Respondents

Havanich, David B., Jr. DellaSala, Carmine A. Welch, Matthew D. Scurlock, Richard Hampton, III RTG Inc. d/b/a Retirement Tax Advisory Group Carrio, Jose F. Karasik, Dennis K. Carrio Karasik & Associates, LLP Salovay, Michael J.

Administrative Proceeding File No. 3-16354 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:937 Other Release Numbers: Name of Document: Initial Decision as to Michael J. Salovay
Release Date: Release Number:936 Other Release Numbers: Name of Document: Initial Decision as to Jose F. Carrio, Dennis K. Karasik, and Carrio, Karasik & Associates, LLP
Release Date: Release Number:935 Other Release Numbers: Name of Document: Initial Decision as to Richard Hampton Scurlock, III, and Rtag Inc.
Release Date: Release Number:AP-3119 Other Release Numbers: Name of Document: Prehearing Order as to Michael J. Salovay
Release Date: Release Number:AP-3107 Other Release Numbers: Name of Document: Order
Release Date: Release Number:34-75810 Other Release Numbers: Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Ordering Continuation of Proceedings Against Michael J. Salovay
Release Date: Release Number:34-75538 Other Release Numbers: Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Ordering Continuation of Proceedings Against Carrio, Karasik & Associates, LLP
Release Date: Release Number:34-75537 Other Release Numbers: Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Ordering Continuation of Proceedings Against Jose F. Carrio
Release Date: Release Number:34-75539 Other Release Numbers:
  • IA-4147
 Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, and Ordering Continuation of Proceedings Against Dennis K. Karasik
Release Date: Release Number:AP-2861 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2838 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2740 Other Release Numbers: Name of Document: Order
Release Date: Release Number:33-9792 Other Release Numbers:
  • 34-75044
 Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Carmine A. Dellasala Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934
Release Date: Release Number:33-9791 Other Release Numbers:
  • 34-75043
 Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Against David B. Havanich, Jr. Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934
Release Date: Release Number:33-9793 Other Release Numbers:
  • 34-75045
 Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Matthew D. Welch Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934
Release Date: Release Number:AP-2705 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2709 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-2632 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2506 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2470 Other Release Numbers: Name of Document: Stay Order as to Three Respondents
Release Date: Release Number:AP-2424 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2347 Other Release Numbers: Name of Document: Postponement Order
Release Date: Release Number:AP-2315 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2260 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:33-9708 Other Release Numbers:
  • 34-74120
  • IA-4005
 Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Sections 203(e) and (f) of the Investment Advisers Act of 1940