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Commission Opinions & Orders Archive 2000
This list below provides links to opinions and orders issued by the Commission on appeal of Initial ALJ Decisions or disciplinary decisions issued by self-regulatory organizations (such as the NYSE or NASD).
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| Release No. |
Date |
Respondents |
| 34-43748 |
Dec. 20, 2000 |
Tony R. Smith |
| 34-43691 |
Dec. 8, 2000 |
William D. Hirsh |
| 34-43599 |
Nov. 21, 2000 |
Keith S. Perkins |
| 34-43555 |
Nov. 14, 2000 |
Stephen Keidaish |
| 34-43528 |
Nov. 7, 2000 |
Joseph S. Barbera |
| 34-43523 |
Nov. 6, 2000 |
Joseph Dillon & Company, Inc. |
| 34-43479 |
Oct. 25, 2000 |
East/West Securities Company and Leslie U. Harris |
| 34-43418 |
Oct. 5, 2000 |
Gordon Kerr |
| 34-43411 |
Oct. 4, 2000 |
Robin Bruce McNabb |
| 34-43410 |
Oct. 4, 2000 |
J. Stephen Stout |
| 34-43363 |
Sep. 27, 2000 |
Sundra Escott-Russell |
| 34-43296 |
Sep. 15, 2000 |
Kevin Lee Otto |
| 34-43259 |
Sep. 7, 2000. |
Michael J. Markowski and Joseph F. Riccio |
| 34-43235 |
Aug. 31, 2000 |
Russell Ponce |
| 34-43033 |
Jul. 13, 2001 |
Mark E. Ross |
| 34-42793 |
May 18, 2000 |
Maximo Justo Guevara |
| 34-42772 |
May 11, 2000 |
Jeffrey Ainley Hayden |
| 34-42502 |
Mar. 8, 2000 |
Rita C. Villa |
| 34-42359 |
Jan. 28, 2000 |
Joseph G. Chiulli |
| 34-42356 |
Jan. 24, 2000 |
John A. Chepak |
| 34-42312 |
Jan. 4, 2000 |
The American Stock Exchange, Inc. |
http://www.sec.gov/litigation/opinions/opinionarchive/opinarch2000.shtml
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