Administrative Proceedings

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

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Release No.	Date	Respondents
Fourth Quarter
34-71207	Dec. 30, 2013	Peter B. Madoff, Esq.
34-71191	Dec. 26, 2013	Instinet, LLC Other Release No.: IA-3748
34-71185	Dec. 24, 2013	Kevin Brennan, CPA Other Release No.: AAER-3523
IA-3747	Dec. 24, 2013	Jim Poe and Associates, Inc. and James Emory Poe
33-9501	Dec. 23, 2013	West Coast Asset Management, Inc. and Lance W. Helfert Other Release No.: IA-3746
34-71174	Dec. 23, 2013	Clinton Ronald Greenman, CPA Other Release No.: AAER-3522
34-71170	Dec. 20, 2013	Aladdin Capital Management LLC and Aladdin Capital LLC and Joseph A. Schlim
33-9500	Dec. 20, 2013	Multri-Precision, LLC
34-71161	Dec. 20, 2013	Thomas D. Melvin, CPA Other Release No.: AAER-3521
34-71154	Dec. 20, 2013	John Kinross-Kennedy, CPA Other Release No.: AAER-3520
34-71151	Dec. 20, 2013	CompuSonics Video Corporation
34-71136	Dec. 19, 2013	Bank of Florida Corp., et al.
34-71135	Dec. 19, 2013	China Dongfang Healthcare Group, Inc., et al.
34-71128	Dec. 18, 2013	G-Trade Services LLC, Convergex Global Markets Limited, and Convergex Execution Solutions LLC Other Release No.: IA-3744
34-71127	Dec. 18, 2013	Thomas Lekargeren Other Release No.: IC-30839
34-71126	Dec. 18, 2013	Jonathan Samuel Daspin Other Release No.: IC-30838
34-71119	Dec. 18, 2013	Oppenheimerfunds, Inc. and Oppenheimerfunds Distributor, Inc. Note: See also Proposed Plan of Distribution
34-71118	Dec. 18, 2013	Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, Mark W. Wells
34-71117	Dec. 18, 2013	James Vincent Poti, CPA Other Release No.: AAER-3519
34-71115	Dec. 18, 2013	The Enlightened Gourmet, Inc., et al.
34-71113	Dec. 18, 2013	Golden Elephant Glass Technology, Inc., and Pacific Alliance Corp.
34-71112	Dec. 18, 2013	Home Systems Group
34-71111	Dec. 18, 2013	Patch International, Inc., et al.
34-71110	Dec. 18, 2013	A.G. Volney Center (f/k/a Buddha Steel, Inc.), et al.
34-71109	Dec. 17, 2013	Ronald Gene Anglin Other Release No.: IA-3741
IA-3740	Dec. 17, 2013	Frank Dappah
34-71097	Dec. 17, 2013	Alex Halimi Other Release No.: IC-30834
33-9495	Dec. 13, 2013	Craig Berkman, d/b/a Ventures Trust LLC, et al. Other Release Nos.: 34-71075, IA-3739, IC-30831
34-71072	Dec. 13, 2013	Heritage Worldwide, Inc., et al.
34-71070	Dec. 12, 2013	Rodney A. Smith, Michael Santicchia, CPA, and Stephen D. Cheaney, CPA Other Release Nos.: IA-3738, AAER-3518
34-71069	Dec. 12, 2013	Mark M. Wayne Other Release Nos.: IA-3737, IC-30829
34-71065	Dec. 12, 2013	Darlene A. Bishop
IA-3735	Dec. 12, 2013	Joseph G. Parish III and Scott H. Shannon Other Release No.: IC-30828
33-9493	Dec. 12, 2013	Merrill Lynch, Pierce, Fenner & Smith Incorporated Other Release No.: 34-71051
34-71050	Dec. 12, 2013	GLG Partners, Inc. and GLG Partners, L.P. Other Release No.: AAER-3516
34-71049	Dec. 11, 2013	A.L. Waters Capital, LLC
34-71043	Dec. 11, 2013	Matthew K. Lazar Other Release No.: IA-3734
34-71031	Dec. 11, 2013	Craig Toll, CPA, Other Release No.: AAER-3515
34-71026	Dec. 9, 2013	AcuNetx, Inc.
34-71012	Dec. 6, 2013	Michael Anthony Gonzalez
34-70989	Dec. 5, 2013	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC, et al. Other Release Nos.: IA-3732, IC-30818
34-70987	Dec. 5, 2013	ICC Worldwide, Inc., et al.
33-9490	Dec. 4, 2013	Fifth Third Bancorp and Daniel Poston Other Release Nos.: 34-70983, AAER-3514
34-70980	Dec. 4, 2013	Nicholas J. Polito, Jr. Other Release No.: IA-3731
34-70975	Dec. 4, 2013	Catch by Gene, Inc., et al.
34-70973	Dec. 4, 2013	Community Alliance, Inc., et al.
IA-3730	Dec. 3, 2013	Corey Ribotsky
34-70965	Dec. 3, 2013	Charles L. Rizzo and Gina M. Hornbogen Other Release No.: 34-70573 Note: See also Proposed Distribution Plan
IA-3729	Dec. 2, 2013	Charles J. Dushek, and Charles S. Dushek,
33-9488	Nov. 27, 2013	Marie L. Huber And Jess E. Jones Other Release Nos.: IA-3728, IC-30814
34-70959	Nov. 27, 2013	Daniel Imperato
IA-3725	Nov. 26, 2013	Ambassador Capital Management, LLC and Derek H. Oglesby Other Release No.: IC-30809
IA-3727	Nov. 26, 2013	Tri-Star Advisors, Inc., William T. Payne, and Jon C. Vaughan
34-70944	Nov. 26, 2013	Parallax Investments, LLC, John P. Bott, II, and F. Robert Falkenberg Other Release Nos.: IA-3726, IC-30810
IA-3723	Nov. 25, 2013	Paul Anthony Mozicato
34-70939	Nov. 25, 2013	John B. Guyette
34-70938	Nov. 25, 2013	John R. Graves Other Release No.: IA-3724
33-9485	Nov. 25, 2013	Curt Kramer, Mazuma Corporation, Mazuma Funding Corporation, and Mazuma Holding Corporation
33-9484	Nov. 25, 2013	Daniel Bogar, Bernerd E. Young, and Jason T. Green Other Release Nos.: 34-70934, IA-3722, IC-30805
34-70931	Nov. 22, 2013	Byrnee K. Baylor, Esq.
34-70921	Nov. 22, 2013	Southern USA Resources, Inc.
34-70920	Nov. 22, 2013	Carbiz, Inc., et al.
33-9482	Nov. 22, 2013	Joseph P. Doxey and William J. Daniels Other Release No.: 34-70923
33-9481	Nov. 20, 2013	Larry C. Grossman and Gregory J. Adams Other Release Nos.: 34-70908, IA-3720, IC-30802
33-9480	Nov. 20, 2013	Gregg C. Lorenzo, et al. Other Release No.: 34-70904
IA-3719	Nov. 19, 2013	Agamas Capital Management, LP,
34-70896	Nov. 19, 2013	Houseraising, Inc., et al.
IA-3718	Nov. 15, 2013	Carlene B. Veara
34-70870	Nov. 14, 2013	Acunetx, Inc., Alliance Pharmaceutical Corp., BBV Vietnam S.E.A. Acquisition Corp., Cash Technologies, Inc., Conspiracy Entertainment Holdings, Inc., Dematco, Inc., and Interactive Systems Worldwide, Inc.
34-70867	Nov. 13, 2013	Jonathan C. Gilchrist
33-9477	Nov. 13, 2013	Julieann Palmer Martin Other Release Nos.: 34-70868, IC-30783
IA-3714	Nov. 7, 2013	Prestige Capital Advisors, LLC
IA-3713	Nov. 7, 2013	Victoria A. Hunt
34-70825	Nov. 6, 2013	Invesco Funds Group, Inc.
34-70823	Nov. 6, 2013	Sherb & Co., LLP, et al. Other Release No.: AAER-3512
IA-3712	Nov. 6, 2013	Anthony J. Klatch, II
34-70815	Nov. 5, 2013	Steven Markowitz
34-70814	Nov. 5, 2013	Joseph Sorbara
34-70813	Nov. 5, 2013	Charles M. Raspa
IA-3710	Nov. 5, 2013	Resources Planning Group, Inc.
33-9472	Nov. 5, 2013	Piper Jaffray & Co. and Jane Towery Other Release No.: 34-70804
33-9471	Nov. 5, 2013	The Greater Wenatchee Regional Events Center Public Facilities District, et al.
IA-3709	Nov. 1, 2013	John Hagener
34-70796	Nov. 1, 2013	AcuNetx, Inc., et al.
34-70790	Oct. 31, 2013	Robert Grabowski
34-70786	Oct. 31, 2013	Jeremy S. Fisher
34-70785	Oct. 31, 2013	Acies Corporation, et al.
34-70783	Oct. 31, 2013	Heritage Worldwide, Inc., et al.
34-70780	Oct. 30, 2013	JPMorgan Chase & Co.
34-70779	Oct. 30, 2013	Terry Paul Ogden
34-70778	Oct. 30, 2013	Wayne Reed Ogden
34-70777	Oct. 30, 2013	Fry Hensley and Company and Nicholas L. Fry, II Other Release Nos.: IA-3708; IC-30772
34-70770	Oct. 29, 2013	Scott Tierney
34-70768	Oct. 29, 2013	Joseph M. Mancuso
34-70767	Oct. 29, 2013	Ronald Baldwin, Jr. CPA Other Release No.: AAER-3511
34-70759	Oct. 28, 2013	Further Lane Asset Management, LLC, et al. Other Release Nos.: IA-3707, IC-30767
IA-3706	Oct. 28, 2013	GW & Wade, LLC
IA-3705	Oct. 28, 2013	Knelman Asset Management Group, LLC and Irving P. Knelman Other Release No.: IC-30766
34-70751	Oct. 24, 2013	Stryker Corporation
34-70750	Oct. 24, 2013	Skyview Holdings Corp., et al.
34-70749	Oct. 23, 2013	Huakang Zhou (a/k/a David Zhou), et al.
IA-3702	Oct. 23, 2013	Modern Portfolio Management, Inc., G. Thomas Damasco Ii, and Bryan F. Ohm
34-70743	Oct. 23, 2013	Equitas Capital Advisors, LLC, et al. Other Release No.: IA-3704
34-70742	Oct. 23, 2013	Stephen Derby Gisclair Other Release No.: IA-3703
34-70740	Oct. 22, 2013	Ox Trading, LLC, et al. Other Release No.: IC-30753
34-70739	Oct. 22, 2013	Ox Trading, LLC, et al.
34-70737	Oct. 22, 2013	Aleksey P. Koval a/k/a Alexei P. Koval Other Release No.: IA-3701
34-70729	Oct. 22, 2013	China Ritar Power Corp.
IA-3699	Oct. 21, 2013	Todd Newman
IA-3698	Oct. 21, 2013	Anthony Chiasson
IA-3697	Oct. 21, 2013	Stephen E. Gagnon
34-70727	Oct. 21, 2013	Peter C. Orthos
34-70724	Oct. 21, 2013	High End Ventures, Inc.
34-70722	Oct. 21, 2013	Newtech Resources Ltd.
34-70716	Oct. 18, 2013	James A. Philbrook
33-9468	Oct. 18, 2013	Daniel J. Gallagher Other Release No.: 34-70712
33-9467	Oct. 18, 2013	Harding Advisory LLC and Wing F. Chau Other Release Nos.: IA-3696, IC-30746
34-70710	Oct. 18, 2013	AcuNetx, Inc., et al.
IA-3695	Oct. 17, 2013	Edwin V. Gaw
IA-3694	Oct. 17, 2013	Gignesh Movalia
34-70700	Oct. 17, 2013	American Energy Production, Inc., et al.
34-70699	Oct. 17, 2013	Anhui Taiyang Poultry Co., Inc., a/k/a The Parkview Group, Inc., et al.
IA-3692	Oct. 16, 2013	Michael J. Fulcher
34-70695	Oct. 16, 2013	Credit Suisse Securities USA (LLC); DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance Corp.; Credit Suisse First Boston Mortgage Securities Corp.; and Asset Backed Securities Corporation
34-70694	Oct. 16, 2013	Knight Capital Americas LLC
34-70690	Oct. 16, 2013	Bonanza One, Inc., et al.
34-70686	Oct. 15, 2013	John Micciola
34-70680	Oct. 11, 2013	Thomas S. Mulholland
34-70679	Oct. 11, 2013	James C. Mulholland, Jr.
34-70678	Oct. 11, 2013	Jonathan Fraiman Other Release No.: IA-3691
IA-3690	Oct. 11, 2013	Burton Douglas Morriss
34-70661	Oct. 11, 2013	Crescent Moon, Inc., et al.
34-70660	Oct. 11, 2013	Anasazi Capital Corp., et al.
34-70659	Oct. 10, 2013	Mark S. Cupo (CPA) Other Release No.: AAER-3507
34-70658	Oct. 10, 2013	John Lazorchak (CPA) Other Release No.: AAER-3506
34-70656	Oct. 10, 2013	Mark Gasarch
34-70651	Oct. 9, 2013	Stuart M. Rubens
34-70650	Oct. 9, 2013	Shawn H. Moore
34-70649	Oct. 9, 2013	Peter D. Kirschner
34-70648	Oct. 9, 2013	Morgan Stanley & Co. Incorporated
34-70646	Oct. 9, 2013	Corbin Jones
34-70645	Oct. 9, 2013	Robert Petrozzo
34-70642	Oct. 9, 2013	Timothy J. Geidel Other Release No.: IA-3689
34-70641	Oct. 9, 2013	Martin E. Weisberg
34-70640	Oct. 9, 2013	Mark Steven Berg
34-70635	Oct. 9, 2013	Anasazi Capital Corp., et al.
34-70634	Oct. 9, 2013	HydroGen Corp., et al.
IA-3688	Oct. 8, 2013	Richard Lee
34-70633	Oct. 8, 2013	Arn Wilson
34-70622	Oct. 8, 2013	American Energy Production, Inc., et al.
34-70616	Oct. 7, 2013	Municipal Mortgage & Equity LLC, et al.
34-70615	Oct. 4, 2013	JPMorgan Chase & Co.
34-70610	Oct. 4, 2013	China Ritar Power Corp.
34-70604	Oct. 3, 2013	Anasazi Capital Corp., et al.
33-9462	Oct. 2, 2013	Manarin Investment Counsel, Ltd., et al. Other Release Nos.: 34-70595, IA-3686, IC-30740
34-70602	Oct. 2, 2013	Jing Xie Other Release No.: AAER-3505
34-70594	Oct. 2, 2013	GBS Com-Tech Corp., et al.
IA-3684	Oct. 1, 2013	Brewer Investment Advisor, LLC (Corrected)
34-70592	Oct. 1, 2013	Philip Mark Cain Other Release No.: IA-3685
34-70591	Oct. 1, 2013	GMB Capital Management LLC (currently known as "Clearstream Investments LLC"), GMB Capital Partners LLC, Gabriel Bitran and Marco Bitran Other Release Nos.: 34-68869, 34-68774, 33-9315
34-70587	Oct. 1, 2013	Altus Pharmaceuticals, Inc., et al.
34-70586	Oct. 1, 2013	Big Bear Mining Corp., et al.
34-70585	Oct. 1, 2013	K’s Media
34-70584	Oct. 1, 2013	G-Cats Acquisition Corp., et al.
34-70583	Oct. 1, 2013	Big Bear Mining Corp., et al.
34-70582	Oct. 1, 2013	Axcess International, Inc., et al.
Third Quarter
34-70581	Sep. 30, 2013	James L. Brandolino
34-70580	Sep. 30, 2013	China Ruitai International Holdings Co., LTD.
34-70579	Sep. 30, 2013	China Ruitai International Holdings Co., Ltd., et al. Other Release No.: AAER-3504
34-70573	Sep. 30, 2013	Charles L. Rizzo and Gina M. Hornbogen Note: See also Proposed Distribution Plan Comments received are available for this notice.
34-70577	Sep. 30, 2013	Craig Shapiro
34-70576	Sep. 30, 2013	Steven Scarcella
33-9461	Sep. 30, 2013	Robert Patrick Stephens Other Release No.: 34-70578
33-9460	Sep. 30, 2013	Adam Troy Dooly
34-70572	Sep. 30, 2013	Geoffrey H. Lunn
34-70571	Sep. 30, 2013	Lawrence Maxwell McCoy Other Release No.: IA-3683
34-70567	Sep. 30, 2013	Wilfred W. Hanson, CPA Other Release No.: AAER-3503
34-70566	Sep. 30, 2013	John Kinross-Kennedy, CPA Other Release No.: AAER-3502
34-70564	Sep. 30, 2013	Malcolm L. Pollard, CPA and Malcolm L. Pollard, Inc. Other Release No.: AAER-3501
34-70563	Sep. 30, 2013	Massimo L. Martinucci
34-70562	Sep. 30, 2013	Patrizio & Zhao LLC and Xinggeng (John) Zhao, CPA Other Release No.: AAER-3500
34-70561	Sep. 30, 2013	Michael McGrath, CPA Other Release No.: AAER-3499
34-70557	Sep. 30, 2013	John W. Jacobsen, CPA Other Release No.: AAER-3498
34-70556	Sep. 30, 2013	Brian D. Fox
34-70553	Sep. 30, 2013	Rick D. Snow, CPA Other Release No.: AAER-3497
34-70551	Sep. 30, 2013	Municipal Mortgage & Equity LLC, et al.
34-70550	Sep. 30, 2013	Colorado 2001B Limited Partnership, et al.
34-70549	Sep. 27, 2013	Scott London, CPA Other Release No.: AAER-3496
33-9459	Sep. 27, 2013	Commonwealth Income & Growth Fund, Inc. and Kimberly Springsteen-Abbott Other Release No.: 34-70547
34-70537	Sep. 27, 2013	Axcess International, Inc., et al.
34-70536	Sep. 27, 2013	Universal Travel Group
34-70534	Sep. 26, 2013	Alan Ferraro
34-70533	Sep. 26, 2013	George B. Franz III and Ruby Corporation Other Release Nos.: IA-3682, IC-30736
34-70527	Sep. 26, 2013	Brian G. Elrod Other Release No.: IA-3681
34-70526	Sep. 26, 2013	Nova Dean Pack, Esq.
34-70507	Sep. 26, 2013	Colorado 2001B Limited Partnership, et al.
34-70506	Sep. 26, 2013	Camelot Entertainment Group, Inc., et al.
IA-3680	Sep. 25, 2013	Yusaf Jawed
34-70494	Sep. 25, 2013	Left Behind Games, Inc.
34-70493	Sep. 25, 2013	Axius, Inc.
34-70492	Sep. 24, 2013	Owen Mark Williams, CPA Other Release No.: AAER-3491
34-70490	Sep. 24, 2013	Philip David Horn Other Release No.: IA-3679
IA-3678	Sep. 24, 2013	Timbervest, LLC, et al. Other Release No.: IC-30697
33-9455	Sep. 24, 2013	Diego F. Hernandez, et al. Other Release Nos.: 34-70485, IA-3677, IC-30696
34-70481	Sep. 24, 2013	AcuNetx, Inc., et al.
34-70479	Sep. 24, 2013	Redfin Network, Inc.
34-70475	Sep. 23, 2013	Bonanza One, Inc., China Century Dragon Media, Inc., Farrallon, Inc., Ora Electronics, Inc., Tia I, Inc., and Tia II, Inc.,
34-70474	Sep. 23, 2013	Skyview Holdings Corp., Stonecrest One, Inc., Sunstates Corp., Tetragenex Pharmaceuticals, Inc., Tia III, Inc. (n/k/a PTL Energy, Inc.), Tia IV, Inc., Ultimate Indoor Football League, Inc., and United States Oil and Gas Corp.
34-70471	Sep. 23, 2013	James R. Lanier Other Release No.: IA-3673
33-9454	Sep. 23, 2013	Donald J. Anthony, Jr., Frank H. Chiappone, Richard D. Feldmann, William P. Gamello, Andrew G. Guzzetti, William F. Lex, Thomas E. Livingston, Brian T. Mayer, Philip S. Rabinovich, and Ryan C. Rogers Other Release Nos.: 34-70473, IA-3674, IC-30694
33-9453	Sep. 23, 2013	TD Bank, N.A.
34-70469	Sep. 23, 2013	Advantage Technologies, Inc., et al.
34-70466	Sep. 20, 2013	David Blech
34-70461	Sep. 20, 2013	China Lithium Technologies, Inc., and China Wi-Max Communications, Inc.
IA-3672	Sep. 19, 2013	Stephen C. Bond
34-70458	Sep. 19, 2013	JPMorgan Chase & Co. Other Release No.: AAER-3490
34-70456	Sep. 19, 2013	Home System Group
34-70455	Sep. 19, 2013	American Asset Development, Inc., et al.
34-70453	Sep. 19, 2013	Altus Pharmaceuticals, Inc., et al.
34-70452	Sep. 19, 2013	John Moraitis
34-70450	Sep. 18, 2013	Brendan N. Connors, CPA Other Release No.: AAER-3489
34-70449	Sep. 18, 2013	Marc G. Nochimson, CPA Other Release No.: AAER-3488
34-70448	Sep. 18, 2013	Medifast, Inc. Other Release No.: AAER-3487
34-70447	Sep. 18, 2013	Edmund E. Wilson
IA-3671	Sep. 18, 2013	Shadron L. Stastney Other Release No.: IC-30689
34-70438	Sep. 18, 2013	Patch International, Inc., et al.
34-70436	Sep. 18, 2013	Municipal Mortgage & Equity LLC, et al.
34-70434	Sep. 18, 2013	A.G. Volney Center, Inc. (f/k/a Buddha Steel, Inc.), et al.
34-70433	Sep. 18, 2013	American Energy Production, Inc., et al.
34-70431	Sep. 18, 2013	AIMS Worldwide, Inc., et al.
34-70422	Sep. 17, 2013	GBS Com-Tech Corp., et al.
34-70415	Sep. 16, 2013	JGP Global Gestão de Recursos Ltda.
34-70414	Sep. 16, 2013	G-2 Trading LLC
34-70413	Sep. 16, 2013	Western Standard, LLC
34-70412	Sep. 16, 2013	Philadelphia Financial Management of San Francisco, LLC
34-70411	Sep. 16, 2013	War Chest Capital Partners LLC
34-70410	Sep. 16, 2013	PEAK6 Capital Management LLC
34-70409	Sep. 16, 2013	Pan Capital AB
34-70408	Sep. 16, 2013	Vollero Beach Capital Partners LLC
34-70407	Sep. 16, 2013	Ontario Teachers’ Pension Plan Board
34-70406	Sep. 16, 2013	Talkot Capital LLC
34-70405	Sep. 16, 2013	Merus Capital Partners, LLC
34-70404	Sep. 16, 2013	Southpoint Capital Advisors LP
34-70403	Sep. 16, 2013	Soundpost Partners, LP
34-70402	Sep. 16, 2013	Meru Capital Group, LP
34-70401	Sep. 16, 2013	Manikay Partners LLC
34-70400	Sep. 16, 2013	M.S. Junior, Inc., et al.
34-70399	Sep. 16, 2013	Hudson Bay Capital Management LP
34-70398	Sep. 16, 2013	Deerfield Management Company, L.P.
34-70397	Sep. 16, 2013	Polo Capital International Gestão de Recursos Ltda.
34-70396	Sep. 16, 2013	D. E. Shaw & Co., L.P.
34-70394	Sep. 16, 2013	Credentia Group, LLC
34-70393	Sep. 16, 2013	Claritas Investment, Ltd.
34-70392	Sep. 16, 2013	Blackthorn Investment Group, LLC
34-70391	Sep. 16, 2013	China Intelligent Lighting and Electronics, Inc. and NIVS IntelliMedia Technology Group, Inc.
34-70390	Sep. 13, 2013	Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), et al.
33-9450	Sep. 13, 2013	Public Health Trust of Miami-Dade County, Florida
34-70388	Sep. 13, 2013	Sarkauskas and Associates, Inc. and James M. Sarkauskas Other Release Nos.: IA-3669, IC-30687
34-70387	Sep. 13, 2013	iVoice, Inc., et al.
IA-3668	Sep. 12, 2013	Benjamin Daniel DeHaan
34-70380	Sep. 12, 2013	Avani International Group, Inc., et al.
34-70379	Sep. 12, 2013	Altus Pharmaceuticals, Inc., et al.
34-70378	Sep. 12, 2013	Soil Biogenics Ltd.
34-70376	Sep. 12, 2013	Axcess International, Inc., et al.
34-70374	Sep. 12, 2013	Carbiz, Inc., et al.
34-70368	Sep. 11, 2013	Eric T. Burns Other Release No.: IA-3667
34-70367	Sep. 10, 2013	Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company
34-70365	Sep. 10, 2013	Colorado 2001B Limited Partnership, Fusion Golf Shafts, Inc., and Graphics Technologies, Inc.
34-70359	Sep. 10, 2013	Laura A. Roser
34-70355	Sep. 10, 2013	Big Bear Mining Corp., et al.
34-70353	Sep. 10, 2013	HydroGen Corp., et al.
34-70351	Sep. 10, 2013	Exmocare, Inc. (n/k/a Second Solar, Inc.), et al.
34-70344	Sep. 6, 2013	John A. Picini
34-70343	Sep. 6, 2013	Victor Manuel Rivera, Jr. Other Release No.: IA-3666
34-70341	Sep. 6, 2013	Timothy M. McGinn and David L. Smith Other Release No.: IA-3665
34-70340	Sep. 6, 2013	David G. Bartholomew
34-70338	Sep. 6, 2013	Ralph A. Saviano Other Release No.: IA-3664
34-70337	Sep. 6, 2013	Lawrence D. Polizzotto
34-70333	Sep. 6, 2013	North China Horticulture, Inc.
34-70332	Sep. 5, 2013	Spencer C. Barasch
34-70331	Sep. 5, 2013	Axius, Inc.
34-70330	Sep. 5, 2013	Anthony John Johnson Other Release No.: IA-3663
34-70329	Sep. 5, 2013	Craig Kugel Other Release No.: IA-3662
IA-3660	Sep. 5, 2013	Ronald Yee
34-70326	Sep. 5, 2013	Gaming World International, Ltd., et al.
34-70325	Sep. 5, 2013	CNC Development, Ltd., et al.
34-70323	Sep. 5, 2013	China Cablecom Holdings Ltd. (n/k/a China Cablecom Ltd.)
34-70321	Sep. 5, 2013	Anhui Taiyang Poultry Co., Inc. a/k/a The Parkview Group, Inc., et al.
34-70319	Sep. 4, 2013	Ricardo Bonilla Rojas
34-70310	Sep. 4, 2013	K's Media
34-70308	Sep. 4, 2013	China Lithium Technologies, Inc. and China Wi-Max Communications, Inc.
34-70306	Sep. 4, 2013	Xvariant, Inc. (n/k/a China Bionanometer Industries Corp.)
34-70304	Sep. 3, 2013	Crescent Moon, Inc., et al.
34-70300	Sep. 3, 2013	Gary A. Collyard
34-70297	Aug. 30, 2013	GEI Financial Services, Inc., et al. Other Release No.: IA-3659
33-9446	Aug. 30, 2013	J.S. Oliver Capital Management, L.P., et al. Other Release Nos.: 34-70292, IA-3658, IC-30682
34-70280	Aug. 28, 2013	Joshua Constantin and Brian Solomon
IA-3657	Aug. 28, 2013	Hausmann-Alain Banet
34-70275	Aug. 28, 2013	First Georgia Community Corp., et al.
34-70267	Aug. 27, 2013	Alan Smith
34-70266	Aug. 27, 2013	Kiavanni Pringle
34-70265	Aug. 27, 2013	Bertram A. Hill
34-70262	Aug. 27, 2013	Geo Petroleum, Inc., et al.
34-70261	Aug. 27, 2013	Hesed Technology Co., Ltd., et al.
IA-3656	Aug. 27, 2013	William Landberg
IA-3655	Aug. 27, 2013	Carl D. Johns Other Release No.: IC-30675
34-70254	Aug. 26, 2013	Anasazi Capital Corp., et al.
34-70252	Aug. 23, 2013	Darlene A. Bishop
IA-3654	Aug. 21, 2013	David B. Welliver
34-70244	Aug. 21, 2013	Oppenheimerfunds, Inc., and Oppenheimerfunds Distributor, Inc.
34-70243	Aug. 21, 2013	Robert A. Gist, Esq.
34-70240	Aug. 21, 2013	Advantage Technologies, Inc., et al.
34-70239	Aug. 21, 2013	Chariot Advisors, LLC and Elliott L. Shifman Other Release Nos.: IA-3653, IC-30655
34-70238	Aug. 20, 2013	G-Cats Acquisition Corp., GalaGen, Inc., Galena Acquisition Corp., and Garment Graphics, Inc.
33-9443	Aug. 20, 2013	Brian Williamson Other Release Nos.: 34-70234, IA-3652, IC-30652
34-70233	Aug. 20, 2013	First Georgia Community Corp., et al.
34-70226	Aug. 19, 2013	American Technologies Group, Inc., et al.
34-70222	Aug. 16, 2013	Morgan Asset Management, Inc., Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA See also:  Modified Plan of Distribution
34-70221	Aug. 16, 2013	Marcellous S. McZeal
34-70219	Aug. 16, 2013	Jonathan S. Bristol, Esq.
33-9442	Aug. 16, 2013	North East Capital, LLC and Anthony T. Vicidomine Other Release Nos.: 34-70223, IA-3651, IC-30651
34-70215	Aug. 15, 2013	Adam G. Erickson Other Release No.: IA-3650
34-70214	Aug. 15, 2013	Chicago Stock Exchange, Inc.
IA-3649	Aug. 15, 2013	Karl Motey
34-70208	Aug. 15, 2013	Freedom Financial, Inc., et al.
34-70205	Aug. 15, 2013	Edward T. Stein Other Release No.: IA-3648
34-70203	Aug. 15, 2013	Redfin Network, Inc.
34-70202	Aug. 15, 2013	Convergence Ethanol, Inc.
34-70188	Aug. 14, 2013	Laura Ann Tordy
34-70187	Aug. 14, 2013	Martin C. Hartmann III
34-70185	Aug. 14, 2013	AIMS Worldwide, Inc., et al.
34-70183	Aug. 14, 2013	Altus Pharmaceuticals, Inc., et al.
34-70181	Aug. 14, 2013	Soil Biogenics Ltd.
34-70179	Aug. 14, 2013	iVoice, Inc., et al.
34-70177	Aug. 14, 2013	CNC Development, Ltd., et al.
34-70172	Aug. 13, 2013	L.T. Lawrence & Co., Inc., et al.
34-70171	Aug. 13, 2013	Ark Asset Management Co., Inc.
34-70167	Aug. 13, 2013	Martin A. Pool
33-9440	Aug. 13, 2013	Richard D. Hicks Other Release Nos.: 34-70165, IA-3647
34-70164	Aug. 12, 2013	Gaming World International, Ltd., et al.
34-70161	Aug. 12, 2013	Richard P. Sandru Other Release Nos.: IA-3646, IC-30649
34-70157	Aug. 12, 2013	American Wenshen Steel Group, Inc., Case Financial, Inc., Global ePoint, Inc., and iMedia International, Inc.
34-70156	Aug. 12, 2013	Camelot Entertainment Group, Inc., Cavico Corp., Global 8 Environmental Technologies, Inc., GTC Telecom Corp., ICF Corporation, and New NRG, Inc.
34-70154	Aug. 9, 2013	Pacific Northwestern Energy, LLC
34-70153	Aug. 9, 2013	New Horizon Publishing Inc.
34-70152	Aug. 9, 2013	Joseph Hilton, a/k/a Joseph Yurkin
34-70151	Aug. 9, 2013	Waddell & Reed, Inc., Waddell & Reed Investment Management Company, and Waddell & Reed Services Company
34-70133	Aug. 8, 2013	Camelot Entertainment Group, Inc., et al.
34-70128	Aug. 7, 2013	Gadzoox Networks, Inc. (n/k/a West Coast Venture Capital, Inc.), et al.
34-70127	Aug. 6, 2013	GBS Com-Tech Corp., et al.
34-70126	Aug. 6, 2013	Thomas Gary Cooper Other Release Nos.: IA-3645, IC-30642
34-70125	Aug. 6, 2013	Joel I. Wilson Other Release No.: IA-3644
33-9438	Aug. 6, 2013	UBS Securities LLC Other Release Nos.: 34-70121, IA-3643 See also:  Waiver, Release No. 33-9439
IA-3642	Aug. 5, 2013	Benjamin Daniel Dehaan
34-70105	Aug. 2, 2013	Ronald Musich Other Release No.: IA-3641
34-70094	Aug. 2, 2013	Convergence Ethanol, Inc.
34-70088	Jul. 31, 2013	Steven M. Ray
34-70082	Jul. 31, 2013	Banc of America Capital Management, LLC, et al.
33-9437	Jul. 31, 2013	ABN AMRO Bank, N.V. Other Release Nos.: 34-70086, IA-3639
34-70089	Jul. 31, 2013	A.R. Schmeidler & Co., Inc. See also:  Waiver, Release No. 33-9436
34-70083	Jul. 31, 2013	Goelzer Investment Management, Inc. and Gregory W. Goelzer Other Release No.: IA-3638
34-70081	Jul. 31, 2013	Commonwealth Bankshares, Inc.
34-70080	Jul. 31, 2013	Heartland, Inc.
34-70079	Jul. 31, 2013	American Vantage Companies
34-70078	Jul. 31, 2013	The Great Train Store Co., et al.
34-70077	Jul. 31, 2013	Bloggerwave, Inc., et al.
IA-3640	Jul. 31, 2013	Chauncey C. Mayfield and MayfieldGentry Realty Advisors, LLC
34-70074	Jul. 30, 2013	Subramanian Krishnan (CPA) (Corrected) Other Release No.: AAER-3473
34-70058	Jul. 29, 2013	Ronald S. Rollins Other Release Nos.: IA-3635, IC-30633
IA-3636	Jul. 29, 2013	Comprehensive Capital Management, Inc.
33-9435	Jul. 29, 2013	West Clark Community Schools Other Release No.: IC-70057
33-9434	Jul. 29, 2013	City Securities Corporation and Randy G. Ruhl Other Release Nos.: 34-70056, IC-30632
34-70054	Jul. 29, 2013	Griffin Mining, Ltd., Power Sports Factory, Inc., Star Energy Corp., TransNet Corp., Valcom, Inc., and Vibe Records, Inc.
34-70043	Jul. 26, 2013	Aladdin Capital Management LLC and Aladdin Capital LLC; Joseph A. Schlim
34-70042	Jul. 26, 2013	Duoyuan Printing, Inc.
34-70035	Jul. 25, 2013	GDT Tek, Inc., et al.
34-70034	Jul. 24, 2013	Stewart A. Merkin, Esq.
34-70033	Jul. 24, 2013	Green Solutions China, Inc., et al.
34-70032	Jul. 24, 2013	iTrackr Systems, Inc.
34-70031	Jul. 23, 2013	Virginia K. Sourlis, Esq.
34-70030	Jul. 23, 2013	Geo Petroleum, Inc., Global Diamond Resources, Inc., Globalsoft Acquisition Group, Inc., and Globus Wireless, Ltd.
34-70022	Jul. 23, 2013	Camelot Entertainment Group, Inc., et al.
34-70020	Jul. 23, 2013	American Wenshen Steel Group, Inc., et al.
34-70019	Jul. 23, 2013	Securities Transfer, Inc.
34-70018	Jul. 23, 2013	Southern Scottish Inns, Inc.
34-70017	Jul. 22, 2013	China Intelligent Lighting and Electronics, Inc. and NIVS IntelliMedia Technology Group, Inc.
34-70016	Jul. 22, 2013	Morgan Asset Management, Inc., Morgan Keegan & Company, Inc., James C. Kelsoe, Jr., and Joseph Thompson Weller, CPA
34-70015	Jul. 22, 2013	Centaur Management Co. LLC See also:  Distribution Plan Other Release No.: 34-69604
34-70013	Jul. 22, 2013	Greater Lenora Resources Corp. (n/k/a Mistango River Resources, Inc.), et al.
34-70012	Jul. 22, 2013	Advanced ID Corp., et al.
IA-3634	Jul. 19, 2013	Steven A. Cohen (Corrected)
IA-3633	Jul. 19, 2013	John Hagener
IA-3632	Jul. 18, 2013	Brion G. Randall
34-70003	Jul. 18, 2013	Strong Capital Management, Inc.
IA-3630	Jul. 18, 2013	Jon Harvey Deal
34-70002	Jul. 18, 2013	American Technologies Group, Inc., Bonanza Oil & Gas, Inc., and Gulf Coast Oil & Gas, Inc.
34-70000	Jul. 18, 2013	First Georgia Community Corp., FLO Corp., Florida Community Banks, Inc., In Touch Media Group, Inc., and NHS Health Solutions, Inc.
34-69998	Jul. 17, 2013	Vincent G. Curry
34-69995	Jul. 16, 2013	Joseph I. Emas See also: Rel. No. 34-61386
34-69986	Jul. 15, 2013	The Great Train Store Co., et al.
34-69984	Jul. 12, 2013	Steven J. Brewer Other Release No.: IA-3629
34-69978	Jul. 12, 2013	Greate Bay Hotel & Casino, Inc., et al.
34-69973	Jul. 11, 2013	Enrica Cotellessa-Pitz Other Release No.: IA-3627
34-69971	Jul. 11, 2013	Eric Lipkin Other Release No.: IA-3626
34-69969	Jul. 11, 2013	David Kugel Other Release No.: IA-3625
34-69950	Jul. 9, 2013	Joseph J. Hennessy Other Release No.: IA-3623
34-69949	Jul. 9, 2013	Matthew M. Taylor Other Release No.: IA-3622
34-69946	Jul. 9, 2013	Gadzoox Networks, Inc. (n/k/a West Coast Venture Capital, Inc.), et al.
34-69945	Jul. 8, 2013	Aichun Li, CPA Other Release No.: AAER-3472
34-69943	Jul. 8, 2013	Greate Bay Hotel & Casino, Inc., et al.
34-69942	Jul. 8, 2013	China Properties Developments, Inc.
34-69937	Jul. 3, 2013	Terry V. Koontz
34-69924	Jul. 3, 2013	Jiangbo Pharmaceuticals, Inc.
34-69917	Jul. 2, 2013	Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry
34-69906	Jul. 2, 2013	GDT Tek, Inc., et al.
34-69905	Jul. 2, 2013	SinoHub, Inc.
34-69896	Jul. 1, 2013	Jennifer E. Thoennes
34-69895	Jul. 1, 2013	Fuqi International, Inc.
Second Quarter
IA-3620	Jun. 28, 2013	Brion G. Randall
34-69886	Jun. 28, 2013	Brian D. Fox Other Release No.: AAER-3469
34-69879	Jun. 27, 2013	Jerry L. Burdick, CPA Other Release No.: 34-58441
34-69873	Jun. 27, 2013	Oppenheimerfunds, Inc. and Oppenheimerfunds Distributor, Inc. Other Release Nos.: 34-69418, 34-69138, 34-67363, 33-9329, 34-67142, IA-3417, IC-30099
34-69865	Jun. 27, 2013	Benda Pharmaceutical, Inc. and China Shuangji Cement Ltd.
34-69860	Jun. 26, 2013	Bruce W. Tomlinson, CPA Other Release No.: AAER-3465
34-69840	Jun. 25, 2013	CoreCare Systems, Inc., et al.
34-69839	Jun. 24, 2013	Green Solutions China, Inc., et al.
34-69833	Jun. 24, 2013	Enercorp, Inc., FTS Group, Inc., Games, Inc. (n/k/a InQBate Corporation), Hartmarx Corporation (n/k/a XMH Corp. 1), and Penn Treaty American Corporation
34-69832	Jun. 21, 2013	Michael J. Stewart
34-69816	Jun. 21, 2013	Jason A. D’Amato Other Release Nos.: IA-3618, IC-30565
34-69815	Jun. 21, 2013	The Hartcourt Companies, Inc., et al.
34-69808	Jun. 20, 2013	Dennis Ashley Bukantis
34-69804	Jun. 20, 2013	Sunrise Solar Corporation
34-69797	Jun. 19, 2013	Greenstart, Inc., et al.
34-69796	Jun. 19, 2013	China Environmental Protection, Inc.
34-69795	Jun. 19, 2013	Jupiter Enterprises, Inc.
34-69783	Jun. 18, 2013	Gerald "Jerry" D. Kegley
34-69781	Jun. 18, 2013	Greater Lenora Resources Corp. (n/k/a Mistango River Resources, Inc.), et al.
34-69780	Jun. 18, 2013	iTrackr Systems, Inc.
34-69778	Jun. 18, 2013	Bloggerwave, Inc., et al.
34-69770	Jun. 17, 2013	Avani International Group, Inc., Birch Mountain Resources Ltd., Capital Reserve Canada Ltd., Dynasty Gaming, Inc. (n/k/a Blue Zen Memorial Parks, Inc.), IXI Mobile, Inc., Laureate Resources & Steel Industries, Inc., Millennium Energy Corp., Shannon International, Inc. and Welwind Energy International Corporation
34-69769	Jun. 17, 2013	Lunar Growth Corp.
34-69765	Jun. 14, 2013	Rosenberg Rich Baker Berman & Company and Brian Zucker, CPA Other Release No.: AAER-3464
IC-30557	Jun. 13, 2013	J. Kenneth Alderman, CPA, et al.
34-69759	Jun. 13, 2013	Emanuel Goffer
34-69750	Jun. 13, 2013	Revlon, Inc.
34-69746	Jun. 12, 2013	David M. Tamman, Esq.
34-69738	Jun. 12, 2013	Greatmat Technology Corp., et al.
34-69730	Jun. 11, 2013	The Great Train Store Co., et al.
34-69729	Jun. 11, 2013	Robert A. Gist
34-69726	Jun. 11, 2013	Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated
34-69728	Jun. 11, 2013	Griffin Mining, Ltd., et al.
34-69727	Jun. 11, 2013	Bloggerwave, Inc., et al.
34-69720	Jun. 7, 2013	Paul Randall Fraley
34-69714	Jun. 7, 2013	Bloggerwave, Inc., et al.
34-69713	Jun. 7, 2013	Enercorp, Inc., et al.
34-69705	Jun. 6, 2013	Griffin Mining, Ltd., et al.
34-69704	Jun. 6, 2013	Greate Bay Hotel & Casino, Inc., et al.
34-69698	Jun. 5, 2013	Griffin Mining, Ltd., et al.
34-69697	Jun. 5, 2013	Actavision Ventures, Inc., et al.
34-69689	Jun. 4, 2013	Biopharm Asia, Inc.
34-69688	Jun. 3, 2013	Thomas Rubin
34-69687	Jun. 3, 2013	Christopher Scott
34-69680	Jun. 3, 2013	UBS O’Connor, LLC Other Release No.: IA-3615
34-69679	Jun. 3, 2013	Guilin Paper, Inc.
IA-3614	May 31, 2013	Ming Siu
33-9407	May 30, 2013	Scuderi Group, Inc. and Salvatore Scuderi
33-9406	May 30, 2013	Lewis J. Hunter Other Release No.: 34-69668
34-69667	May 30, 2013	John A. Grant
34-69665	May 30, 2013	CoreCare Systems, Inc., et al.
34-69664	May 30, 2013	CoreCare Systems, Inc., et al.
34-69663	May 30, 2013	China Organic Agriculture, Inc.
34-69662	May 30, 2013	Lanbo Financial Group, Inc.
34-69660	May 30, 2013	Advanced ID Corp., et al.
IA-3613	May 30, 2013	John A. Grant
34-69656	May 29, 2013	Greenstart, Inc., et al.
34-69655	May 29, 2013	NASDAQ Stock Market, LLC and NASDAQ Execution Services, LLC
34-69654	May 29, 2013	Total, S.A. Other Release No.: AAER-3461
34-69652	May 29, 2013	Integrity Bancshares, Inc.
34-69650	May 29, 2013	Jupiter Enterprises, Inc.
34-69648	May 29, 2013	China Properties Developments, Inc.
34-69646	May 29, 2013	China Environmental Protection, Inc.
34-69645	May 28, 2013	Stormy L. Dean Other Release No.: AAER-3460
34-69644	May 28, 2013	Rajnish K. Das Other Release No.: AAER-3459
34-69640	May 24, 2013	Deer Hill Financial Group, LLC
34-69637	May 24, 2013	Larry Michael Parrish Other Release No.: IA-3612
34-69630	May 23, 2013	Joseph Hilton a/k/a Joseph Yurkin Other Release No.: 34-69592
34-69627	May 23, 2013	Neil M.M. Morrison Other Release No.: IC-30540
34-69623	May 23, 2013	Joshua Constantin and Brian Solomon
IA-3611	May 23, 2013	Institutional Shareholder Services Inc.
34-69626	May 23, 2013	Greatmat Technology Corp., et al.
IA-3610	May 22, 2013	George Elia
33-9404	May 22, 2013	City of South Miami, Florida
34-69624	May 22, 2013	Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC, and Samir H. Bhatt
34-69621	May 22, 2013	Patrick Merrill Brody
34-69619	May 22, 2013	CoreCare Systems, Inc., et al.
34-69618	May 22, 2013	Bloggerwave, Inc., et al.
34-69616	May 22, 2013	NewTech Brake Corp.
34-69604	May 17, 2013	Centaur Management Co. LLC See also:  Proposed Plan of Distribution
34-69601	May 17, 2013	Noonan Capital Management, LLC and Timothy George Noonan Other Release Nos.: IA-3609, IC-30525
34-69592	May 16, 2013	Joseph Hilton a/k/a Joseph Yurkin Other Release No.: 34-69630
34-69600	May 16, 2013	Alexander Rekeda; Xavier Capdepon and Gwen Snorteland; and Delaware Asset Advisers and Wei (Alex) Wei
IA-3608	May 15, 2013	Wesley W. Wang
34-69582	May 15, 2013	Griffin Mining, Ltd., et al.
34-69580	May 15, 2013	Benda Pharmaceutical, Inc. and China Shuangji Cement Ltd.
34-69578	May 15, 2013	Avani International Group, Inc., et al.
34-69567	May 14, 2013	Ewan 1, Inc., n/k/a AccessKey IP, Inc.
IA-3607	May 9, 2013	Sandeep Goyal
IA-3606	May 9, 2013	Jesse Tortora
IA-3605	May 9, 2013	Jon Horvath
IA-3604	May 9, 2013	Spyridon Adondakis
34-69542	May 9, 2013	The Estate Vault, Inc.
34-69533	May 8, 2013	CoreCare Systems, Inc., et al.
34-69531	May 8, 2013	Enercorp, Inc., et al.
34-69529	May 7, 2013	Frank Bluestein Other Release No.: IA-3603
34-69526	May 7, 2013	UC Hub Group, Inc.
33-9402	May 7, 2013	Ziad K. Abdelnour Other Release No.: IC-30508
34-69515	May 6, 2013	The City of Harrisburg, Pennsylvania
34-69514	May 6, 2013	Matthew C. Devlin Other Release No.: IA-3602
33-9401	May 3, 2013	Walter V. Gerasimowicz, Meditron Asset Management, LLC, and Meditron Management Group Other Release Nos.: 34-69506, IA-3601, IC-30505
IA-3600	May 3, 2013	Putnam Investment Management, LLC Other Release No.: IC-30504
IA-3599	May 3, 2013	Russell K. Cannon
IC-30502	May 2, 2013	Northern Lights Compliance Services, LLC, et al.
34-69493	May 2, 2013	Advance Nanotech, Inc., et al.
34-69492	May 1, 2013	Irwin Lipkin Other Release No.: IA-3598
34-69486	May 1, 2013	Vincent G. Curry
34-69485	May 1, 2013	Kenneth E. Mahaffy, Jr.
34-69484	May 1, 2013	Ricardo Bonilla Rojas
34-69483	May 1, 2013	Marc Duda Other Release No.: IA-3597
34-69472	Apr. 30, 2013	Joseph Contorinis Other Release No.: IA-3596
34-69476	Apr. 30, 2013	Advance Nanotech, Inc., et al.
34-69475	Apr. 30, 2013	Indigo Aviation AB, et al.
34-69474	Apr. 30, 2013	Allonline.com, Inc., et al.
34-69473	Apr. 30, 2013	Advance Nanotech, Inc., et al.
34-69469	Apr. 26, 2013	Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
34-69466	Apr. 26, 2013	Richard Bruce Moore
34-69463	Apr. 25, 2013	SinoHub, Inc.
34-69462	Apr. 25, 2013	Timothy R. Redpath Other Release No.: IA-3595
34-69461	Apr. 25, 2013	Michael W. Bozora Other Release No.: IA-3594
34-69460	Apr. 25, 2013	David Miller
34-69459	Apr. 25, 2013	Actavision Ventures, Inc., American Resources Group, Inc., Audioscience, Inc., Basset Enterprises, Inc., Cybertex Enterprises, Inc. (n/k/a Synvion Corp.), and Duct Utility Construction & Technologies, Inc.
34-69447	Apr. 25, 2013	Enercorp, Inc., et al.
IA-3592	Apr. 24, 2013	Tara Bryson
34-69442	Apr. 24, 2013	Capital One Financial Corporation, Peter A. Schnall, and David A. LaGassa Other Release No.: AAER-3456
34-69437	Apr. 23, 2013	Waddell & Reed, Inc., et al. See also:  Proposed Plan of Distribution Submit Comments on Proposed Plan of Distribution
34-69432	Apr. 23, 2013	Anthony Pianelli
34-69431	Apr. 23, 2013	Charles Peterein
34-69430	Apr. 23, 2013	Alfred Varricchio
34-69426	Apr. 23, 2013	Gazoo Energy Group, Coach Industries Group, and Pacificap Entertainment
34-69425	Apr. 22, 2013	HarborLight Capital Management, LLC and Dean G. Tanella Other Release Nos.: IA-3591, IC-30474
34-69421	Apr. 19, 2013	Jennifer E. Thoennes
IA-3590	Apr. 19, 2013	Foxhall Capital Management, Inc. and Paul G. Dietrich
34-69418	Apr. 19, 2013	Oppenheimerfunds, Inc. and Oppenheimerfunds Distributor, Inc.
34-69416	Apr. 19, 2013	The Estate Vault, Inc.
34-69415	Apr. 19, 2013	Ewan 1, Inc. n/k/a AccessKey IP, Inc.
34-69414	Apr. 19, 2013	UC Hub Group, Inc.
34-69410	Apr. 19, 2013	Guilin Paper, Inc.
34-69409	Apr. 19, 2013	China Organic Agriculture, Inc.
34-69408	Apr. 19, 2013	Biopharm Asia, Inc.
34-69404	Apr. 18, 2013	Joshua J. Singer
34-69390	Apr. 18, 2013	Charles T. Fee Other Release Nos.: IA-3588, IC-30467
IA-3589	Apr. 18, 2013	Douglas F. Whitman
IA-3587	Apr. 18, 2013	Vector Wealth Management, LLC
IA-3586	Apr. 18, 2013	Umesh Tandon Other Release No.: IC-30446
34-69386	Apr. 17, 2013	Sunrise Solar Corporation
34-69385	Apr. 17, 2013	Xvariant, Inc. (n/k/a China Bionanometer Industries Corp.)
34-69383	Apr. 17, 2013	NewTech Brake Corp.
34-69380	Apr. 16, 2013	Noble Innovations, Inc.
34-69379	Apr. 15, 2013	Scott Reiman Other Release Nos.: IA-3585, IC-30463
34-69377	Apr. 15, 2013	David Affeldt
34-69375	Apr. 15, 2013	Invesco Funds Group, Inc.
34-69371	Apr. 12, 2013	Robert Mouallem
34-69370	Apr. 12, 2013	New Horizon Publishing Inc.
34-69367	Apr. 11, 2013	Joseph Hilton, a/k/a Joseph Yurkin
34-69366	Apr. 11, 2013	Michael J. Turnock
IA-3584	Apr. 10, 2013	Toby G. Scammell
34-69357	Apr. 10, 2013	Largo Vista Group, Ltd., et al.
34-69355	Apr. 9, 2013	Robert David Beauchene Other Release Nos.: IA-3581, IC-30455
34-69353	Apr. 9, 2013	James C. Fields, CPA Other Release No.: AAER-3453
34-69352	Apr. 9, 2013	Anthony John Johnson Other Release No.: IA-3580
34-69348	Apr. 8, 2013	Richard P. Sandru Other Release Nos.: IA-3579, IC-30453
34-69347	Apr. 8, 2013	Timothy J. Roth Other Release No.: IA-3578
34-69346	Apr. 8, 2013	AIM Advisors, Inc. and AIM Distributors, Inc.
34-69345	Apr. 8, 2013	Sean Nathan Healy
34-69327	Apr. 5, 2013	Koninklijke Philips Electronics N.V. Other Release No.: AAER-3452
34-69326	Apr. 5, 2013	Eddie Douglas Austin Jr., Esq.
34-69314	Apr. 5, 2013	China North East Petroleum Holdings Limited
IA-3577	Apr. 4, 2013	David C. Lin
IA-3576	Apr. 4, 2013	Richard F. Tipton
IA-3575	Apr. 4, 2013	Edward G. Locker
IA-3574	Apr. 4, 2013	ZPR Investment Management, Inc. and Max E. Zavanelli Other Release No.: IC-30446
34-69307	Apr. 4, 2013	Gerald "Jerry" D. Kegley
34-69306	Apr. 4, 2013	Colleen Erin Kelly Bishop (CPA) Other Release No.: AAER-3451
34-69292	Apr. 4, 2013	Artfest International, Inc., et al.
34-69291	Apr. 4, 2013	Adzone Research, Inc., et al.
34-69290	Apr. 4, 2013	My Complete Care, Inc., et al.
34-69289	Apr. 4, 2013	Hesed Technology Co., Ltd., et al.
34-69288	Apr. 3, 2013	Morgan Asset Management, Inc., Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA See also:  Proposed Plan of Distribution Comments received are available for this notice.
IA-3573	Apr. 3, 2013	George Elia
34-69283	Apr. 3, 2013	Adzone Research, Inc., et al.
34-69282	Apr. 3, 2013	My Complete Care, Inc., et al.
34-69277	Apr. 2, 2013	Eric J. Bur, CPA Other Release No.: AAER-3450
34-69264	Apr. 2, 2013	Digital Video Systems, Inc., Electroglas, Inc., Real Data, Inc. (a/k/a Galtech Semiconductor Materials Corporation), Geocom Resources, Inc., and Goldmountain Exploration Corp.
34-69261	Apr. 1, 2013	IGIA, Inc., et al.
34-69260	Apr. 1, 2013	IdleAire Technologies Corp., et al.
First Quarter
34-69252	Mar. 28, 2013	David M. Decker, Jr.
IA-3572	Mar. 28, 2013	Jorge Gomez
34-69248	Mar. 28, 2013	Maxsys Holdings, Inc., Noble Consolidated Industries Corp., NSM Holdings, Inc., N.T. Properties, Inc., PrimePlayer, Inc., Skylyft Media Group, Inc., and Spectrum Acquisition Corp.
34-69242	Mar. 26, 2013	Wunderlich Securities, Inc., Tracy L. Wiswall, and Gary K. Wunderlich, Jr.
34-69224	Mar. 25, 2013	Susan Skaer, Esq.
34-69223	Mar. 25, 2013	IGIA, Inc., et al.
34-69214	Mar. 22, 2013	Edward L. Moskop
33-9396	Mar. 22, 2013	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC, George R. Jarkesy Jr., John Thomas Financial, Inc., and Anastasios "Tommy' Belesis Other Release Nos.: 34-69208, IA-3571, IC-30435
34-69207	Mar. 22, 2013	Advance Nanotech, Inc., et al.
34-69206	Mar. 22, 2013	American United Gold Corporation, et al.
34-69228	Mar. 20, 2013	William G. Reeves, Esq.
34-69191	Mar. 20, 2013	Lunar Growth Corp.
34-69189	Mar. 20, 2013	Allonline.com, Inc., Bonded Motors, Inc., Cass M L Production Corp., Cyber Grind, Inc., Cygni Investments, Inc., Czech Connection, Inc., and Dynatec International, Inc.
34-69185	Mar. 20, 2013	Americas Energy Company-AECo
IA-3570	Mar. 19, 2013	Berton M. Hochfeld
33-9394	Mar. 19, 2013	Craig Berkman, d/b/a Ventures Trust LLC, John B. Kern, Face Off Acquisitions, LLC, Face Off Management, LLC, a/k/a Face Off Acquisitions Management, LLC, Ventures Trust II LLC, Ventures Trust III LLC, Ventures Trust IV LLC, Ventures Trust V LLC, Ventures Trust VI LLC, Ventures Trust Asset Fund LLC, Ventures Trust Management LLC, Ventures Trust Asset Management, LLC, a/k/a Ventures Trust II Asset Management, LLC, Assensus Capital, LLC and Assensus Capital Management, LLC Other Release Nos.: 34-69171, IA-3569; IC-30428
34-69170	Mar. 19, 2013	My Complete Care, Inc., et al.
34-69169	Mar. 19, 2013	Maxsys Holdings, Inc., et al.
34-69168	Mar. 19, 2013	Law Enforcement Associates Corp., et al.
34-69165	Mar. 18, 2013	Bruce H. Haglund, Esq.
33-9393	Mar. 18, 2013	Banco Comercial Português, S.A. Other Release Nos.: 34-69167, IA-3568
34-69150	Mar. 15, 2013	Centaur Management Co. LLC
34-69149	Mar. 15, 2013	Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry
34-69144	Mar. 15, 2013	Patrick Merrill Brody
34-69143	Mar. 15, 2013	Laura A. Roser
34-69138	Mar. 14, 2013	OppenheimerFunds, Inc. and OppenheimerFunds Distributor, Inc.
34-69137	Mar. 14, 2013	Cache D. Decker
34-69128	Mar. 13, 2013	Maxsys Holdings, Inc., et al.
34-69127	Mar. 13, 2013	Digital Video Systems, Inc., et al.
34-69126	Mar. 13, 2013	Digital Video Systems, Inc., et al.
34-69125	Mar. 13, 2013	Along Mobile Technologies, Inc.
34-69117	Mar. 12, 2013	Indigo Aviation AB, et al.
34-69116	Mar. 12, 2013	Adzone Research, Inc., et al.
34-69113	Mar. 12, 2013	HDL Capital Corp., et al.
34-69112	Mar. 12, 2013	New Generation Biofuels Holdings, Inc.
34-69111	Mar. 11, 2013	Kevin J. Wilcox
34-69100	Mar. 11, 2013	Christopher A. Seeley
34-69099	Mar. 11, 2013	Gazoo Energy Group, Coach Industries Group, Pacificap Entertainment
34-69097	Mar. 11, 2013	Advance Nanotech, Inc., ANTS Software, Inc., Beauty Brands Group, Inc., Chocolate Candy Creations, Inc., Crystallex International Corp., Dermaxar, Inc., e-SIM, Ltd., and EcoReady Corp.
33-9390	Mar. 11, 2013	Oppenheimer Asset Management Inc. and Oppenheimer Alternative Investment Management, LLC
33-9389	Mar. 11, 2013	State of Illinois
34-69095	Mar. 8, 2013	Stephen Shea
34-69094	Mar. 8, 2013	BDO China Dahua CPA Co., LTD., Ernst & Young Hua Ming LLP, KPMG Huazhen (Special General Partnership), Deloitte Touche Tohmatsu Certified Public Accountants LTD., and Pricewaterhousecoopers Zhong Tian CPAs Limited
34-69093	Mar. 8, 2013	Robert David Beauchene Other Release Nos.: IA-3565, IC-30419
34-69092	Mar. 8, 2013	Fry Hensley and Company, And Nicholas L. Fry, II Other Release Nos.: IA-3564, IC-30418
34-69091	Mar. 8, 2013	Ranieri Partners LLC and Donald W. Phillips Other Release No.: IA-3563
34-69090	Mar. 8, 2013	William M. Stephens Other Release No.: IC-30417
33-9388	Mar. 8, 2013	UBS Financial Services Inc. of Puerto Rico Other Release No.: 34-69096
34-69074	Mar. 8, 2013	Lynx Acquisition, Inc., et al.
34-69065	Mar. 7, 2013	Billy Wayne McClintock
34-69057	Mar. 7, 2013	Cornerstone Capital Management, Inc., and Laura Jean Kent
34-69056	Mar. 7, 2013	Feltl & Company, Inc.
34-69051	Mar. 6, 2013	CYDE Liquidating Co.
34-69050	Mar. 6, 2013	Law Enforcement Associates Corp., et al.
34-69049	Mar. 6, 2013	Artfest International, Inc., et al.
34-69048	Mar. 6, 2013	Law Enforcement Associates Corp., et al.
34-69047	Mar. 5, 2013	IdleAire Technologies Corp., et al.
34-69046	Mar. 5, 2013	IGIA, Inc., et al.
34-69036	Mar. 5, 2013	Peak Wealth Opportunities, LLC, and David W. Dube, CPA Other Release Nos.: IA-3562, IC-30414, AAER-3448
34-69035	Mar. 5, 2013	Advanced ID Corp., et al.
34-69024	Mar. 4, 2013	Atlantic Southern Financial Group, Inc.
34-69023	Mar. 4, 2013	ATI Liquidating, Inc. (n/k/a Aviza Technology, Inc.)
34-69022	Mar. 4, 2013	Maverick Oil and Gas, Inc.
34-69021	Mar. 4, 2013	Clean Power Technologies, Inc.
34-69015	Mar. 1, 2013	Allen R. Jacobson
34-69014	Mar. 1, 2013	Wendell A. Jacobson
IA-3560	Mar. 1, 2013	Nicholas Delbrocco
IA-3559	Mar. 1, 2013	Ward Onsa
34-69004	Feb. 28, 2013	China Wesen Recycling Technology, Inc., Chopin Venture Group, Inc.,Cogito Media Group, Inc., Crescendo Acquisition Corp., Crosswave Communications, Inc., Crown International, Inc. and Crysler Corp.
34-69001	Feb. 27, 2013	Douglas F. Vaughan
34-68993	Feb. 27, 2013	Oxford Investment Partners, LLC and Walter J. Clarke
34-68991	Feb. 27, 2013	Medis Technologies Ltd., et al.
34-68990	Feb. 26, 2013	Edward Tackaberry
34-68989	Feb. 26, 2013	Maxsys Holdings, Inc., Noble Consolidated Industries Corp., NSM Holdings, Inc., N.T. Properties, Inc., PrimePlayer, Inc., Skylyft Media Group, Inc., and Spectrum Acquisition Corp.
34-68988	Feb. 26, 2013	Aladdin Capital Management LLC and Aladdin Capital LLC and Joseph A. Schlim
34-68986	Feb. 26, 2013	My Complete Care, Inc., New Midwest Co., LLC, NRG, Inc., Nugent Aerospace, Inc., Otter Tail Ag Enterprises, LLC, Raines Lenders LP, and Sadhana Equity Investment, Inc.
IA-3556	Feb. 22, 2013	Sentinel Investment Management Corporation
34-68970	Feb. 22, 2013	Digital Video Systems, Inc., et al.
34-68968	Feb. 22, 2013	Advance Nanotech, Inc., et al.
34-68967	Feb. 22, 2013	Largo Vista Group, Ltd., et al.
34-68963	Feb. 21, 2013	James S. Tagliaferri Other Release No.: IA-3555; IC-30402
34-68961	Feb. 20, 2013	Hesed Technology Co., Ltd., et al.
34-68956	Feb. 20, 2013	Lynx Acquisition, Inc., et al.
34-68952	Feb. 19, 2013	Virginia K. Sourlis, Esq.
34-68949	Feb. 19, 2013	Michael Lowther, CPA Other Release No.: AAER-3445
34-68947	Feb. 19, 2013	Eco Global Corporation, Execute Sports, Inc., FacePrint Global Solutions, Inc., FinancialContent, Inc., and Firstgold Corp.
34-68946	Feb. 19, 2013	AlphaTrade.com
IA-3554	Feb. 15, 2013	Oxford Investment Partners, LLC and Walter J. Clarke Other Release No.: IC-30385
IA-3553	Feb. 15, 2013	Oxford Investment Partners, LLC and Walter J. Clarke Other Release No.: IC-30384
33-9385	Feb. 15, 2013	Gregg C. Lorenzo, Francis V. Lorenzo, and Charles Vista, LLC Other Release No.: 34-68943
34-68940	Feb. 15, 2013	Guy W. Gane, Jr.
34-68931	Feb. 14, 2013	Aladdin Capital Management LLC and Aladdin Capital LLC; Joseph A. Schlim
34-68920	Feb. 13, 2013	Stephen M. Strauss
34-68914	Feb. 13, 2013	Eco Global Corporation, et al.
34-68903	Feb. 11, 2013	HDL Capital Corp., HMG Worldwide Corp., Homegold Financial, Inc., Hudson Hotels Corp., and Hurry, Inc.
34-68902	Feb. 11, 2013	Artfest International, Inc., China Advanced Meditech, Inc., Cynet, Inc., Durham Marketing Corp., Emissary Capital Group, Inc. (n/k/a Cavalier Holdings, Inc.), and ESP Enterprises, Inc. (n/k/a ESP Enterprises of LA, Inc.)
34-68893	Feb. 11, 2013	China Voice Holding Corp., et al.
34-68892	Feb. 11, 2013	IMP, Inc., Imperial Credit Industries, Inc., Inco Homes Corp., InfoCast Corp., Infospi.com, Inc. (n/k/a Infospi, Inc.), and Instaff International, Inc.
34-68869	Feb. 8, 2013	GMB Capital Management LLC (currently known as "Clearstream Investments LLC"), GMB Capital Partners LLC, Gabriel Bitran and Marco Bitran
34-68868	Feb. 8, 2013	Changed E-Mail, Inc., et al.
34-68866	Feb. 7, 2013	Gary J. Martel Other Release No.: IA-3552
IA-3551	Feb. 7, 2013	James S. Ward, Edward G. Locker, Richard F. Tipton, and David C. Lin
34-68859	Feb. 7, 2013	Law Enforcement Associates Corp., et al.
34-68858	Feb. 7, 2013	Law Enforcement Associates Corp., et al.
34-68857	Feb. 7, 2013	Imreg, Inc., et al.
34-68856	Feb. 7, 2013	HI DEF Enterprises, Inc., et al.
34-68845	Feb. 6, 2013	Joseph J. Repko, CPA Other Release No.: AAER-3444
IA-3550	Feb. 6, 2013	Jorge Gomez
IA-3549	Feb. 6, 2013	Arturo Allan Rodriguez Lopez a/k/a Arturo Rodriguez
IA-3548	Feb. 6, 2013	Howard B. Berger
34-68837	Feb. 6, 2013	Advanced ID Corp., et al.
34-68836	Feb. 6, 2013	Advance Nanotech, Inc., et al.
IA-3546	Feb. 5, 2013	Juno Mother Earth Asset Management, LLC
34-68828	Feb. 5, 2013	Ardsley Advisory Partners Other Release No.: IA-3545
34-68827	Feb. 5, 2013	Kenneth Ira Starr
34-68826	Feb. 5, 2013	Kenneth Ira Starr, Esq., C.P.A. Other Release No.: IA-3544
34-68825	Feb. 5, 2013	Henley Healthcare, Inc., et al.
34-68811	Feb. 1, 2013	Encore Clean Energy, Inc., et al.
34-68810	Feb. 1, 2013	Mitchell Segal, Esq.
IA-3543	Jan. 31, 2013	Jeffrey A. Quay
34-68796	Jan. 31, 2013	BNY Mellon Securities LCC and Mark Shaw Note: See also the Proposed Plan of Distribution
34-68774	Jan. 30, 2013	GMB Capital Management LLC, et al.
34-68772	Jan. 30, 2013	William B. Mitchell
34-68764	Jan. 30, 2013	CentreInvest, Inc., et al.
34-68763	Jan. 30, 2013	ICP Solar Technologies, Inc., et al.
34-68756	Jan. 29, 2013	Lisa B. Hovan, CPA Other Release No.: IA-3539; AAER-3443
34-68754	Jan. 29, 2013	Brian D. Fox Other Release No.: AAER-3442
IA-3540	Jan. 29, 2013	Kurt S. Hovan
IA-3538	Jan. 29, 2013	Edward J. Hovan, Jr.
IA-3537	Jan. 29, 2013	IMC Asset Management, Inc.
34-68750	Jan. 29, 2013	IAS Energy, Inc., et al.
34-68749	Jan. 28, 2013	Stefan H. Benger
34-68739	Jan. 28, 2013	Henley Healthcare, Inc., Hightop Capital Corp., Hiko Bell Mining & Oil Co., Horizon Pharmacies, Inc., Horizon Resources Corp., and Hudson’s Grill of America, Inc.
34-68736	Jan. 25, 2013	John W. Adams and AIP, LLC Note: See also the Modified Plan of Distribution
34-68738	Jan. 25, 2013	Nicolette D. Loisel
34-68737	Jan. 25, 2013	Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne F. Lipski, CPA
34-68733	Jan. 25, 2013	Gabelli Funds, LLC
34-68732	Jan. 25, 2013	Mary Beth Stevens; Paul W. Oliver, Jr.
34-68731	Jan. 25, 2013	Largo Vista Group, Ltd., et al.
34-68729	Jan. 25, 2013	Law Enforcement Associates Corp., et al.
34-68727	Jan. 25, 2013	Medis Technologies Ltd., et al.
34-68722	Jan. 24, 2013	Eric D. Rogers
34-68716	Jan. 24, 2013	HI DEF Enterprises, Inc., et al.
34-68715	Jan. 24, 2013	IAS Energy, Inc., et al.
34-68706	Jan. 23, 2013	China Wesen Recycling Technology, Inc., et al.
IA-3536	Jan. 22, 2013	Raymond Y.H. Park
IA-3535	Jan. 22, 2013	Sung Kook Hwang
34-68703	Jan. 22, 2013	Egan-Jones Ratings Company and Sean Egan
34-68688	Jan. 18, 2013	AlphaTrade.com
34-68686	Jan. 18, 2013	The Hartcourt Companies, Inc., et al.
34-68685	Jan. 17, 2013	Linda Dianne Alexander
34-68683	Jan. 17, 2013	Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-68681	Jan. 17, 2013	Desert Mining, Inc., et al.
34-68680	Jan. 17, 2013	IAS Energy, Inc., et al.
34-68679	Jan. 17, 2013	IBroadband, Inc., et al.
34-68673	Jan. 16, 2013	Larry Lee Adair, Esq.
34-68670	Jan. 16, 2013	Mark A. Gelazela and Steven E. Woods
34-68669	Jan. 16, 2013	MiddleCove Capital, LLC, and Noah L. Myers Other Release Nos.: IA-3534, IC-30351
34-68664	Jan. 16, 2013	Eco Global Corporation, et al.
34-68661	Jan. 15, 2013	Kevin A. Howard, CPA Other Release No.: AAER-3441
34-68649	Jan. 14, 2013	IMP, Inc., Imperial Credit Industries, Inc., Inco Homes Corp., InfoCast Corp., Infospi.com, Inc. (n/k/a Infospi, Inc.), and Instaff International, Inc.
34-68646	Jan. 14, 2013	Imreg, Inc., Innovative Holdings & Technologies, Inc., InnoVet, Inc., Institutional Properties 4, Interaction Media Corp., and International CRO Holdings Corp.
34-68628	Jan. 11, 2013	Eric Ashman, CPA Other Release No.: AAER-3440
IA-3533	Jan. 11, 2013	I. Joseph Massoud
34-68623	Jan. 11, 2013	China Wesen Recycling Technology, Inc., et al.
34-68622	Jan. 11, 2013	IBroadband, Inc., et al.
IA-3532	Jan. 10, 2013	Kris Chellam
34-68614	Jan. 10, 2013	HearMe, et al.
34-68611	Jan. 9, 2013	Jimmie Dean Jones, CPA Other Release No.: AAER-3438
34-68605	Jan. 9, 2013	John J. Aesoph, CPA, and Darren M. Bennett, CPA Other Release No.: AAER-3436
34-68601	Jan. 8, 2013	China North East Petroleum Holdings Limited
34-68600	Jan. 8, 2013	UBS Financial Services Inc. of Puerto Rico
34-68599	Jan. 8, 2013	William J. Reilly, Esq.
34-68598	Jan. 7, 2013	HI DEF Enterprises, Inc., Hi-Rise Recycling Systems, Inc., Highline Industries, Inc., Hirel Holdings, Inc., Holiday RV Superstores, Inc. (n/k/a FreedomRoads RV, Inc.), Hooker Enterprises, Inc., Hospital Staffing Services, Inc., and Hotelworks.com, Inc.
34-68597	Jan. 7, 2013	Henley Healthcare, Inc., et al.
34-68593	Jan. 7, 2013	Credit Suisse Securities (USA) LLC, et al.
34-68592	Jan. 4, 2013	Stephen G. Bennett
34-68591	Jan. 4, 2013	Kenneth J. Abod, CPA Other Release No.: AAER-3435
34-68586	Jan. 4, 2013	Gary J. Martel
34-68567	Jan. 3, 2013	Encore Clean Energy, Inc., et al.
34-68566	Jan. 3, 2013	China Voice Holding Corp., et al.
34-68565	Jan. 3, 2013	DIAS Holding, Inc., et al.
34-68564	Jan. 3, 2013	HealthSport, Inc., et al.

http://www.sec.gov/litigation/admin/adminarchive/adminarc2013.shtml