Commission Opinions and Adjudicatory Orders
Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
Below is a chronological list of opinions and orders issued by the Commission in administrative proceedings, including those adjudicating appeals from initial decisions issued by administrative law judges or from action taken by self-regulatory organizations (such as FINRA) or the Public Company Accounting Oversight Board. The opinions and orders linked below also may be found on the individual case pages linked on the Open Litigated Administrative Proceedings and Closed Litigated Administrative Proceedings pages, together with selected filings made in those proceedings.
| Date Sort descending | Respondents |
|---|---|
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Release No.
34-100110
File Number:
3-21656
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Release No.
34-100107
File Number:
3-21663
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Release No.
33-11286
File Number:
3-21032
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Release No.
34-100108
File Number:
3-21529
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Release No.
34-100105
File Number:
3-21604
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Release No.
34-100104
File Number:
3-21598
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Release No.
34-100103
File Number:
3-21599
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Release No.
34-100088
File Number:
3-21471
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Release No.
34-100087
File Number:
3-21597
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Release No.
34-100084
File Number:
3-21594
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Release No.
34-100079
File Number:
3-21715
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Release No.
34-100078
File Number:
3-21739
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Release No.
34-100071
File Number:
3-21714
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Release No.
34-100070
File Number:
3-21687
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Release No.
34-100069
File Number:
3-21661
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Release No.
34-100063
File Number:
3-21214
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Release No.
IA-6599
File Number:
3-21121
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Release No.
34-100058
File Number:
3-21924
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Release No.
34-100057
File Number:
3-21790
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Release No.
34-100056
File Number:
3-21878
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Release No.
34-100055
File Number:
3-21873
|
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Release No.
34-100049, IA-6598
File Number:
3-21280
|
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Release No.
33-11282, 34-100035, AAER-4499
File Number:
3-21831
|
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Release No.
34-99999
File Number:
3-21822
|
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Release No.
34-100000
File Number:
3-20622
|
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Release No.
34-99987
File Number:
3-21862
|
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Release No.
34-99986
File Number:
3-21864
|
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Release No.
34-99980
File Number:
3-19787
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Release No.
34-99977
File Number:
3-21292
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Release No.
34-99976, IA-6592
File Number:
3-21152
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Release No.
34-99964
File Number:
3-21390
|
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Release No.
34-99957
File Number:
3-20703
|
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Release No.
34-99956
File Number:
3-21874
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Release No.
34-99943
File Number:
3-21880
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Release No.
34-99940
File Number:
3-18989
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Release No.
IA-6583
File Number:
3-20927
|
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Release No.
34-99935
File Number:
3-21841
|
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Release No.
34-99925
File Number:
3-21222
|
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Release No.
34-99919
File Number:
3-20127
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Release No.
34-99918
File Number:
3-20209
|
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Release No.
34-99917, IA-6582
File Number:
3-21030
|
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Release No.
34-99912
File Number:
3-21878
|
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Release No.
34-99905
File Number:
3-21467
|
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Release No.
34-99893
File Number:
3-21139
|
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Release No.
34-99891
File Number:
3-21872
|
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Release No.
34-99885
File Number:
3-21726
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Release No.
34-99884
File Number:
3-21654
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Release No.
34-99883
File Number:
3-21206
|
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Release No.
34-99870
File Number:
3-21865
|
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Release No.
34-99869
File Number:
3-21001
|
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Release No.
34-99868
File Number:
3-21626
|
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Release No.
34-99867
File Number:
3-20922
|
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Release No.
34-99866
File Number:
3-21263
|
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Release No.
34-99865
File Number:
3-18989
|
|
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Release No.
34-99864
File Number:
3-21387
|
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Release No.
34-99861
File Number:
3-21693
|
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Release No.
34-99860
File Number:
3-21689
|
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Release No.
IA-6579
File Number:
3-21333
|
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Release No.
34-99858
File Number:
3-21790
|
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Release No.
34-99856
|
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Release No.
34-99855
|
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Release No.
34-99857
File Number:
3-21841
|
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Release No.
34-99854
File Number:
3-21685
|
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Release No.
34-99853
File Number:
3-21684
|
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Release No.
34-99837
File Number:
3-21680
|
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Release No.
34-99836
File Number:
3-21683
|
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Release No.
33-11279, AAER-4495, 34-99835
File Number:
3-21831
|
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Release No.
34-99820
File Number:
3-21677
|
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Release No.
34-99816
File Number:
3-21679
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Release No.
34-99821
File Number:
3-21595
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Release No.
34-99781
File Number:
3-21647
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Release No.
34-99795
File Number:
3-21676
|
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Release No.
34-99791, IA-6577
File Number:
3-21280
|
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Release No.
34-99775
File Number:
3-21620
|
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Release No.
34-99767
File Number:
3-21611
|
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Release No.
34-99768
File Number:
3-20639
|
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Release No.
34-99763
File Number:
3-21211
|
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Release No.
IA-6575
File Number:
3-21064
|
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Release No.
34-99755
File Number:
3-21788
|
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Release No.
34-99754
File Number:
3-20811
|
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Release No.
34-99753
File Number:
3-20387
|
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Release No.
34-99738
File Number:
3-21302
|
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Release No.
IA-6572
File Number:
3-20531
|
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Release No.
34-99732
File Number:
3-21011
|
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Release No.
34-99730
File Number:
3-21871
|
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Release No.
34-99717
File Number:
3-19406
|
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Release No.
34-99714
File Number:
3-21841
|
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Release No.
33-11276, 34-99716, AAER-4492
File Number:
3-21831
|
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Release No.
34-99707
File Number:
3-20922
|
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Release No.
34-99706
File Number:
3-19896
|
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Release No.
34-99705
File Number:
3-18999
|
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Release No.
34-99703
File Number:
3-20808
|
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Release No.
IA-6571
File Number:
3-19733
|
|
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Release No.
34-99702
File Number:
3-20659
|
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Release No.
IA-6570
File Number:
3-20928
|
|
|
Release No.
34-99694, IA-6569
File Number:
3-20823
|
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|
Release No.
34-99662
File Number:
3-20362
|
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Release No.
IA-6566
File Number:
3-21125
|
|
|
Release No.
34-99636
File Number:
3-21702
|
|
|
Release No.
IA-6564
File Number:
3-21364
|