Administrative Proceedings

The links below direct you to the individual case pages for litigated administrative proceedings adjudicated by the Commission, including its consideration of appeals from initial decisions issued by administrative law judges or from SRO or PCAOB action. The case pages contain the Commission opinions and orders as well as significant filings in such matters. The links below additionally direct you to the electronic filing system for administrative proceedings and to information for respondents in administrative proceedings.

Below is a chronological list of links to orders by the Commission instituting both litigated and settled administrative proceedings and to issuances for the Commission, by the Division of Enforcement, pursuant to delegated authority. The orders and other issuances in litigated administrative proceedings below also may be found on the individual case pages linked on the Open Litigated Administrative Proceedings and Closed Litigated Administrative Proceedings pages, together with filings made in the proceedings. The issuances pertaining to distribution proceedings may also be found in the individual case charts on the Distributions in Commission Administrative Proceedings: Notices and Orders Pertaining to Disgorgement and Fair Funds page.

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Date Sort descending	Respondents
Sept. 15, 2015	Jeffrey B. Rubin Release No. 33-9913, 34-75928, IA-4196, IC-31826 File Number: 3-16813
Sept. 15, 2015	AgriBioTech Inc. Condor Capital, Inc. Tuffnell Ltd. Release No. 34-75926 File Number: 3-16811
Sept. 14, 2015	Vantone International Group, Inc. Release No. 34-75909 File Number: 3-16653
Sept. 11, 2015	MSGI Technology Solutions (a/k/a MSGI Security Solutions, Inc.) NMI Health, Inc. PlushZone, Inc. ProsorCons Sports & Entertainment Co. Release No. 34-75897 File Number: 3-16806
Sept. 11, 2015	Charles Booth, Inc. Chatsworth Acquisitions I, Inc. Release No. 34-75898 File Number: 3-16807
Sept. 11, 2015	Krill, Richard Release No. 34-75906, IC-31821 File Number: 3-16543
Sept. 11, 2015	Pennington, Jason Matthew Release No. 34-75905 File Number: 3-16586
Sept. 11, 2015	Steven M. Dombrowski, CPA Release No. 34-75907, AAER-3693 File Number: 3-16808
Sept. 10, 2015	Accres Holding, Inc. FirstBank Financial Services, Inc. MicroSmart Devices, Inc. Polymedix, Inc. RegenoCELL Therapeutics, Inc. The Sagemark Companies Ltd. Release No. 34-75869 File Number: 3-16654
Sept. 10, 2015	Baxter Capital Co. BF Acquisition Group III, Inc. BF Acquisition Group V, Inc. Release No. 34-75870 File Number: 3-16674
Sept. 10, 2015	Hinds, Inc. Kenyon, Inc. Release No. 34-75872 File Number: 3-16681
Sept. 10, 2015	GSP-2, Inc. Release No. 34-75873 File Number: 3-16601
Sept. 10, 2015	Bala Cynwyd Corp. Digital Lighthouse Corp. Great Idea Corp. Green Carbon Technologies Corp. Riverside Parkway, Inc. Southern Community Bancshares, Inc. SubMicron Technologies, Inc. United eSystems, Inc. Release No. 34-75879 File Number: 3-16802
Sept. 10, 2015	Kara, Maher F. Release No. 34-75880 File Number: 3-16803
Sept. 10, 2015	Empire Gold, Inc. GMS Capital Corp. Greater China Acquisition Corp. IC2e International Inc. Intelliservices, Inc. S.F.H. Holdings I, Inc. S.F.H. Holdings II, Inc. Sowa Jisho International Inc. Release No. 34-75883 File Number: 3-16804
Sept. 10, 2015	Credit Suisse Securities USA (LLC), et al. Release No. 34-75877 File Number: 3-15098
Sept. 10, 2015	Credit Suisse Securities USA (LLC), et al. Release No. 34-75878 See Also: Plan of Distribution Bulk Settlement Plan Practice File Number: 3-15098
Sept. 10, 2015	Shawn A. Becker Release No. 34-75891 File Number: 3-16805
Sept. 10, 2015	ANTH1, Inc. Ares Global Assets, Inc. Asat Holdings Ltd. Asia Quest Ventures, Inc. Aux (USA), Inc. Barton Solar Acquisition, Inc. Release No. 34-75871 File Number: 3-16558
Sept. 9, 2015	BDO USA, LLP Release No. 34-75862, AAER-3692 File Number: 3-16800
Sept. 9, 2015	Bennett Group Financial Services, LLC Bennett, Dawn J. Release No. 33-9910, 34-75864, IA-4191, IC-31810 File Number: 3-16801
Sept. 9, 2015	Sean C. Henaghan, CPA, et al. Release No. 34-75859, AAER-3689 File Number: 3-16797
Sept. 9, 2015	Ronald E. Heineman Release No. 34-75860, AAER-3690 File Number: 3-16798
Sept. 9, 2015	Salvatore J. Zizza Release No. 34-75861, AAER-3691 File Number: 3-16799
Sept. 8, 2015	Bankrate, Inc. and Hyunjin Lerner, CPA Release No. 33-9901, 34-75849, AAER-3683 File Number: 3-16786
Sept. 8, 2015	Fox, Joseph J. Release No. 33-9908, 34-75857 File Number: 3-16795
Sept. 8, 2015	Marc S. Mandel Release No. 33-9909, 34-75858 File Number: 3-16796
Sept. 8, 2015	Hyunjin Lerner, CPA Release No. 33-9902, 34-75850, AAER-3684 File Number: 3-16787
Sept. 8, 2015	MusclePharm Corporation Release No. 33-9903, 34-75851 File Number: 3-16788
Sept. 8, 2015	Brad J. Pyatt Release No. 33-9904, 34-75852 File Number: 3-16789
Sept. 8, 2015	Lawrence S. Meer, CPA Release No. 33-9905, 34-75853, AAER-3685 File Number: 3-16790
Sept. 8, 2015	L. Gary Davis, CPA Release No. 33-9906, 34-75854, AAER-3686 File Number: 3-16791
Sept. 8, 2015	Donald W. Prosser, CPA Release No. 34-75855, AAER-3687 File Number: 3-16792
Sept. 8, 2015	Ditto Holdings, Inc. (Now Known as Sovestech, Inc.) Release No. 33-9907 File Number: 3-16794
Sept. 4, 2015	Moshe Yehuda Dunoff Release No. 34-75842 File Number: 3-16782
Sept. 4, 2015	Raymon Holmdahl, CPA and Kanako Matsumoto, CPA Release No. 34-75843, AAER-3681 File Number: 3-16783
Sept. 4, 2015	Robert A. Hanner Release No. 34-75847 File Number: 3-16784
Sept. 4, 2015	Donald E. Robar Release No. 34-75848 File Number: 3-16785
Sept. 3, 2015	Mackensen & Company, Inc., and Warren J. Mackensen Release No. IA-4188 File Number: 3-16780
Sept. 3, 2015	Colangelo, Stephen A., Jr. Release No. IA-4189 File Number: 3-16556
Sept. 3, 2015	Kevin McDonnell Release No. 33-9900, 34-75833 File Number: 3-16781
Sept. 2, 2015	Taberna Capital Management, LLC, Michael Fralin and Raphael Licht Release No. 34-75814, IA-4186, IC-31803 File Number: 3-16776
Sept. 2, 2015	Janet L. Waters Release No. 34-75819 File Number: 3-16777
Sept. 2, 2015	High Point Transport, Inc. Kohler Capital III, Corporation Mega Group, Inc. Merci, Inc. Our Glass, Inc. Synthetic Industries, LP Release No. 34-75821 File Number: 3-16778
Sept. 2, 2015	INverso Corp. Madison Venture Capital Group, Inc. Plantation Lifecare Developers, Inc. Prins Recycling Corp. SCN Holdings, Inc. Skin Nutrition International, Inc. Tecfin Corporation Release No. 34-75823 File Number: 3-16779
Sept. 2, 2015	Balaton Power, Inc. Flying Eagle PU Technical Corp. (f/k/a Sooner Holdings, Inc.) Release No. 34-75808 File Number: 3-16021
Sept. 2, 2015	Havanich, David B., Jr. DellaSala, Carmine A. Welch, Matthew D. Scurlock, Richard Hampton, III RTG Inc. d/b/a Retirement Tax Advisory Group Carrio, Jose F. Karasik, Dennis K. Carrio Karasik & Associates, LLP Salovay, Michael J. Release No. 34-75810 File Number: 3-16354
Sept. 1, 2015	Bama Biotech, Inc. China inSure Holdings, Inc. China Nutrifruit Group, Ltd. Sino Clean Energy, Inc. Release No. 34-75797 File Number: 3-16456
Sept. 1, 2015	Guardian Zone Technology, Inc. (f/k/a Curtis Acquisition Inc.) Heartland Wisconsin Corp. Klein Retail Centers, Inc. LightFirst, Inc. Release No. 34-75798 File Number: 3-16579
Sept. 1, 2015	Enterologics, Inc. Midas Medici Group Holdings, Inc. SEFE, Inc. Release No. 34-75799 File Number: 3-16597
Sept. 1, 2015	Haryman, Gerard Release No. 34-75802 File Number: 3-16564
Sept. 1, 2015	DiPietro, Michael Albert Release No. 34-75805 File Number: 3-16658
Sept. 1, 2015	GW One, Inc. Pacific Power Group, Inc. PFF Bancorp, Inc Robertson Acquisitions II, Inc. (CIK No. 1554100) Robertson Acquisitions II, Inc. (CIK No. 1554622) Release No. 34-75806 File Number: 3-16774
Sept. 1, 2015	Calico Commerce, Inc. (a/k/a CCI Liquidation Corp.) China Fuhua New Material Holdings, Inc. China Multimedia, Inc. China Water & Drinks, Inc. CMR Mortgage Fund II, LLC Release No. 34-75807 File Number: 3-16775
Aug. 31, 2015	Johnson Lambert LLP and Bradley Scott Diericx, CPA Release No. 34-75795, AAER-3680 File Number: 3-16773
Aug. 28, 2015	Papertradex (US) Inc. Park Hill Capital I Corp. Release No. 34-75778 File Number: 3-16651
Aug. 28, 2015	BioCoral, Inc. GC China Turbine Corp. Race World International, Inc. Worldwide Biotech & Pharmaceutical Co. Release No. 34-75779 File Number: 3-16604
Aug. 28, 2015	Hornby International, Inc. Impart Media Group, Inc. Integrated Micrometallurgical Systems, Inc. Intellicapital, Inc. Release No. 34-75780 File Number: 3-16593
Aug. 28, 2015	Linkbrokers Derivatives LLC Release No. 34-75784 File Number: 3-16017
Aug. 28, 2015	Success Trade, Inc. Success Trade Securities, Inc. Ahmed, Fuad Release No. 34-75789 File Number: 3-16755
Aug. 28, 2015	Brian M. Bennett (f/k/a Brian M. Zentmyer) Release No. IA-4185 File Number: 3-16772
Aug. 27, 2015	China Bio-Immunity Corp. China Culture Resorts Holdings, Inc. Par 3 Services, Inc. Parks One, Inc. Release No. 34-75777 File Number: 3-16771
Aug. 26, 2015	Integrated.Com, Inc. Las Vegas Sports Resort, Inc. (f/k/a Samdrew V Inc.) Release No. 34-75761 File Number: 3-16592
Aug. 25, 2015	Randy E. Olshen Release No. 33-9897, 34-75758 File Number: 3-16549
Aug. 25, 2015	Ci4net.Com Inc. Curragh, Inc. RePhex, Inc. Release No. 34-75759 File Number: 3-16769
Aug. 25, 2015	North East Capital, LLC and Anthony T. Vicidomine Release No. 34-75753 File Number: 3-15429
Aug. 25, 2015	James R. Glover Release No. 34-75760, IA-4181 File Number: 3-16770
Aug. 20, 2015	Anticus International Corp. China Marketing Media Holdings, Inc. Cigma Metals Corp. LL&E Royalty Trust Release No. 34-75742 File Number: 3-16571
Aug. 19, 2015	Federated Investment Management Company, Federated Securities Corp.and Federated Shareholder Services Company Release No. 34-75741 File Number: 3-12111
Aug. 19, 2015	China Organic Fertilizer, Inc. Release No. 34-75726 File Number: 3-16602
Aug. 19, 2015	Neologic Animation Inc. Release No. 34-75727 File Number: 3-16595
Aug. 19, 2015	BioCoral, Inc. GC China Turbine Corp. Race World International, Inc. Worldwide Biotech & Pharmaceutical Co. Release No. 34-75728 File Number: 3-16604
Aug. 19, 2015	Citigroup Global Markets, Inc. Release No. 34-75729, IA-4178, 33-9895, 33-9896 See Also: 33-9895 , 33-9896 File Number: 3-16764
Aug. 19, 2015	Avalon Digital Marketing Systems, Inc. Computerized Thermal Imaging, Inc. Daw Technologies, Inc. Release No. 34-75731 File Number: 3-16765
Aug. 19, 2015	Robert J. Vitale Release No. 34-75732 File Number: 3-16767
Aug. 19, 2015	Price, Aubrey Lee Release No. IA-4179 File Number: 3-16766
Aug. 18, 2015	Internal Fixation Systems, Inc. Release No. 34-75719 File Number: 3-16761
Aug. 18, 2015	The Bank of New York Mellon Corporation Release No. 34-75720, AAER-3679 File Number: 3-16762
Aug. 18, 2015	Hitcom Corp. Iberian Group, Inc. International Commodity Logistics, Inc. Jet Cheer Investments Ltd. Legend Marketing Corp. Release No. 34-75725 File Number: 3-16763
Aug. 17, 2015	Citigroup Alternative Investments LLC and Citigroup Global Markets Inc. Release No. 33-9893, 34-75710, IA-4174, 33-9894 See Also: 33-9894 File Number: 3-16757
Aug. 17, 2015	Theodore R. Augustyniak Release No. IA-4175 File Number: 3-16758
Aug. 17, 2015	Tamara S. Kraus Release No. IA-4176 File Number: 3-16759
Aug. 17, 2015	Bradford D. Szczecinski Release No. IA-4177 File Number: 3-16760
Aug. 14, 2015	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. 33-9892, 34-75708, IA-4173, IC-31763 File Number: 3-15255
Aug. 14, 2015	GLG Partners, Inc. and GLG Partners, L.P. Release No. 34-75706 File Number: 3-15641
Aug. 14, 2015	Success Trade, Inc. Success Trade Securities, Inc. Ahmed, Fuad Release No. 33-9891, 34-75707, IC-31762 File Number: 3-16755
Aug. 13, 2015	Menies, Matthew Scott Release No. 33-9889, 34-75688 File Number: 3-15751
Aug. 13, 2015	Stina R. Wishman Release No. 33-9890, 34-75689, IA-4169, IC-31751 File Number: 3-16752
Aug. 13, 2015	International Hi-Tech Industries Inc. Mark One Global Industries, Inc. Nortel Networks Corporation Silverado Gold Mines Ltd. Release No. 34-75687 File Number: 3-16679
Aug. 13, 2015	Signator Investors, Inc. and Gregory J. Mitchell Release No. 34-75690, IA-4170 File Number: 3-16753
Aug. 13, 2015	Signator Investors, Inc. and Gregory J. Mitchell Release No. 34-75691, IA-4171, IC-31752 File Number: 3-16754
Aug. 12, 2015	David J. Stern Release No. 34-75673 File Number: 3-16743
Aug. 12, 2015	Austin Funding.com Corporation Core Medical Group, Inc. Modern City Entertainment, Inc. Release No. 34-75675 File Number: 3-16745
Aug. 12, 2015	Keith MacDonald Summers Release No. 34-75679 File Number: 3-16014
Aug. 12, 2015	ITG Inc. and AlterNet Securities, Inc. Release No. 33-9887, 34-75672 File Number: 3-16742
Aug. 12, 2015	Accelerated Acquisitions XIV, Inc. Alternate Energy Holdings, Inc. BW Acquisition, Inc. (n/k/a Malibu Enterprises, Inc.) MediStaff Corp. Vista Technologies, Inc. VitroTech Corp. Xertech, Inc. Release No. 34-75668 File Number: 3-16426
Aug. 12, 2015	The American Corp. (a/k/a American Corp.) Madison Acquisition Ventures, Inc. Nugen Holdings, Inc. Release No. 34-75669 File Number: 3-16677
Aug. 12, 2015	Kumar Gursahaney Release No. 33-9888, 34-75674 File Number: 3-16744
Aug. 12, 2015	DJSP Enterprises, Inc. Release No. 34-75671 File Number: 3-16741
Aug. 12, 2015	Storm Cat Energy Corp. Univision Engineering Limited World Gaming PLC Release No. 34-75680 File Number: 3-16746

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