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Commission Opinions & Orders Archive 2000

This list below provides links to opinions and orders issued by the Commission on appeal of Initial ALJ Decisions or disciplinary decisions issued by self-regulatory organizations (such as the NYSE or NASD).

Additional Archives

Release No. Date Respondents
34-43748 Dec. 20, 2000 Tony R. Smith
34-43691 Dec. 8, 2000 William D. Hirsh
34-43599 Nov. 21, 2000 Keith S. Perkins
34-43555 Nov. 14, 2000 Stephen Keidaish
34-43528 Nov. 7, 2000 Joseph S. Barbera
34-43523 Nov. 6, 2000 Joseph Dillon & Company, Inc.
34-43479 Oct. 25, 2000 East/West Securities Company and Leslie U. Harris
34-43418 Oct. 5, 2000 Gordon Kerr
34-43411 Oct. 4, 2000 Robin Bruce McNabb
34-43410 Oct. 4, 2000 J. Stephen Stout
34-43363 Sep. 27, 2000 Sundra Escott-Russell
34-43296 Sep. 15, 2000 Kevin Lee Otto
34-43259 Sep. 7, 2000. Michael J. Markowski and Joseph F. Riccio
34-43235 Aug. 31, 2000 Russell Ponce
34-43033 Jul. 13, 2001 Mark E. Ross
34-42793 May 18, 2000 Maximo Justo Guevara
34-42772 May 11, 2000 Jeffrey Ainley Hayden
34-42502 Mar. 8, 2000 Rita C. Villa
34-42359 Jan. 28, 2000 Joseph G. Chiulli
34-42356 Jan. 24, 2000 John A. Chepak
34-42312 Jan. 4, 2000 The American Stock Exchange, Inc.

 

http://www.sec.gov/litigation/opinions/opinionarchive/opinarch2000.shtml

Modified: 10/16/2014