of Certain References to Credit Ratings Under the Securities and Exchange Act of 1934 and the Investment Company Act
Commissioner Daniel M. Gallagher
Statement
Dec. 18, 2013
Statement at Open Meeting on Rules to Increase Access to Capital for Smaller Companies
Chair Mary Jo White
Statement
Dec. 18, 2013
Statement at Open Meeting on Rules to Increase Access to Capital for Smaller Companies
Commissioner Michael S. Piwowar
Statement
Dec. 18, 2013
Promoting Investor Protection in Small Business Capital Formation
Commissioner Luis A. Aguilar
Statement
Dec. 18, 2013
Statement at Open Meeting on Rules to Increase Access to Capital for Smaller Companies
Commissioner Kara M. Stein
Statement
Dec. 18, 2013
Statement at Open Meeting on Rules to Increase Access to Capital for Smaller Companies
Commissioner Daniel M. Gallagher
Statement
Dec. 11, 2013
International Reporting Issues
Craig Olinger
Deputy Chief Accountant, Division of Corporation Finance
Jill Davis
Associate Chief Accountant, Division of Corporation Finance
Speech
Dec. 10, 2013
National Conference on Current SEC & PCAOB Developments
Craig Olinger
Deputy Chief Accountant, Division of Corporation Finance
Speech
Dec. 10, 2013
The Impacts of Post-Crisis Global Regulatory Reforms on Financial Markets
Commissioner Daniel M. Gallagher
Speech
Dec. 10, 2013
Statement on the Volcker Rule: Reducing Systemic Risk By Banning Excessive Proprietary Trading with Depositors’ Money
Commissioner Luis A. Aguilar
Statement
Dec. 10, 2013
Dissenting Statement Regarding Adoption of Rule Implementing the Volcker Rule
Commissioner Daniel M. Gallagher
Statement
Dec. 10, 2013
Statement Regarding Adoption of Rule Implementing the Volcker Rule
Commissioner Kara M. Stein
Statement
Dec. 10, 2013
Dissenting Statement Regarding Adoption of Rule Implementing the Volcker Rule
Commissioner Michael S. Piwowar
U.S. Securities and Exchange Commission
Statement
Dec. 9, 2013
Adoption of the Volcker Rule
Chair Mary Jo White
Statement
Dec. 9, 2013
Remarks at the AICPA 2013 Conference on Current SEC and PCAOB Developments
Julie A. Erhardt
Deputy Chief Accountant, Office of the Chief Accountant
Speech
Dec. 9, 2013
Remarks Before the 2013 AICPA National Conference on Current SEC and PCAOB Developments — Audit Policy and Current Auditing and Internal Control Matters
Brian T. Croteau
Deputy Chief Accountant, Office of the Chief Accountant
Speech
Dec. 9, 2013
Remarks at the AICPA 2013 Conference on Current SEC and PCAOB Developments
Paul Beswick
Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission
Speech
Dec. 9, 2013
The Benefit of Hindsight and the Promise of Foresight: A Proposal for A Comprehensive Review of Equity Market Structure
Commissioner Michael S. Piwowar
U.S. Securities and Exchange Commission
Speech
Dec. 6, 2013
Remarks at the 2nd Annual Institute for Corporate Counsel
Commissioner Daniel M. Gallagher
Speech
Dec. 5, 2013
Opening Statement at the Proxy Advisory Services Roundtable
Chair Mary Jo White
Statement
Dec. 5, 2013
“Seeing Capital Markets Through Investor Eyes”
Commissioner Luis A. Aguilar
U.S. Securities and Exchange Commission
Speech