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Administrative Proceedings Archive 2011
The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.
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SEC Administrative Proceedings RSS Feed
| Release No. |
Date |
Respondents |
| Fourth Quarter |
|
34-66073 |
Dec. 30, 2011 |
Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation
|
|
34-66072 |
Dec. 30, 2011 |
Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation
|
|
IA-3347 |
Dec. 29, 2011 |
Vinayak S. Gowrish
|
|
IA-3346 |
Dec. 29, 2011 |
Daniel Joseph Sebastian
|
|
33-9290 |
Dec. 29, 2011 |
Calhoun Asset Management, LLC, and Krista Lynn Ward a/k/a Krista Lynn Karnezis
Other Release Nos.: 34-66066; IA-3345; IC-29895
|
|
34-66060 |
Dec. 28, 2011 |
Andrew Caccioppoli
|
|
33-9289 |
Dec. 23, 2011 |
Aurelio Rodriguez
Other Release Nos.: 34-66056; IA-3344; IC-29894
|
|
34-66055 |
Dec. 23, 2011 |
Investment Placement Group and Adolfo Gonzalez-Rubio
Other Release No.: IA-3343
|
|
33-9288 |
Dec. 23, 2011 |
Eric David Wanger and Wanger Investment Management, Inc.
Other Release Nos.: 34-66053; IA-3342; IC-29893
|
|
34-66051 |
Dec. 23, 2011 |
Craig On, CPA
Other Release No.: AAER-3350
|
|
34-66039 |
Dec. 22, 2011 |
Mary Beth Stevens and Paul W. Oliver, Jr.
Note: See also
Proposed Plan of Distribution
Comments:
;
|
|
34-66028 |
Dec. 22, 2011 |
Shengtai Power International, Inc., and Singer Co. N.V.
|
|
34-66027 |
Dec. 22, 2011 |
RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
|
|
34-66026 |
Dec. 22, 2011 |
Rovac Corp., RS Group of Companies, Inc., Rymer Foods, Inc., Stratus Services Group, Inc., Sun Cal Energy, Inc., Sun Motor International, Inc., Surebet Casinos, Inc., and Swiss Medica, Inc.
|
|
34-66025 |
Dec. 22, 2011 |
Medarts Medical System, Inc., and New Fiber Cloth Technology, Inc. (f/k/a Park Hill Capital III)
|
|
34-66024 |
Dec. 21, 2011 |
Eric Jon Strasser
Other Release No.: AAER-3349
|
|
34-66017 |
Dec. 21, 2011 |
AEC, I, Inc., Aegir Ventures, Inc., American Toy Vending, Inc., Biometric Security Corp. (a/k/a Pender Financial Group Corp.), and Bridge-It Corp.
|
|
34-66009 |
Dec. 20, 2011 |
Peter J. Brooks
|
|
34-66000 |
Dec. 16, 2011 |
Capital Financial Services, Inc. and Brian W. Boppre
|
|
34-65999 |
Dec. 16, 2011 |
Charles W. Crouse and Norman R. Hess
|
|
34-65998 |
Dec. 16, 2011 |
Capital Financial Services, Inc. and Brian W. Boppre
Other Release No.: IC-29887
|
|
34-65997 |
Dec. 16, 2011 |
Richard Dalton
|
|
34-65996 |
Dec. 16, 2011 |
Stuart W. Fuhlendorf,
Other Release No.: AAER-3347
|
|
34-65985 |
Dec. 15, 2011 |
Juan Carlos Guillén Zerpa
Other Release No.: AAER-3345
|
|
34-65983 |
Dec. 15, 2011 |
Ronald Garcia
|
|
34-65982 |
Dec. 15, 2011 |
Kevin King
Other Release No.: IA-3339
|
|
34-65981 |
Dec. 15, 2011 |
Kenneth Suarez
Other Release No.: IA-3338
|
|
IA-3337 |
Dec. 15, 2011 |
RetireHub, Inc. and Sunil K. Bhatia
|
|
34-65962 |
Dec. 15, 2011 |
Yakov Koppel
|
|
34-65961 |
Dec. 15, 2011 |
Ahmed Awan
|
|
34-65957 |
Dec. 15, 2011 |
Christopher T. Paganes
Other Release No.: IA-3335
|
|
34-65956 |
Dec. 15, 2011 |
Abviva, Inc., ACTIS Global Ventures, Inc., aeroTelesis, Inc., Amwest Insurance Group, Inc., and Auto Underwriters of America, Inc.
|
|
34-65952 |
Dec. 14, 2011 |
Steven R. Long
|
|
34-65951 |
Dec. 14, 2011 |
Stanley M. Paulic
|
|
34-65950 |
Dec. 14, 2011 |
Kempisty & Company, Certified Public Accountants, P.C., Philip C. Kempisty, CPA, and John Anthony Rubino, CPA
Other Release No.: AAER-3344
|
|
34-65948 |
Dec. 14, 2011 |
Longtop Financial Technologies Limited
|
|
34-65947 |
Dec. 13, 2011 |
Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.)
|
|
34-65941 |
Dec. 13, 2011 |
Gary S. Bell
|
|
34-65243A |
Dec. 12, 2011 |
Putnam Investment Management, LLC
|
|
34-65937 |
Dec. 12, 2011 |
Stephen R. Moynahan
|
|
34-65936 |
Dec. 12, 2011 |
Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog
Note: See also the
Final Plan of Distribution
|
|
34-65935 |
Dec. 9, 2011 |
PA Fund Management, LLC, PEA Capital LLC, and PA Distributors LLC
|
|
34-65930 |
Dec. 9, 2011 |
Zvi Goffer
|
|
34-65923 |
Dec. 9, 2011 |
Touradji Capital Management, L.P.
Other Release No.: IA-3333
|
|
IA-3332 |
Dec. 9, 2011 |
Kevin Kramer
|
|
34-65920 |
Dec. 9, 2011 |
Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation
|
|
34-65919 |
Dec. 8, 2011 |
Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
|
|
34-65909 |
Dec. 8, 2011 |
Dean Zenon Pinard
Other Release No.: IA-3331
|
|
IA-3330 |
Dec. 7, 2011 |
Donald Anthony Walker Young, a/k/a D.A. Walker Young and Acorn Capital Management, LLC
|
|
34-65908 |
Dec. 7, 2011 |
Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC and Samir H. Bhatt
|
|
IA-3329 |
Dec. 7, 2011 |
Kenneth E. Marsh, Baldwin Anderson, Robert Anthony Budion, Jeanne M. Lada, and James T. Levier
|
|
34-65905 |
Dec. 7, 2011 |
Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
|
|
IA-3328 |
Dec. 6, 2011 |
David A. Souza
|
|
34-65892 |
Dec. 5, 2011 |
Canadian Imperial Holdings, Inc. and CIBC World Market Corp.
|
|
34-65891 |
Dec. 5, 2011 |
Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc.
|
|
34-65882 |
Dec. 5, 2011 |
Mark A. Konyndyk, CPA
Other Release No.: AAER-3339
|
|
34-65881 |
Dec. 5, 2011 |
Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
|
|
34-65880 |
Dec. 5, 2011 |
RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
|
|
34-65855 |
Dec. 1, 2011 |
RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
|
|
IA-3327 |
Nov. 30, 2011 |
Chetan Kapur
|
|
34-65850 |
Nov. 30, 2011 |
Shiming U.S., Inc., Si Mei Te Food Ltd. (F/K/A China Discovery Acquisition Corp.), Sierra International Group, Inc., and Sj Electronics, Inc.
|
|
IA-3326 |
Nov. 29, 2011 |
Hanes Morgan & Co., Inc. and Uche Akwuba
Other Release No.: IC-29877
|
|
34-65849 |
Nov. 29, 2011 |
Robert Rossi
|
|
34-65848 |
Nov. 29, 2011 |
Joseph Valko
|
|
34-65839 |
Nov. 28, 2011 |
AEC, I, Inc., Aegir Ventures, Inc., American Toy Vending, Inc., Biometric Security Corp. (a/k/a Pender Financial Group Corp.), and Bridge-It Corp.
|
|
34-65838 |
Nov. 28, 2011 |
Feltl & Company, Inc.
Other Release Nos.: IA-3325, IC-29875
|
|
IA-3324 |
Nov. 28, 2011 |
Asset Advisors, LLC
Other Release Nos.: IC-29874
|
|
34-65837 |
Nov. 28, 2011 |
OMNI Investment Advisors Inc. and Gary R. Beynon
Other Release Nos.: IA-3323, IC-29873
|
|
34-65830 |
Nov. 28, 2011 |
Randall Merk
Other Release No.: IA-3322
|
|
34-65829 |
Nov. 28, 2011 |
Charles L. Rizzo and Gina M. Hornbogen
Other Release No.: IA-3321
|
|
34-65808 |
Nov. 22, 2011 |
Fifth Third Bancorp
|
|
IA-3320 |
Nov. 22, 2011 |
Barry J. Minkow
|
|
34-65802 |
Nov. 22, 2011 |
Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
|
|
34-65801 |
Nov. 21, 2011 |
Shengtai Power International, Inc., and Singer Co. N.V.
|
|
34-65799 |
Nov. 21, 2011 |
Michael S. Krome
|
|
34-65798 |
Nov. 21, 2011 |
Canadian Imperial Holdings, Inc. and CIBC World Market Corp.
|
|
IA-3319 |
Nov. 21, 2011 |
Oliver R. Grace, Jr.
|
|
34-65785 |
Nov. 18, 2011 |
Abviva, Inc., ACTIS Global Ventures, Inc., aeroTelesis, Inc., Amwest Insurance Group, Inc., and Auto Underwriters of America, Inc.
|
|
34-65783 |
Nov. 17, 2011 |
Dr. Joseph F. Skowron III
Other Release No.: IA-3318
|
|
IA-3316 |
Nov. 17, 2011 |
FTN Financial Securities Corp.
|
|
34-65767 |
Nov. 17, 2011 |
Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
|
|
34-65766 |
Nov. 17, 2011 |
UCBH Holdings, Inc.
|
|
34-65762 |
Nov. 16, 2011 |
Michael Cameron Van Alphen
|
|
33-9280 |
Nov. 16, 2011 |
Daniel J. Gallagher
Other Release No.: 34-65760
|
|
34-65759 |
Nov. 16, 2011 |
Paul Free, CPA
Other Release No.: AAER-3338
|
|
IA-3315 |
Nov. 16, 2011 |
Morgan Stanley Investment Management Inc.
Other Release No.: IC-29862
|
|
34-65757 |
Nov. 16, 2011 |
The Regency Group, LLC
|
|
34-65756 |
Nov. 16, 2011 |
Aaron S. Lamkin
|
|
34-65755 |
Nov. 16, 2011 |
Martha W. Vlcek, CPA
Other Release No.: AAER-3337
|
|
34-65754 |
Nov. 16, 2011 |
Steven M. Des Champs, CPA
Other Release No.: AAER-3336
|
|
34-65753 |
Nov. 16, 2011 |
ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.
|
|
34-65752 |
Nov. 16, 2011 |
ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
|
|
34-65751 |
Nov. 16, 2011 |
ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.
|
|
33-9277 |
Nov. 15, 2011 |
LeadDog Capital Markets, LLC, f/k/a LeadDog Capital Partners, Inc., Chris Messalas, and Joseph Larocco, Esq.
Other Release Nos.: 34-65750, IA-3314, IC-29861
|
|
34-65748 |
Nov. 15, 2011 |
Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
|
|
34-65747 |
Nov. 15, 2011 |
CuraTech Industries, Inc.
|
|
34-65746 |
Nov. 14, 2011 |
Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
|
|
34-65740 |
Nov. 14, 2011 |
Ablest Inc., Absolute Potential, Inc. (f/k/a Absolute Waste Services, Inc.), Alpha Petroleum Exploration Corp., AMCV Capital Trust I, American Health, Inc., Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.), and The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.)
|
|
34-65739 |
Nov. 10, 2011 |
Vincent L. Verdiramo, Esq.
|
|
34-65734 |
Nov. 10, 2011 |
Longtop Financial Technologies Limited
|
|
34-65733 |
Nov. 10, 2011 |
UBS Securities LLC
|
|
33-9275 |
Nov. 10, 2011 |
Western Pacific Capital Management, LLC and Kevin James O’Rourke
Other Release Nos.: 34-65726, IA-3313
|
|
IA-3312 |
Nov. 9, 2011 |
Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
|
|
34-65715 |
Nov. 9, 2011 |
Rovac Corp., RS Group of Companies, Inc., Rymer Foods, Inc., Stratus Services Group, Inc., Sun Cal Energy, Inc., Sun Motor International, Inc., Surebet Casinos, Inc., and Swiss Medica, Inc.
|
|
34-65714 |
Nov. 9, 2011 |
RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
|
|
34-65712 |
Nov. 9, 2011 |
Aampro Group, Inc. (n/k/a First Capital Trust, Inc.), Adagio Acquisition I, Inc., Adagio Acquisition II, Inc., Adagio Acquisition III, Inc., Beaconsfield II, Inc., Beaconsfield III, Inc., and Boston Communications Group, Inc. (n/k/a Xius Holding Corp.)
|
|
34-65704 |
Nov. 8, 2011 |
Circadian, Inc., Clean Energy Combustion, Inc. (n/k/a Clean Energy Combustion Systems, Inc.), Collectible Concepts Group, Inc., Communitronics of America, Inc. (n/k/a RPM Advantage, Inc.), and ConSyGen, Inc.
|
|
34-65703 |
Nov. 8, 2011 |
ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
|
|
34-65701 |
Nov. 8, 2011 |
American Capital Partners Limited, Inc., American Educators Financial Corp. (n/k/a Asia Ventures Corp.), Austral Pacific Energy Ltd., Bidville, Inc. (n/k/a PrimEdge, Inc.), Bio-Warm Corp. (n/k/a PHI Gold Corp.), Black Rock Golf Corp. (a/k/a Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
|
|
33-9274 |
Nov. 7, 2011 |
Ronald St. Clair, CPA and Lawrence Swan, CA
Other Release Nos.: 34-65698, IC-29856
|
|
34-65697 |
Nov. 7, 2011 |
Canadian Imperial Holdings, Inc. and CIBC World Market Corp.
|
|
34-65696 |
Nov. 7, 2011 |
Intercom Systems, Inc., International Management & Research Corp., International Research & Development Corp. (n/k/a IRDC Estate, Inc.), and Ipix Corp.
|
|
34-65693 |
Nov. 4, 2011 |
1st Global Stock Transfer LLC and Helen Bagley
|
|
34-65680 |
Nov. 3, 2011 |
Ran H. Furman
Other Release No.: AAER-3334
|
|
34-65675 |
Nov. 3, 2011 |
Ablest Inc., Absolute Potential, Inc. (f/k/a Absolute Waste Services, Inc.), Alpha Petroleum Exploration Corp., AMCV Capital Trust I, American Health, Inc., Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.), and The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.)
|
|
34-65674 |
Nov. 3, 2011 |
Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
|
|
34-65673 |
Nov. 2, 2011 |
Daniel W. Nodurft, Esq.
|
|
34-65665 |
Nov. 2, 2011 |
MAS Acquisition XX Corp., National Healthcare Financial Services, Inc., Neuromedical Technologies, Inc., and Note Bankers of America, Inc. (n/k/a Facit Group Holdings, Inc.)
|
|
34-65664 |
Nov. 2, 2011 |
Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
|
|
IA-3309 |
Nov. 1, 2011 |
Terry Harris
|
|
34-65661 |
Oct. 31, 2011 |
Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
|
|
34-65658 |
Oct. 31, 2011 |
Hector Gallardo, Michael Zurita, and Orion Trading, LLC
|
|
33-9272 |
Oct. 31, 2011 |
David Story
Other Release Nos.: 34-65657, IC-29854
|
|
34-65652 |
Oct. 28, 2011 |
CuraTech Industries, Inc.
|
|
34-65651 |
Oct. 28, 2011 |
ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
|
|
34-65649 |
Oct. 28, 2011 |
North Shore Capital I, Inc., North Shore Capital II, Inc., Northern Financial Corp. (f/k/a American Gem Corp.), Northland Cable Properties Five Limited Partnership, and Northland Cable Properties Four Limited Partnership
|
|
34-65643 |
Oct. 27, 2011 |
Financial Industry Regulatory Authority, Inc.
|
|
34-65640 |
Oct. 27, 2011 |
Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
|
|
34-65638 |
Oct. 27, 2011 |
Aampro Group, Inc. (n/k/a First Capital Trust, Inc.), Adagio Acquisition I, Inc., Adagio Acquisition II, Inc., Adagio Acquisition III, Inc., Beaconsfield II, Inc., Beaconsfield III, Inc., and Boston Communications Group, Inc. (n/k/a Xius Holding Corp.)
|
|
34-65621 |
Oct. 25, 2011 |
William J. Tennant, CPA
Other Release No.: AAER-3332
|
|
34-65620 |
Oct. 25, 2011 |
Anthony J. Cuti, CPA
Other Release No.: AAER-3331
|
|
34-65616 |
Oct. 25, 2011 |
American Capital Partners Limited, Inc., American Educators Financial Corp. (n/k/a Asia Ventures Corp.), Austral Pacific Energy Ltd., Bidville, Inc. (n/k/a PrimEdge, Inc.), Bio-Warm Corp. (n/k/a PHI Gold Corp.), Black Rock Golf Corp. (a/k/a Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
|
|
34-65611 |
Oct. 24, 2011 |
Medarts Medical System, Inc., and New Fiber Cloth Technology, Inc. (f/k/a Park Hill Capital III)
|
|
33-9271 |
Oct. 24, 2011 |
Pipeline Trading Systems LLC, Fred J. Federspiel, and Alfred R. Berkeley III
Other Release No.: 34-65609
|
|
33-9270 |
Oct. 24, 2011 |
Banco Espirito Santo S.A.
Other Release No.: 34-65608, IA-3304
|
|
34-65607 |
Oct. 24, 2011 |
International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
|
|
34-65606 |
Oct. 24, 2011 |
SGI International, Shared Imaging Partners, LP, Shiega Resources Corp., Sibun River Group, Inc., Simon Transportation Services, Inc., Sirius Software, Inc., SLM Entertainment, Ltd., and Snake River Properties, Inc.
|
|
IA-3303 |
Oct. 21, 2011 |
Amit V. Patel
|
|
34-65600 |
Oct. 20, 2011 |
Michael G. Horsey, CPA
Other Release No.: AAER-3329
|
|
34-65597 |
Oct. 20, 2011 |
Jason C. Goldfarb
|
|
34-65596 |
Oct. 20, 2011 |
Arthur J. Cutillo
|
|
34-65595 |
Oct. 20, 2011 |
ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.
|
|
34-65593 |
Oct. 19, 2011 |
Roy D. Higgs
|
|
33-9268 |
Oct. 19, 2011 |
Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC, and Samir H. Bhatt
Other Release No.: IA-3302
|
|
34-65589 |
Oct. 18, 2011 |
Jeffrey Greeney
|
|
34-65584 |
Oct. 18, 2011 |
Sergey Rumyantsev
|
|
IA-3301 |
Oct. 18, 2011 |
Donald W. Klein
|
|
IA-3300 |
Oct. 18, 2011 |
John Clement
|
|
34-65582 |
Oct. 18, 2011 |
Lisa C. Berry
|
|
34-65578 |
Oct. 17, 2011 |
Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.
|
|
34-65561 |
Oct. 14, 2011 |
ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc.,
The Bombay Company, Inc., and Brodie Exploration Corp.
|
|
34-65560 |
Oct. 14, 2011 |
Ablest Inc., Absolute Potential, Inc. (f/k/a Absolute Waste Services, Inc.), Alpha Petroleum Exploration Corp., AMCV Capital Trust I, American Health, Inc., Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.), and The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.)
|
|
34-65559 |
Oct. 14, 2011 |
American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
|
|
34-65558 |
Oct. 14, 2011 |
Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp., Sierra International Group, Inc., and SJ Electronics, Inc.
|
|
34-65557 |
Oct. 14, 2011 |
Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.
|
|
34-65556 |
Oct. 13, 2011 |
EDGX Exchange, Inc., EDGA Exchange, Inc., and Direct Edge ECN LLC
|
|
34-65555 |
Oct. 13, 2011 |
Watts Water Technologies, Inc. and Leesen Chang
Other Release No.: AAER-3328
|
|
34-65547 |
Oct. 13, 2011 |
Sharon Energy, Ltd., Sheldahl, Inc., and Sonoma International, Inc.
|
|
34-65546 |
Oct. 13, 2011 |
International Solubles Corp., Internet Capital Ventures & Association, Inc. (n/k/a Atlantis Studios Corporation), Intratel Group, Ltd., iQrom Communications, Inc., Irutil Co. Inc., and ISNI.net, Inc.
|
|
34-65533 |
Oct. 12, 2011 |
Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
|
|
34-65532 |
Oct. 12, 2011 |
Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.
|
|
34-65531 |
Oct. 11, 2011 |
UCBH Holdings, Inc.
|
|
34-65520 |
Oct. 7, 2011 |
Brian A. Bjork
Other Release No.: IA-3299
|
|
34-65513 |
Oct. 7, 2011 |
Richard A. Hansen
|
|
34-65510 |
Oct. 7, 2011 |
China-Biotics, Inc.
|
|
34-65507 |
Oct. 6, 2011 |
Intercom Systems, Inc., International Management & Research Corp., International Research & Development Corp. (n/k/a IRDC Estate, Inc.), and Ipix Corp.
|
|
34-65506 |
Oct. 6, 2011 |
Aampro Group, Inc. (n/k/a First Capital Trust, Inc.), Adagio Acquisition I, Inc., Adagio Acquisition II, Inc., Adagio Acquisition III, Inc., Beaconsfield II, Inc., Beaconsfield III, Inc., and Boston Communications Group, Inc. (n/k/a Xius Holding Corp.)
|
|
33-9265 |
Oct. 6, 2011 |
Hansen Medical, Inc.
Other Release No.: 34-65501
|
|
34-65498 |
Oct. 6, 2011 |
Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog
|
|
34-65490 |
Oct. 6, 2011 |
Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog
Note: See also the
Proposed Plan of Distribution
|
|
IA-3298 |
Oct. 5, 2011 |
Steven Fortuna
|
|
34-65487 |
Oct. 5, 2011 |
Astralis Ltd., Cavit Sciences, Inc., Crystal International Travel Group, Inc., and Tasker Products Corp.
|
|
34-65486 |
Oct. 5, 2011 |
Astralis Ltd., Cavit Sciences, Inc., Crystal International Travel Group, Inc., and Tasker Products Corp.
|
|
34-65485 |
Oct. 4, 2011 |
Paul Randall Fraley
|
|
34-65476 |
Oct. 4, 2011 |
Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.
|
|
34-65475 |
Oct. 4, 2011 |
Interactive Therapeutics, Inc., Interchem (N.A.) Industries, Inc., International Cavitation Technologies, Inc., International Fibercom, Inc., International Gaming Management, Inc., International Meta Systems, Inc., Internet Communications Corp., InvestAmerica, Inc., IQUniverse, Inc., and IRG Technologies, Inc.
|
|
34-65474 |
Oct. 4, 2011 |
Amerex Group, Inc., AmeriChip International, Inc., Amish Naturals, Inc., Banker's Store Inc. (The), Champion Parts, Inc., and Gray Peaks, Inc.
|
|
34-65466 |
Oct. 3, 2011 |
Thomas Y. Jimenez (CPA)
Other Release No.: AAER-3325
|
|
34-65465 |
Oct. 3, 2011 |
Strong Capital Management, Inc.
|
|
34-65464 |
Oct. 3, 2011 |
Somerset International Group, Inc.
|
|
34-65463 |
Oct. 3, 2011 |
Sharon Energy, Ltd., Sheldahl, Inc., and Sonoma International, Inc.
|
|
34-65462 |
Oct. 3, 2011 |
Interactive Therapeutics, Inc., Interchem (N.A.) Industries, Inc., International Cavitation Technologies, Inc., International Fibercom, Inc., International Gaming Management, Inc., International Meta Systems, Inc., Internet Communications Corp., InvestAmerica, Inc., IQUniverse, Inc., and IRG Technologies, Inc.
|
| Third Quarter |
|
34-65461 |
Sep. 30, 2011 |
Richard D. Mittasch
Other Release No.: IA-3296
|
|
IA-3295 |
Sep. 30, 2011 |
Imperium Investment Advisors, LLC
|
|
34-65460 |
Sep. 30, 2011 |
Smith Barney Fund Management LLC and Citigroup Global Markets Inc.
|
|
33-9264 |
Sep. 30, 2011 |
Gilford Securities, Incorporated, Ralph Worthington, IV, David S. Kaplan, and Richard W. Granahan
|
|
34-65446 |
Sep. 30, 2011 |
Brian Dvorak, Esq.
|
|
34-65443 |
Sep. 30, 2011 |
Amerex Group, Inc., AmeriChip International, Inc., Amish Naturals, Inc., Banker's Store Inc. (The), Champion Parts, Inc., and Gray Peaks, Inc.
|
|
IA-3294 |
Sep. 29, 2011 |
Alfred Clay Ludlum, III
|
|
34-65423 |
Sep. 28, 2011 |
Wayde M. McKelvy
|
|
34-65422 |
Sep. 28, 2011 |
Hector Gallardo, Michael Zurita, and Orion Trading, LLC
|
|
IA-3293 |
Sep. 28, 2011 |
Daryl Dworkin
|
|
34-65416 |
Sep. 28, 2011 |
Michael L. Rothenberg
|
|
34-65415 |
Sep. 28, 2011 |
Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
|
|
34-65414 |
Sep. 28, 2011 |
Matthews Studio Equipment Group, Meridian Point Realty Trust 83, More Cash for Life (Worldwide) Ltd., New York Networks, Inc. (f/k/a Caliper Acquisition Corporation), Nomatterware, Inc., Normark Ventures Corp., and Novaheadinc
|
|
34-65413 |
Sep. 27, 2011 |
North Shore Capital I, Inc., North Shore Capital II, Inc., Northern Financial Corp. (f/k/a American Gem Corp.), Northland Cable Properties Five Limited Partnership, and Northland Cable Properties Four Limited Partnership
|
|
34-65412 |
Sep. 27, 2011 |
MAS Acquisition XX Corp., National Healthcare Financial Services, Inc., Neuromedical Technologies, Inc., and Note Bankers of America, Inc. (n/k/a Facit Group Holdings, Inc.)
|
|
IA-3292 |
Sep. 27, 2011 |
Donald Longueuil
Other Release No.: IA-3292
|
|
33-9263 |
Sep. 27, 2011 |
Amnon Cohen
Other Release No.: 34-65411, IA-3291, IC-29822
|
|
34-65409 |
Sep. 27, 2011 |
LPB Capital d/b/a Family Office Group, LLC and Gary J. Pappas
Other Release No.: IA-3290, AAER-3323
|
|
33-9262 |
Sep. 27, 2011 |
RBC Capital Markets, LLC (formerly known as RBC Capital Markets Corp.)
Other Release Nos.: 34-65404, IA-3289
|
|
34-65403 |
Sep. 27, 2011 |
SFH II Acquisition Corp., Sforza Enterprises, Inc., Silver Star Capital Holdings, Inc., Silverzipper.com, Inc., Sky Scientific, Inc., Skyview Holdings Corp., Snake Eyes Golf Clubs, Inc. (f/k/a Golf Technology Holding, Inc.), and Soccer Concepts, Inc.
|
|
34-65402 |
Sep. 27, 2011 |
Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
|
|
34-65392 |
Sep. 26, 2011 |
Magic Lantern Group, Inc., Map VII Acquisition, Inc., Memotec Communications, Inc., Millstream II Acquisition Corp., Modena 3, Inc., and North American Energy of Delaware, Inc. (n/k/a Ora Electronics, Inc.)
|
|
IA-3288 |
Sep. 23, 2011 |
Bruce F. Prévost and David W. Harrold
|
|
34-65391 |
Sep. 23, 2011 |
Manuel Lopez-Tarre
|
|
34-65390 |
Sep. 23, 2011 |
Franklin Advisers, Inc.
|
|
IA-3287 |
Sep. 23, 2011 |
James M. Peister
|
|
IA-3286 |
Sep. 22, 2011 |
Janis Barsuk
|
|
IA-3285 |
Sep. 22, 2011 |
Barr M. Rosenberg
Other Release No.: IC-29818
|
|
34-65377 |
Sep. 21, 2011 |
Larry Lee Crawford (CPA)
Other Release No.: AAER-3322
|
|
33-9261 |
Sep. 21, 2011 |
Spencer D. Mindlin, and Alfred C. Mindlin, CPA
Other Release Nos.: 34-65372, IA-3284, IC-29813
|
|
34-65367 |
Sep. 21, 2011 |
Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
|
|
34-65366 |
Sep. 21, 2011 |
Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
|
|
34-65365 |
Sep. 21, 2011 |
Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
|
|
34-65364 |
Sep. 21, 2011 |
Basin Water, Inc.
|
|
34-65363 |
Sep. 20, 2011 |
Sharon Energy, Ltd., Sheldahl, Inc., and Sonoma International, Inc.
|
|
34-65359 |
Sep. 20, 2011 |
SGI International, Shared Imaging Partners, LP, Shiega Resources Corp., Sibun River Group, Inc., Simon Transportation Services, Inc., Sirius Software, Inc., SLM Entertainment, Ltd., and Snake River Properties, Inc.
|
|
34-65357 |
Sep. 20, 2011 |
Justin William Rifkin
|
|
IA-3283 |
Sep. 20, 2011 |
Delta Global Advisors, Inc. and Charles P. Hanlon
Other Release No.: IC-29796
|
|
34-65356 |
Sep. 20, 2011 |
Delta Global Advisors, Inc. and Charles P. Hanlon
Other Release No.: IA-3282, IC-29795
|
|
IA-3281 |
Sep. 19, 2011 |
Stanley J. Kowalewski
|
|
34-65351 |
Sep. 19, 2011 |
Jason Mutascio
|
|
34-65349 |
Sep. 16, 2011 |
Matthew R. Jennings
|
|
34-65348 |
Sep. 16, 2011 |
Comverse Technology, Inc.
|
|
IA-3279 |
Sep. 16, 2011 |
Vinayak S. Gowrish
|
|
IA-3278 |
Sep. 14, 2011 |
James Davis Risher
|
|
34-65340 |
Sep. 14, 2011 |
Wayne A. Pratt, CPA
Other Release No.: AAER-3320
|
|
34-65336 |
Sep. 14, 2011 |
Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
|
|
34-65335 |
Sep. 14, 2011 |
Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
|
|
34-65334 |
Sep. 14, 2011 |
Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
|
|
34-65333 |
Sep. 14, 2011 |
Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc.
|
|
34-65332 |
Sep. 14, 2011 |
D.G. Jewellery of Canada Ltd. (n/k/a D.G. Jewelry, Inc.), Daine Industries, Inc., (n/k/a Oasis Travel Group, Inc.), Del Cerro Enterprises, Inc., Denstone Minerals Ltd., Diadem Resources Ltd., Digicomm Services, Inc. (f/k/a Nemo Enterprises, Inc.), Digital Courier International Corp., Digital Star Inc., Dimples Group Inc., Dominion Bridge Corp., and DSI Datotech Systems Inc.
|
|
IA-3277 |
Sep. 13, 2011 |
David A. Souza
|
|
34-65331 |
Sep. 13, 2011 |
Dustin D. White
|
|
34-65321 |
Sep. 12, 2011 |
International Solubles Corp., Internet Capital Ventures & Association, Inc. (n/k/a Atlantis Studios Corporation), Intratel Group, Ltd., iQrom Communications, Inc., Irutil Co. Inc., and ISNI.net, Inc.
|
|
34-65320 |
Sep. 12, 2011 |
Interactive Therapeutics, Inc., Interchem (N.A.) Industries, Inc., International Cavitation Technologies, Inc., International Fibercom, Inc., International Gaming Management, Inc., International Meta Systems, Inc., Internet Communications Corp., InvestAmerica, Inc., IQUniverse, Inc., and IRG Technologies, Inc.
|
|
IA-3276 |
Sep. 9, 2011 |
Gregory A. Seib
|
|
34-65309 |
Sep. 9, 2011 |
Ritchie Capital Management, LLC, Ritchie Multi-Strategy Global Trading Ltd., A.R. Thane Ritchie and Warren Louis Demaio
|
|
34-65306 |
Sep. 9, 2011 |
Amerex Group, Inc., AmeriChip International, Inc., Amish Naturals, Inc., Banker's Store Inc. (The), Champion Parts, Inc., and Gray Peaks, Inc.
|
|
34-65304 |
Sep. 9, 2011 |
Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
|
|
34-65303 |
Sep. 9, 2011 |
Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
|
|
34-65302 |
Sep. 8, 2011 |
Global Sentry Equity Transfer, Inc.
|
|
IA-3275 |
Sep. 8, 2011 |
Anthony Scolaro
|
|
IA-3274 |
Sep. 8, 2011 |
Roy E. Scarboro
|
|
34-65301 |
Sep. 8, 2011 |
Comverse Technology, Inc.
|
|
34-65296 |
Sep. 8, 2011 |
Blake G. Williams
|
|
34-65294 |
Sep. 8, 2011 |
John Scott Clark
|
|
34-65291 |
Sep. 8, 2011 |
Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
|
|
34-65290 |
Sep. 8, 2011 |
Circle Fine Art Corp., Coachman, Inc., Coachman Inns Income Ltd. Partnership, Columbia Western, Inc., Comet Software International, Inc., Commonwealth Industries Corp., Comstock Industries, Inc., Concentration, Inc., Concordia Paper Holdings, Ltd., and ConnectAJet.com, Inc. (f/k/a Source Venture Capital, Inc.)
|
|
34-65289 |
Sep. 8, 2011 |
M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
|
|
34-65288 |
Sep. 8, 2011 |
Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.
|
|
34-65285 |
Sep. 7, 2011 |
W. Todd Smith
|
|
34-65284 |
Sep. 7, 2011 |
Brian W. Walsh
|
|
IA-3273 |
Sep. 7, 2011 |
Montford and Company, Inc. d/b/a Montford Associates, and Ernest V. Montford, Sr.
|
|
34-65278 |
Sep. 7, 2011 |
Gregory S. Schaefer
|
|
34-65276 |
Sep. 7, 2011 |
Astralis Ltd., Cavit Sciences, Inc., Crystal International Travel Group, Inc., and Tasker Products Corp.
|
|
34-65274 |
Sep. 7, 2011 |
American Capital Partners Limited, Inc., American Educators Financial Corp. (n/k/a Asia Ventures Corp.),Austral Pacific Energy Ltd., Bidville, Inc. (n/k/a PrimEdge, Inc.), Bio-Warm Corp. (n/k/a PHI Gold Corp.), Black Rock Golf Corp. (a/k/a Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
|
|
34-65273 |
Sep. 7, 2011 |
BSK & Tech, Inc.
Note: See also
Korean version
|
|
34-65272 |
Sep. 7, 2011 |
Biometrx, Inc., Biopure Corp. (n/k/a PBBPC, Inc.), Distributed Energy Systems Corp., Fortified Holdings Corp., Knobias, Inc., and One IP Voice, Inc. (n/k/a Indian Hill Holdings Corporation)
|
|
34-65271 |
Sep. 6, 2011 |
Ran H. Furman, CPA
Other Release No.: AAER-3318
|
|
34-65270 |
Sep. 6, 2011 |
Rick Lawton
|
|
34-65265 |
Sep. 6, 2011 |
Richard A. Geiger
|
|
IA-3272 |
Sep. 6, 2011 |
Gregory P. Loles
|
|
34-65260 |
Sep. 2, 2011 |
Leland G. Orr
Other Release No.: AAER-3317
|
|
34-65254 |
Sep. 2, 2011 |
Travis W. Vrbas
Other Release No.: AAER-3316
|
|
IA-3270 |
Sep. 2, 2011 |
Robert Feinblatt
|
|
34-65248 |
Sep. 2, 2011 |
Excellency Investment Realty Trust, Inc.
|
|
34-65247 |
Sep. 1, 2011 |
Sequenom, Inc.
|
|
34-65245 |
Sep. 1, 2011 |
Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
|
|
34-65243 |
Sep. 1, 2011 |
Putnam Investment Management, LLC
|
|
34-65242 |
Sep. 1, 2011 |
M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.)
|
|
IA-3269 |
Aug. 31, 2011 |
Sean Mansfield
|
|
34-65230 |
Aug. 31, 2011 |
M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
|
|
34-65229 |
Aug. 31, 2011 |
M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.)
|
|
34-65227 |
Aug. 30, 2011 |
Morgan Asset Management, Inc. Morgan Keegan & Company, Inc. James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
|
|
33-9254 |
Aug. 30, 2011 |
Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
Other Release Nos.: 34-65223, IA-3268, IC-29775
|
|
34-65221 |
Aug. 30, 2011 |
Somerset International Group, Inc.
|
|
34-65219 |
Aug. 30, 2011 |
International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
|
|
34-65218 |
Aug. 29, 2011 |
Matthews Studio Equipment Group, Meridian Point Realty Trust 83, More Cash for Life (Worldwide) Ltd., New York Networks, Inc. (f/k/a Caliper Acquisition Corporation), Nomatterware, Inc., Normark Ventures Corp., and Novaheadinc
|
|
34-65217 |
Aug. 29, 2011 |
Matthew Crisp
Other Release Nos.: IA-3267, IC-29772
|
|
34-65216 |
Aug. 29, 2011 |
Jay L. LeBouef
|
|
34-65215 |
Aug. 29, 2011 |
Shawn A. Icely
|
|
34-65214 |
Aug. 29, 2011 |
Margaret Grey
|
|
34-65212 |
Aug. 29, 2011 |
International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
|
|
34-65211 |
Aug. 29, 2011 |
Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
|
|
33-9253 |
Aug. 26, 2011 |
David G. Brouwer
Other Release Nos.: 34-65208, IA-3265, IC-29771
|
|
34-65205 |
Aug. 26, 2011 |
Renee Marie Brown
Other Release No.: IA-3263
|
|
33-9252 |
Aug. 25, 2011 |
GSCP (NJ), L.P.
Other Release No.: IA-3261
|
|
34-65194 |
Aug. 25, 2011 |
Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.
|
|
34-65193 |
Aug. 25, 2011 |
Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
|
|
34-65190 |
Aug. 24, 2011 |
Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.
|
|
34-65187 |
Aug. 24, 2011 |
Magic Lantern Group, Inc., Map VII Acquisition, Inc., Memotec Communications, Inc., Millstream II Acquisition Corp., Modena 3, Inc., and North American Energy of Delaware, Inc. (n/k/a Ora Electronics, Inc.)
|
|
34-65179 |
Aug. 22, 2011 |
Evergreen Investment Management Company, LLC and Evergreen Investment Services, Inc.
|
|
34-65173 |
Aug. 19, 2011 |
Matthew J. Ryan
|
|
34-65172 |
Aug. 19, 2011 |
Mottes Drillman
|
|
34-65171 |
Aug. 19, 2011 |
Jacob Spinner
|
|
34-65170 |
Aug. 19, 2011 |
bioMETRX, Inc., Biopure Corp. (n/k/a PBBPC, Inc.), Distributed Energy Systems Corp., Fortified Holdings Corp., Knobias, Inc., One IP Voice, Inc. (n/k/a Indian Hill Holdings Corporation)
|
|
34-65169 |
Aug. 19, 2011 |
Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
|
|
34-65168 |
Aug. 19, 2011 |
International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Ionic Fuel Technology, Inc., and Ipex, Inc. (n/k/a Salus Labs International, Inc.)
|
|
34-65167 |
Aug. 18, 2011 |
Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
|
|
34-65156 |
Aug. 18, 2011 |
Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
|
|
34-65154 |
Aug. 18, 2011 |
Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
|
|
34-65152 |
Aug. 17, 2011 |
Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown
|
|
34-65151 |
Aug. 17, 2011 |
Timothy M. Gautney, Robert A. Bellia, Jr., and Erik S. Blum
|
|
34-65145 |
Aug. 17, 2011 |
Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc.
|
|
34-65144 |
Aug. 17, 2011 |
Columbus Geographic Systems (GIS) Ltd.
|
|
34-65139 |
Aug. 16, 2011 |
Internet Marketing, Inc., Intrepid Technology & Resources, Inc., Ion Technology, Inc., Itemus, Inc., and ITIS Holdings, Inc.
|
|
34-65131 |
Aug. 15, 2011 |
SFH II Acquisition Corp., Sforza Enterprises, Inc., Silver Star Capital Holdings, Inc., Silverzipper.com, Inc., Sky Scientific, Inc., Skyview Holdings Corp., Snake Eyes Golf Clubs, Inc. (f/k/a Golf Technology Holding, Inc.), and Soccer Concepts, Inc.
|
|
34-65130 |
Aug. 15, 2011 |
SHC Corp. (f/k/a Victormaxx Technologies, Inc.), Shells Seafood Restaurants, Inc., SI Restructuring, Inc. (f/k/a Schlotzsky’s, Inc.), SLS Industries, Inc., Softlock.com, Inc. (n/k/a The Cap One Group, Inc.), Solar Satellite Communication, Inc., and Sonoran Energy, Inc.
|
|
34-65129 |
Aug. 15, 2011 |
Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
|
|
34-65124 |
Aug. 12, 2011 |
Timothy M. Gautney, Robert A. Bellia, Jr., and Erik S. Blum
|
|
34-65123 |
Aug. 12, 2011 |
Daniel Cohen
|
|
34-65122 |
Aug. 12, 2011 |
Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
|
|
34-65097 |
Aug. 10, 2011 |
Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
|
|
34-65096 |
Aug. 10, 2011 |
D.G. Jewellery of Canada Ltd. (n/k/a D.G. Jewelry, Inc.), Daine Industries, Inc. (n/k/a Oasis Travel Group, Inc.), Del Cerro Enterprises, Inc., Denstone Minerals Ltd., Diadem Resources Ltd., Digicomm Services, Inc. (f/k/a NEMO Enterprises, Inc.), Digital Courier International Corp., Digital Star Inc., Dimples Group Inc., Dominion Bridge Corp., and DSI Datotech Systems Inc.
|
|
34-65051 |
Aug. 5, 2011 |
Steven Scoppetuolo, CPA
Other Release No.: AAER-3312
|
|
34-65045 |
Aug. 5, 2011 |
Navigators International Management Co., Ltd.
|
|
34-65044 |
Aug. 5, 2011 |
James R. Spurger
|
|
33-9249 |
Aug. 4, 2011 |
Rajat K. Gupta
Other Release Nos.: 34-65037, IA-3259, IC-29745
|
|
34-65030 |
Aug. 4, 2011 |
Karlheinz Redekopp, CGA
Other Release No.: AAER-3310
|
|
34-65029 |
Aug. 4, 2011 |
Patrick L. Martin
Other Release No.: IA-3258
|
|
34-65028 |
Aug. 4, 2011 |
Citizens Capital Corp., Coho Energy, Inc., Colonial Industries, Inc., Comp-U-Check, Inc., Computer Automation, Inc., Concentrax, Inc., and Consolidated Capital Properties VII
|
|
34-65027 |
Aug. 4, 2011 |
International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Ionic Fuel Technology, Inc., and Ipex, Inc. (n/k/a Salus Labs International, Inc.)
|
|
IA-3257 |
Aug. 3, 2011 |
Francisco Illarramendi
|
|
34-65023 |
Aug. 3, 2011 |
Strong Capital Management, Inc.
Note: See also the
Proposed Plan of Distribution
|
|
34-65022 |
Aug. 3, 2011 |
Strong Capital Management, Inc.
|
|
34-65018 |
Aug. 3, 2011 |
Frank R. Peperno
|
|
34-65017 |
Aug. 3, 2011 |
Pilgrim Baxter & Transferring Remaining Associates, Ltd.
|
|
34-65016 |
Aug. 2, 2011 |
Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon, and Kevin J. Marsh
|
|
34-65012 |
Aug. 2, 2011 |
Jordan H. Mintz
Other Release No.: AAER-3309
|
|
34-65009 |
Aug. 2, 2011 |
Franz N. Tudor
|
|
34-65006 |
Aug. 2, 2011 |
Scott F. Gelbard
|
|
34-65005 |
Aug. 2, 2011 |
James E. Pratt, Esq.
|
|
34-65004 |
Aug. 2, 2011 |
Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.
|
|
34-65003 |
Aug. 1, 2011 |
Vladimir Boris Bugarski, Vladislav Walter Bugarski and Aleksander Negovan Bugarski
|
|
33-9248 |
Aug. 1, 2011 |
Divine Capital Markets, LLC, Danielle Hughes and Michael Buonomo
Other Release No.: 34-64999
|
|
33-9247 |
Aug. 1, 2011 |
Divine Capital Markets, LLC, Danielle Hughes and Michael Buonomo
Other Release No.: 34-64998
|
|
34-64995 |
Aug. 1, 2011 |
Apparel America, Inc. (n/k/a HSK Industries, Inc.), Decora Industries, Inc., Diversicon Holdings Corp., Flagship Global Health, Inc., Integrated Transportation Network Group, Inc., and Premier Wealth Management, Inc. (a/k/a Premiere Wealth Management, Inc.)
|
|
34-64993 |
Jul. 29, 2011 |
Kenneth R. Payne
|
|
IA-3255 |
Jul. 29, 2011 |
Kenneth W. Burnt
|
|
IA-3254 |
Jul. 29, 2011 |
Otto Sam Folin
|
|
34-64986 |
Jul. 29, 2011 |
Animal Cloning Sciences, Inc. (n/k/a Bancorp Energy, Inc.)
|
|
IA-3253 |
Jul. 28, 2011 |
Benchmark Asset Managers LLC
|
|
34-64980 |
Jul. 28, 2011 |
Daniel G. Danker
|
|
34-64979 |
Jul. 28, 2011 |
Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc.
|
|
34-64978 |
Jul. 27, 2011 |
Diageo plc
Other Release No.: AAER-3307
|
|
34-64972 |
Jul. 27, 2011 |
M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
|
|
34-64971 |
Jul. 26, 2011 |
Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
|
|
34-64965 |
Jul. 26, 2011 |
William Kevin Harrison
Other Release No.: IA-3252
|
|
34-64960 |
Jul. 26, 2011 |
Interactive Telesis, Inc., Intercontinental Technologies Group, Inc., Interglobal Waste Management, Inc., International Energy Consultants, Inc., International Thermal Packaging, Inc., Internet Culinary Corp. (f/k/a Capitol Silver Mines, Inc.), IRT Corp., and i2corp.com (f/k/a PCG Media, Inc.)
|
|
34-64959 |
Jul. 25, 2011 |
Circle Fine Art Corp., Coachman, Inc., Coachman Inns Income Ltd. Partnership, Columbia Western, Inc., Comet Software International, Inc., Commonwealth Industries Corp., Comstock Industries, Inc., Concentration, Inc., Concordia Paper Holdings, Ltd., and ConnectAJet.com, Inc. (f/k/a Source Venture Capital, Inc.)
|
|
34-64952 |
Jul. 25, 2011 |
Advanced Optics Electronics, Inc.
|
|
34-64951 |
Jul. 25, 2011 |
Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
|
|
34-64950 |
Jul. 25, 2011 |
Interactive Telesis, Inc., Intercontinental Technologies Group, Inc., Interglobal Waste Management, Inc., International Energy Consultants, Inc., International Thermal Packaging, Inc., Internet Culinary Corp. (f/k/a Capitol Silver Mines, Inc.), IRT Corp., and i2corp.com (f/k/a PCG Media, Inc.)
|
|
33-9242 |
Jul. 22, 2011 |
China Century Dragon Media, Inc.
|
|
33-9241 |
Jul. 22, 2011 |
China Intelligent Lighting and Electronics, Inc.
|
|
33-9240 |
Jul. 22, 2011 |
Ford Motor Credit Company
|
|
IA-3251 |
Jul. 22, 2011 |
Danielle Chiesi
|
|
IA-3250 |
Jul. 22, 2011 |
Jeffrey Yokuty
|
|
34-64947 |
Jul. 22, 2011 |
Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co.
|
|
34-64944 |
Jul. 21, 2011 |
Patricia Diane Gruber
|
|
34-64943 |
Jul. 21, 2011 |
Benjamin W. Young, Jr.
|
|
34-64942 |
Jul. 21, 2011 |
Glenn R. Harris
|
|
34-64941 |
Jul. 21, 2011 |
John N. Irwin, CPA
Other Release No.: AAER-3305
|
|
34-64936 |
Jul. 20, 2011 |
Thomas F. Pierson
|
|
IA-3249 |
Jul. 20, 2011 |
Michael Cardillo
|
|
34-64932 |
Jul. 20, 2011 |
Carlo G. Chiaese
Other Release No.: IA-3248
|
|
34-64927 |
Jul. 20, 2011 |
International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
|
|
34-64924 |
Jul. 20, 2011 |
Richard D. Mittasch
Other Release No.: IA-3247
|
|
34-64923 |
Jul. 20, 2011 |
Glenn M. Barikmo
Other Release No.: IA-3246
|
|
34-64922 |
Jul. 20, 2011 |
Christopher T. Paganes
Other Release No.: IA-3245
|
|
IA-3244 |
Jul. 20, 2011 |
Dale E. St. Jean
|
|
IA-3243 |
Jul. 20, 2011 |
Imperium Investment Advisors, LLC
|
|
34-64920 |
Jul. 20, 2011 |
M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.)
|
|
34-64919 |
Jul. 20, 2011 |
Apparel America, Inc. (n/k/a HSK Industries, Inc.), Decora Industries, Inc., Diversicon Holdings Corp., Flagship Global Health, Inc., Integrated Transportation Network Group, Inc., and Premier Wealth Management, Inc. (a/k/a Premiere Wealth Management, Inc.)
|
|
34-64917 |
Jul. 19, 2011 |
Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
|
|
34-64912 |
Jul. 18, 2011 |
Kadar M. Josey
|
|
34-64894 |
Jul. 15, 2011 |
SHC Corp. (f/k/a Victormaxx Technologies, Inc.), Shells Seafood Restaurants, Inc., SI Restructuring, Inc. (f/k/a Schlotzsky’s, Inc.), SLS Industries, Inc., Softlock.com, Inc. (n/k/a The Cap One Group, Inc.), Solar Satellite Communication, Inc., and Sonoran Energy, Inc.
|
|
33-9238 |
Jul. 14, 2011 |
Priscilla G. Sabado
Other Release Nos.: 34-64890, IA-3241
|
|
IA-3240 |
Jul. 14, 2011 |
Robert C. Brown, Jr.
|
|
33-9237 |
Jul. 14, 2011 |
Joseph F. Sofo, CPA
Other Release Nos.: IA-3239, AAER-3303
|
|
34-64881 |
Jul. 14, 2011 |
M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
|
|
34-64880 |
Jul. 14, 2011 |
bioMETRX, Inc., Biopure Corp. (n/k/a PBBPC, Inc.), Distributed Energy Systems Corp., Fortified Holdings Corp., Knobias, Inc., One IP Voice, Inc. (n/k/a Indian Hill Holdings Corporation)
|
|
34-64878 |
Jul. 14, 2011 |
Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co.
|
|
33-9236 |
Jul. 13, 2011 |
Roman Lyniuk
Other Release Nos.: 34-64877, IA-3238, IC-29724
|
|
34-64873 |
Jul. 13, 2011 |
Gregory D. Wood
|
|
34-64871 |
Jul. 13, 2011 |
Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.
|
|
34-64869 |
Jul. 13, 2011 |
Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
|
|
34-64867 |
Jul. 13, 2011 |
Columbus Geographic Systems (GIS) Ltd.
|
|
34-64866 |
Jul. 13, 2011 |
Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
|
|
34-64865 |
Jul. 12, 2011 |
Invesco Funds Group, Inc., AIM Advisors, Inc., and AIM Distributors, Inc.
Other Release Nos.: IA-3237, IC-29722
|
|
34-64862 |
Jul. 12, 2011 |
Jennifer Kim
Note: See also the
Dissent of Commissioner Aguilar in this matter
|
|
34-64855 |
Jul. 11, 2011 |
Janney Montgomery Scott LLC
|
|
34-64849 |
Jul. 8, 2011 |
Leila C. Jenkins
Other Release No.: IA-3235
|
|
IA-3234 |
Jul. 8, 2011 |
Locke Capital Management, Inc.
|
|
34-64839 |
Jul. 8, 2011 |
Fontana Capital, LLC and Forrest Fontana
Other Release No.: IA-3233
|
|
34-64838 |
Jul. 8, 2011 |
Delcott Commodity Partners, Delta-Omega Technologies, Inc., Devlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
|
|
34-64837 |
Jul. 7, 2011 |
Blake G. Williams
|
|
34-64831 |
Jul. 7, 2011 |
James L. Hertz
|
|
34-64830 |
Jul. 7, 2011 |
Delcott Commodity Partners, Delta-Omega Technologies, Inc., DeVlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
|
|
34-64829 |
Jul. 7, 2011 |
BP International, Inc., CyGene Laboratories, Inc., Delek Resources, Inc., Flooring America, Inc., International Diversified Industries, Inc., Nova Biogenetics, Inc., and Tube Media Corp. (The)
|
|
34-64828 |
Jul. 7, 2011 |
Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co.
|
|
34-64827 |
Jul. 7, 2011 |
Sanctuary Woods Multimedia Corp., Satellite Auction Network, Inc. (a/k/a, L International Computers, Inc.), Scientific Measurement Systems, Inc., Scorpion Technologies, Inc., Scott Science & Technology, Inc., Security Environmental Systems, Inc., and Sensotron, Inc.
|
|
IA-3231 |
Jul. 6, 2011 |
Christopher Love Blackwell
|
|
34-64815 |
Jul. 6, 2011 |
D'Brit Corp., Dair Ventures, Inc., DATEQ Information Network, Inc. (n/k/a LexisNexis Risk Solutions, Inc.), D.C. Trading & Development Corp., Delsoft Consulting, Inc., Dev-Tech Corp. (n/k/a Dev Sec, Inc.), Digital Products Corp., and Dollar Time Group, Inc.
|
|
34-64812 |
Jul. 6, 2011 |
BP International, Inc., CyGene Laboratories, Inc., Delek Resources, Inc., Flooring America, Inc., International Diversified Industries, Inc., Nova Biogenetics, Inc., and Tube Media Corp. (The)
|
|
34-64811 |
Jul. 5, 2011 |
SFH II Acquisition Corp., Sforza Enterprises, Inc., Silver Star Capital Holdings, Inc., Silverzipper.com, Inc., Sky Scientific, Inc., Skyview Holdings Corp., Snake Eyes Golf Clubs, Inc. (f/k/a Golf Technology Holding, Inc.), and Soccer Concepts, Inc.
|
|
34-64810 |
Jul. 5, 2011 |
Interactive Telesis, Inc., Intercontinental Technologies Group, Inc., Interglobal Waste Management, Inc., International Energy Consultants, Inc., International Thermal Packaging, Inc.,
Internet Culinary Corp. (f/k/a Capitol Silver Mines, Inc.), IRT Corp., and i2corp.com (f/k/a PCG Media, Inc.)
|
|
34-64808 |
Jul. 5, 2011 |
Lawrence Collins, CPA
Other Release No.: AAER-3300
|
|
34-64807 |
Jul. 5, 2011 |
Basin Water, Inc.
|
|
IA-3232 |
Jul. 5, 2011 |
Robert L. Burns
Other Release No.: IC-29714
|
|
34-64801 |
Jul. 5, 2011 |
D'Brit Corp., Dair Ventures, Inc., DATEQ Information Network, Inc. (n/k/a LexisNexis Risk Solutions, Inc.), D.C. Trading & Development Corp., Delsoft Consulting, Inc., Dev-Tech Corp. (n/k/a Dev Sec, Inc.), Digital Products Corp., and Dollar Time Group, Inc.
|
|
34-64799 |
Jul. 1, 2011 |
Comedco, Inc. et al. and Consolidated Resources Group, Inc.
|
|
IA-3230 |
Jul. 1, 2011 |
Jeffrey R. Neufeld
|
|
34-64787 |
Jul. 1, 2011 |
Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc.
|
| Second Quarter |
|
34-64786 |
Jun. 30, 2011 |
Patrick L. Martin
Other Release No.: IA-3229
|
|
34-64776 |
Jun. 30, 2011 |
LaBarge, Inc.
Other Release No.: AAER-3297
|
|
IA-3228 |
Jun. 29, 2011 |
Ahmad Haris Tajyar
|
|
33-9228 |
Jun. 29, 2011 |
Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.
|
|
34-64765 |
Jun. 29, 2011 |
Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
|
|
34-64764 |
Jun. 28, 2011 |
Brookside Capital, LLC
Other Release No.: IA-3226
|
|
34-64763 |
Jun. 28, 2011 |
Level Global Investors, L.P.
Other Release No.: IA-3225
|
|
34-64759 |
Jun. 28, 2011 |
Eddie W. Sawyers
Other Release No.: IA-3224
|
|
34-64758 |
Jun. 28, 2011 |
Internet Marketing, Inc., Intrepid Technology & Resources, Inc., Ion Technology, Inc., Itemus, Inc., and ITIS Holdings, Inc.
|
|
34-64757 |
Jun. 28, 2011 |
International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Ionic Fuel Technology, Inc., and Ipex, Inc. (n/k/a Salus Labs International, Inc.)
|
|
IA-3223 |
Jun. 27, 2011 |
Printz Capital Management, LLC
|
|
34-64752 |
Jun. 27, 2011 |
Eric Maher
|
|
34-64751 |
Jun. 27, 2011 |
Jason Mutascio
|
|
34-64750 |
Jun. 27, 2011 |
New York Life Investment Management LLC
|
|
34-64749 |
Jun. 27, 2011 |
City Network, Inc.
|
|
34-64739 |
Jun. 24, 2011 |
Travis L. Wright
|
|
34-64738 |
Jun. 24, 2011 |
Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
|
|
34-64737 |
Jun. 24, 2011 |
Consolidated Resources Health Care Fund III, Consolidated Resources Health Care Fund IV, Consolidated Resources Health Care Fund V, Consolidated Resources Health Care Fund VI, and Continental American Transportation, Inc.
|
|
34-64726 |
Jun. 23, 2011 |
Columbia Lease Income Fund B LP, Commercial Consolidators Corp., Computer Devices, Inc., Coniagas Resources Ltd. (n/k/a Lithium One Inc.), Consolidated Health Care Associates, Inc., Consolidated Professor Mines, Ltd., and Cornwall Tin & Mining Corp.
|
|
34-64723 |
Jun. 23, 2011 |
Gregory S. Schaefer
|
|
34-64720 |
Jun. 22, 2011 |
Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Other Release Nos.: IA-3218, IC-29704, AAER-3296
|
|
34-64718 |
Jun. 22, 2011 |
Columbia Lease Income Fund B LP, Commercial Consolidators Corp., Computer Devices, Inc., Coniagas Resources Ltd. (n/k/a Lithium One Inc.), Consolidated Health Care Associates, Inc., Consolidated Professor Mines, Ltd., and Cornwall Tin & Mining Corp.
|
|
34-64716 |
Jun. 21, 2011 |
Alvin C. Ramsey
|
|
34-64714 |
Jun. 21, 2011 |
Gautham Shankar
|
|
34-64711 |
Jun. 21, 2011 |
Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc.
Note: See also the
Chinese version
|
|
34-64709 |
Jun. 21, 2011 |
Animal Cloning Sciences, Inc. (n/k/a Bancorp Energy, Inc.)
|
|
34-64704 |
Jun. 20, 2011 |
Joseph Shereshevsky
|
|
34-64703 |
Jun. 20, 2011 |
James Patrick Reedy
|
|
34-64702 |
Jun. 20, 2011 |
Troy B. Wragg
|
|
34-64701 |
Jun. 20, 2011 |
Amanda E. Knorr
|
|
34-64694 |
Jun. 16, 2011 |
Global Sentry Equity Transfer, Inc.
|
|
IA-3216 |
Jun. 16, 2011 |
Adam Smith
|
|
34-64685 |
Jun. 16, 2011 |
Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
|
|
34-64684 |
Jun. 16, 2011 |
American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
|
|
34-64683 |
Jun. 16, 2011 |
Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
|
|
34-64682 |
Jun. 16, 2011 |
BP International, Inc., CyGene Laboratories, Inc., Delek Resources, Inc., Flooring America, Inc., International Diversified Industries, Inc., Nova Biogenetics, Inc., and Tube Media Corp. (The)
|
|
34-64680 |
Jun. 16, 2011 |
SHC Corp. (f/k/a Victormaxx Technologies, Inc.), Shells Seafood Restaurants, Inc., SI Restructuring, Inc. (f/k/a Schlotzsky's, Inc.), SLS Industries, Inc., Softlock.com, Inc. (n/k/a The Cap One Group, Inc.), Solar Satellite Communication, Inc., and Sonoran Energy, Inc.
|
|
IA-3215 |
Jun. 15, 2011 |
Pegasus Investment Management, LLC, Peter Benjamin Bortel, and Douglas Wayne Saksa
|
|
34-64672 |
Jun. 15, 2011 |
Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
|
|
34-64670 |
Jun. 14, 2011 |
Laurence D. Cohen, CPA
Other Release No.: AAER-3293
|
|
34-64669 |
Jun. 14, 2011 |
Gregory Pasko, CPA
Other Release No.: AAER-3292
|
|
34-64668 |
Jun. 14, 2011 |
John Van Fleet, CPA
Other Release No.: AAER-3291
|
|
IA-3214 |
Jun. 14, 2011 |
Thomas C. Hardin
|
|
34-64664 |
Jun. 14, 2011 |
Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
|
|
34-64662 |
Jun. 14, 2011 |
American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
|
|
34-64661 |
Jun. 14, 2011 |
Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co
|
|
34-64659 |
Jun. 14, 2011 |
Davin Computer Corp., Debbie Reynolds Hotel & Casino, Inc., Dentlcare Management, Inc., Desert West Marketing, Inc., Designer & Decorator House, Inc. (n/k/a Designer & Decorator House, LLC), Diamond Hitts Production, Inc., Digital Music Creations, Inc., and DotCom Visions, Inc.
|
|
34-64658 |
Jun. 14, 2011 |
Diversified Investors Corps.,Drew Resources, Inc. (n/k/a Galloway Energy, Inc.) (Drew Resources), DTI Medical Corp. (DTI Medical), DTLL, Inc. (n/k/a Solstice Resorts, Inc.) (DTLL), and Dunn’s Supply Store, Inc.
|
|
34-64657 |
Jun. 13, 2011 |
Cary R. Kahn
|
|
33-9224 |
Jun. 13, 2011 |
China Century Dragon Media, Inc.
|
|
34-64651 |
Jun. 13, 2011 |
American Skandia Investment Services, Inc.
|
|
34-64650 |
Jun. 13, 2011 |
Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
|
|
33-9223 |
Jun. 10, 2011 |
China Intelligent Lighting and Electronics, Inc.
|
|
34-64648 |
Jun. 13, 2011 |
Apparel America, Inc. (n/k/a HSK Industries, Inc.), Decora Industries, Inc., Diversicon Holdings Corp., Flagship Global Health, Inc., Integrated Transportation Network Group, Inc., and Premier Wealth Management, Inc. (a/k/a Premiere Wealth Management, Inc.)
|
|
34-64646 |
Jun. 10, 2011 |
William J. Hammons
|
|
34-64641 |
Jun. 10, 2011 |
Diversified Investors Corp. (n/k/a Diverse Holdings Corp.), Drew Resources, Inc. (n/k/a Galloway Energy, Inc.), DTI Medical Corp., DTLL, Inc. (n/k/a Solstice Resorts, Inc.), and Dunn's Supply Store, Inc.
|
|
34-64640 |
Jun. 10, 2011 |
Delcott Commodity Partners, Delta-Omega Technologies, Inc., DeVlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
|
|
33-9221 |
Jun. 8, 2011 |
MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release No.: 34-64626
|
|
33-9220 |
Jun. 8, 2011 |
MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release No.: 34-64625
|
|
33-9219 |
Jun. 8, 2011 |
MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release No.: 34-64624
|
|
33-9218 |
Jun. 8, 2011 |
MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release No.: 34-64623
|
|
33-9217 |
Jun. 8, 2011 |
MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release No.: 34-64622
|
|
34-64621 |
Jun. 8, 2011 |
Edwin Reese Davis, Jr. CPA
Other Release No.: AAER-3290
|
|
33-9216 |
Jun. 8, 2011 |
Michael Migliozzi II and Brian William Flatow
|
|
34-64620 |
Jun. 8, 2011 |
Data Fortress Systems Group Ltd., Digital Youth Network Corp., Fantom Technologies, Inc., and KIK Technology International, Inc.
|
|
34-64619 |
Jun. 8, 2011 |
Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
|
|
34-64618 |
Jun. 7, 2011 |
Louis W. Zehil
|
|
34-64613 |
Jun. 7, 2011 |
Mark C. Schwartzhoff
Other Release No.: AAER-3289
|
|
34-64611 |
Jun. 6, 2011 |
Consolidated Resources Health Care Fund III, Consolidated Resources Health Care Fund IV, Consolidated Resources Health Care Fund V, Consolidated Resources Health Care Fund VI, and Continental American Transportation, Inc.
|
|
34-64610 |
Jun. 6, 2011 |
D'Brit Corp., Dair Ventures, Inc., DATEQ Information Network, Inc. (n/k/a LexisNexis Risk Solutions, Inc.), D.C. Trading & Development Corp., Delsoft Consulting, Inc., Dev-Tech Corp. (n/k/a Dev Sec, Inc.), Digital Products Corp., and Dollar Time Group, Inc.
|
|
34-64609 |
Jun. 6, 2011 |
David L. Olson
|
|
34-64607 |
Jun. 6, 2011 |
Livingston & Haynes, P.C., Kevin F. Howley, CPA and William W. Wood, CPA
Other Release No.: AAER-3288
|
|
34-64606 |
Jun. 6, 2011 |
Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
|
|
34-64601 |
Jun. 6, 2011 |
Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
|
|
34-64600 |
Jun. 3, 2011 |
Giuseppe Tullio Abatemarco
|
|
34-64598 |
Jun. 3, 2011 |
Michael C. Pattison, CPA
Other Release No.: AAER-3287
|
|
34-64588 |
Jun. 2, 2011 |
Carl W. Jasper, CPA
Other Release No.: AAER-3286
|
|
34-64587 |
Jun. 2, 2011 |
Lodavina Grosnickle
|
|
33-9215 |
Jun. 2, 2011 |
BNY Mellon Securities LLC and Mark Shaw
Other Release No.: 34-64585
|
|
34-64575 |
May 31, 2011 |
Larry Feinblum
Other Release No.: IA-3213
|
|
34-64574 |
May 31, 2011 |
Sanctuary Woods Multimedia Corp., Satellite Auction Network, Inc. (a/k/a, L International Computers, Inc.), Scientific Measurement Systems, Inc., Scorpion Technologies, Inc., Scott Science & Technology, Inc., Security Environmental Systems, Inc., and Sensotron, Inc.
|
|
34-64573 |
May 31, 2011 |
Delcott Commodity Partners, Delta-Omega Technologies, Inc., DeVlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
|
|
33-9214 |
May 31, 2011 |
Belsen Getty, LLC, Terry M. Deru, and Andrew W. Limpert
Other Release Nos.: 34-64572, IA-3212, IC-29685
|
|
34-64569 |
May 31, 2011 |
Bich Quyen Nguyen
|
|
34-64568 |
May 31, 2011 |
Alliance Capital Management, LP
|
|
34-64567 |
May 31, 2011 |
Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
|
|
34-64566 |
May 31, 2011 |
Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
|
|
34-64558 |
May 27, 2011 |
Wunderlich Securities, Inc., Tracy L. Wiswall, and Gary K. Wunderlich, Jr.
Other Release No.: IA-3211
|
|
34-64556 |
May 27, 2011 |
Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
|
|
34-64554 |
May 27, 2011 |
Commercial Mortgage Resources Corp., Compressant Corp., Compression Labs, Inc., Consolidated Golden Quail Resources, Ltd., Consolidated NRD Resources Ltd., Contemporary Solutions, Inc. (n/k/a Purescience), Continental Heritage Corp. (n/k/a Visionquest Worldwide Holdings Corp.), and Corniche Corp.
|
|
34-64553 |
May 26, 2011 |
Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, SIG Specialists, Inc.
Note: See also the
Dissent of Commissioner Paredes in this matter
|
|
34-64548 |
May 26, 2011 |
American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
|
|
34-64541 |
May 25, 2011 |
Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
|
|
34-64540 |
May 25, 2011 |
Davin Computer Corp., Debbie Reynolds Hotel & Casino, Inc., Dentlcare Management, Inc., Desert West Marketing, Inc., Designer & Decorator House, Inc. (n/k/a Designer & Decorator House, LLC), Diamond Hitts Production, Inc., Digital Music Creations, Inc., and DotCom Visions, Inc.
|
|
34-64537 |
May 23, 2011 |
Columbia Lease Income Fund B LP, Commercial Consolidators Corp., Computer Devices, Inc., Coniagas Resources Ltd. (n/k/a Lithium One Inc.), Consolidated Health Care Associates, Inc., Consolidated Professor Mines, Ltd., and Cornwall Tin & Mining Corp.
|
|
34-64536 |
May 23, 2011 |
Citizens Capital Corp., Coho Energy, Inc., Colonial Industries, Inc., Comp-U-Check, Inc., Computer Automation, Inc., Concentrax, Inc., and Consolidated Capital Properties VII
|
|
34-64535 |
May 23, 2011 |
John Scullin
Other Release No.: AAER-3285
|
|
34-64533 |
May 23, 2011 |
Secured Digital Applications, Inc., Senco Sensors, Inc.,Sentex Sensing Technology, Inc., Serefex Corp., Sonoma College, Inc., and Source Petroleum, Inc.
|
|
34-64532 |
May 23, 2011 |
Comedco, Inc., Communications/USA, Inc., Complete Wellness Centers, Inc., Consolidated Resources Group, Inc., Consolidated Stainless, Inc., and Conus Holdings, Inc.
|
|
34-64531 |
May 23, 2011 |
Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
|
|
IA-3210 |
May 20, 2011 |
Gregory A. Seib
|
|
34-64528 |
May 20, 2011 |
Clean Energy and Power, Inc.
|
|
34-64527 |
May 20, 2011 |
Dijji Corp., Hydro Environmental Resources, Inc. (n/k/a EXIM Internet Group, Inc.), Hydrogen Power, Inc., and InsynQ, Inc.
|
|
34-64526 |
May 20, 2011 |
Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
|
|
IA-3208 |
May 19, 2011 |
Jonathan Hollander
|
|
34-64517 |
May 19, 2011 |
Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
|
|
34-64513 |
May 18, 2011 |
Lowell Gene “Bob” Hancher
|
|
34-64510 |
May 18, 2011 |
Dijji Corp., Hydro Environmental Resources, Inc. (n/k/a EXIM Internet Group, Inc.), Hydrogen Power, Inc., and InsynQ, Inc.
|
|
34-64509 |
May 18, 2011 |
Safe Waste Systems, Inc., Salex Holding Corp., San Fabian Resources, Inc., Sanitas, Inc., Select Therapeutics, Inc. (f/k/a VT Development, Inc.), Sel-Leb Marketing, Inc., Semicon, Inc., Serino 2, Corp., Serino 3, Corp., Serino 4, Corp., Serino 5, Corp., and Serino 6, Corp.
|
|
34-64508 |
May 17, 2011 |
Steven T. Kobayashi
|
|
34-64507 |
May 17, 2011 |
Tom Hirsch, Berta Walder, Howard Walder, and Harish P. Shah
|
|
IA-3206 |
May 16, 2011 |
Daniel Sholom Frishberg
|
|
34-64505 |
May 16, 2011 |
Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
|
|
34-64504 |
May 16, 2011 |
Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
|
|
34-64503 |
May 16, 2011 |
Richard L. Goble
|
|
34-64502 |
May 16, 2011 |
Legend Securities, Inc. and Salvatore Caruso
|
|
33-9209 |
May 16, 2011 |
Armando Ruiz, and Maradon Holdings, LLC
Other Release Nos.: 34-64501, IC-29672
|
|
34-64500 |
May 16, 2011 |
Heath M. Biddlecome
Other Release No.: IA-3205
|
|
34-64499 |
May 16, 2011 |
Commercial Mortgage Resources Corp., Compressant Corp., Compression Labs, Inc., Consolidated Golden Quail Resources, Ltd., Consolidated NRD Resources Ltd., Contemporary Solutions, Inc. (n/k/a Purescience), Continental Heritage Corp. (n/k/a Visionquest Worldwide Holdings Corp.), and Corniche Corp.
|
|
34-64498 |
May 13, 2011 |
GSI Group, Inc.
Other Release Nos.: AAER-3283
|
|
34-64497 |
May 13, 2011 |
Peter DiSessa
Other Release Nos.: AAER-3282
|
|
34-64496 |
May 13, 2011 |
George B. Doherty
Other Release Nos.: AAER-3281
|
|
33-9207 |
May 13, 2011 |
Daniel M. Hughes
Other Release Nos.: 34-64493, IA-3204, IC-29669
|
|
34-64492 |
May 13, 2011 |
Michael P. Watson
|
|
34-64491 |
May 13, 2011 |
Gregory L. Oldham
Other Release No.: IA-3203
|
|
34-64483 |
May 13, 2011 |
FreedomTree Mutual Funds and Asset Management, LLC, d/b/a FreedomTree Asset Management, LLC, Spence-Lingo & Company, Ltd., d/b/a FreedomTree Transfer Agency, and Jermaine Ezekiel Spence
Other Release No.: IA-3202
|
|
34-64482 |
May 13, 2011 |
Bio-Life Labs, Inc., BSI2000, Inc., Calais Resources, Inc., EGX Funds Transfer, Inc., Fischer Imaging Corp., Great Western Land Recreation, Inc. (a/k/a Great Western Land and Recreation, Inc.), and id-Confirm, Inc.
|
|
34-64477 |
May 12, 2011 |
PA Fund Management, LLC, PEA Capital LLC, and PA Distributors LLC
|
|
34-64474 |
May 12, 2011 |
Data Fortress Systems Group Ltd., Digital Youth Network Corp., Fantom Technologies, Inc., and KIK Technology International, Inc.
|
|
34-64472 |
May 11, 2011 |
Invesco Funds Group, Inc.
|
|
34-64471 |
May 11, 2011 |
Michael Higgins, CPA
Other Release No.: AAER-3278
|
|
34-64469 |
May 11, 2011 |
Melhado, Flynn & Associates, Inc., George M. Motz and Jeanne McCarthy
Other Release No.: IA-3201, IC-29668
|
|
34-64468 |
May 11, 2011 |
Melhado, Flynn & Associates, Inc., George M. Motz and Jeanne McCarthy
Other Release No.: IA-3200, IC-29667
|
|
34-64467 |
May 11, 2011 |
Melhado, Flynn & Associates, Inc., George M. Motz and Jeanne McCarthy
Other Release No.: IA-3199
|
|
33-9205 |
May 11, 2011 |
Gordon Brent Pierce, Newport Capital Corp., and Jenirob Company LTD
|
|
34-64460 |
May 11, 2011 |
American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
|
|
34-64459 |
May 11, 2011 |
City Network, Inc.
|
|
34-64450 |
May 10, 2011 |
Clarion Internet, Inc., The Clarke Corp., Clement Corp., Cochstedt International Airport, Inc., Coded Communications Corp., Collaborative Financial Network Group, Inc., Commercial International Corp., and Convergent Communications, Inc.
|
|
34-64449 |
May 10, 2011 |
Diversified Investors Corp. (n/k/a Diverse Holdings Corp.), Drew Resources, Inc. (n/k/a Galloway Energy, Inc.), DTI Medical Corp., DTLL, Inc. (n/k/a Solstice Resorts, Inc.), and Dunn's Supply Store, Inc.
|
|
34-64443 |
May 9, 2011 |
Davin Computer Corp., Debbie Reynolds Hotel & Casino, Inc., Dentlcare Management, Inc., Desert West Marketing, Inc., Designer & Decorator House, Inc. (n/k/a Designer & Decorator House, LLC), Diamond Hitts Production, Inc., Digital Music Creations, Inc., and DotCom Visions, Inc.
|
|
34-64442 |
May 9, 2011 |
Aletheia Research and Management, Inc., Peter J. Eichler, Jr. and Roger B. Peikin
Other Release No.: IA-3197
|
|
34-64438 |
May 6, 2011 |
Thomas L. Mitchell
|
|
34-64417 |
May 6, 2011 |
Circuit Systems, Inc., Global Energy Group, Inc., Integrated Medical Resources, Inc., iNTELEFILM Corp., and Lot$off Corp.
|
|
34-64416 |
May 6, 2011 |
Circuit Systems, Inc., Global Energy Group, Inc., Integrated Medical Resources, Inc., iNTELEFILM Corp., and Lot$off Corp.
|
|
IA-3196 |
May 5, 2011 |
Guy Albert de Chimay
|
|
34-64413 |
May 5, 2011 |
Anthony Fareri
|
|
34-64412 |
May 5, 2011 |
Brett S. Kleese
Other Release No.: IA-3195
|
|
IA-3194 |
May 5, 2011 |
Douglas K. Landeen
|
|
34-64410 |
May 5, 2011 |
Electrochemical Industries (1952) Ltd., Empire Alliance Properties, Inc., Encore Environmental Solutions, Inc. (f/k/a Oiram, Inc.), and Environmental Products Group, Inc.
|
|
34-64409 |
May 5, 2011 |
Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
|
|
34-64408 |
May 4, 2011 |
Johnny E. Johnson
|
|
34-64398 |
May 4, 2011 |
Mark Zaino
Other Release No.: IA-3193
|
|
34-64396 |
May 4, 2011 |
Paul N. Nicholson
|
|
34-64389 |
May 4, 2011 |
Dale J. Engelhardt
|
|
34-64388 |
May 4, 2011 |
Dijji Corp., Hydro Environmental Resources, Inc. (n/k/a EXIM Internet Group, Inc.), Hydrogen Power, Inc., and InsynQ, Inc.
|
|
34-64385 |
May 3, 2011 |
Comedco, Inc., Communications/USA, Inc., Complete Wellness Centers, Inc., Consolidated Resources Group, Inc., Consolidated Stainless, Inc., and Conus Holdings, Inc.
|
|
34-64384 |
May 3, 2011 |
Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
|
|
34-64382 |
May 3, 2011 |
Aron R. Carr, CPA
Other Release No.: AAER-3275
|
|
34-64380 |
May 3, 2011 |
Rockwell Automation, Inc.
Other Release No.: AAER-3274
|
|
34-64379 |
May 3, 2011 |
Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
|
|
34-64377 |
May 2, 2011 |
Lawrence R. Goldfarb
Other Release No.: IA-3192
|
|
34-64375 |
May 2, 2011 |
Roy D. Higgs
|
|
34-64374 |
May 2, 2011 |
Aristeia Capital, LLC
Other Release No.: IA-3191
|
|
34-64368 |
Apr. 29, 2011 |
Magnum d’Or Resources, Inc.
|
|
34-64344 |
Apr. 26, 2011 |
Joshua F. Escobedo
|
|
34-64340 |
Apr. 26, 2011 |
Safe Waste Systems, Inc., Salex Holding Corp., San Fabian Resources, Inc., Sanitas, Inc., Select Therapeutics, Inc. (f/k/a VT Development, Inc.), Sel-Leb Marketing, Inc., Semicon, Inc., Serino 2, Corp., Serino 3, Corp., Serino 4, Corp., Serino 5, Corp., and Serino 6, Corp.
|
|
34-64339 |
Apr. 26, 2011 |
Commercial Mortgage Resources Corp., Compressant Corp., Compression Labs, Inc., Consolidated Golden Quail Resources, Ltd., Consolidated NRD Resources Ltd., Contemporary Solutions, Inc. (n/k/a Purescience), Continental Heritage Corp. (n/k/a Visionquest Worldwide Holdings Corp.), and Corniche Corp.
|
|
34-64337 |
Apr. 25, 2011 |
Donald L. Koch and Koch Asset Management LLC
Other Release No.: IA-3190, IC-29569
|
|
34-64336 |
Apr. 25, 2011 |
Huntleigh Securities Corporation and Jeffrey S. Christanell
|
|
34-64333 |
Apr. 25, 2011 |
Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc.
|
|
34-64332 |
Apr. 25, 2011 |
Circadian, Inc., Clean Energy Combustion, Inc. (n/k/a Clean Energy Combustion Systems, Inc.), Collectible Concepts Group, Inc., Communitronics of America, Inc. (n/k/a RPM Advantage, Inc.), and ConSyGen, Inc.
|
|
34-64331 |
Apr. 25, 2011 |
Sporlox Corp.
|
|
34-64330 |
Apr. 22, 2011 |
Todd Van Siclen, Esq.
|
|
34-64329 |
Apr. 22, 2011 |
David M. Otto, Esq.
|
|
34-64328 |
Apr. 22, 2011 |
Prudential Equity Group, LLC, formerly known as Prudential Securities, Inc.
|
|
34-64327 |
Apr. 22, 2011 |
Strong Capital Management, Inc., et al.
|
|
34-64323 |
Apr. 22, 2011 |
Robert David Beauchene
Other Release No.: IA-3189, IC-29657
|
|
34-64320 |
Apr. 21, 2011 |
Southpeak Interactive Corporation and Patrice K. Strachan
|
|
34-64318 |
Apr. 20, 2011 |
David L. Olson
|
|
34-64317 |
Apr. 20, 2011 |
Torrey Pines Securities, Inc.
Other Release No.: IA-3188
|
|
34-64316 |
Apr. 20, 2011 |
James R. Spurger
|
|
34-64315 |
Apr. 20, 2011 |
Navigators International Management Co. Ltd.
|
|
34-64310 |
Apr. 20, 2011 |
Troy B. Wragg
|
|
34-64309 |
Apr. 20, 2011 |
Wayde M. McKelvy
|
|
34-64308 |
Apr. 20, 2011 |
Amanda E. Knorr
|
|
34-64307 |
Apr. 20, 2011 |
AdAl Group, Inc., Com/Tech Communications Technologies, Inc., Dialog Group, Inc., Eurogas, Inc., Golden Books Family Entertainment, Inc. (n/k/a GB Holdings Liquidation, Inc.), Information Management Technologies Corporation, Interiors, Inc., and SFG Financial Corp.
|
|
34-64302 |
Apr. 14, 2011 |
Steven E. Malin
|
|
34-64301 |
Apr. 14, 2011 |
Michael A. Picone
|
|
34-64298 |
Apr. 13, 2011 |
James J. Konaxis
Other Release No.: IA-3187
|
|
34-64297 |
Apr. 13, 2011 |
Michel-Jean Geraud
|
|
34-64295 |
Apr. 13, 2011 |
Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown
Note: See also the
Final Plan of Distribution
|
|
34-64293 |
Apr. 12, 2011 |
Clarion Internet, Inc., The Clarke Corp., Clement Corp., Cochstedt International Airport, Inc., Coded Communications Corp., Collaborative Financial Network Group, Inc., Commercial International Corp., and Convergent Communications, Inc.
|
|
33-9202 |
Apr. 8, 2011 |
Gualario & Co., LLC and Ronald Gualario
Other Release Nos.: 34-62490, IA-3186, IC-29628
|
|
34-64289A |
Apr. 8, 2011 |
Kempisty & Company, CPAs, P.C., Philip C. Kempisty, CPA and John Anthony Rubino, CPA
Other Release No.: AAER-3269A
|
|
34-64288 |
Apr. 8, 2011 |
Kentucky Energy, Inc., Eugene Chiaramonte, III and Clear Mountain Associates, LLC
Other Release No.: AAER-3268
|
|
34-64281 |
Apr. 8, 2011 |
Jason K. Fifield
|
|
34-64280 |
Apr. 8, 2011 |
Chisholm, Bierwolf, Nilson & Morrill, LLC
Other Release No.: AAER-3267
|
|
34-64279 |
Apr. 8, 2011 |
Todd D. Chisholm, CPA
Other Release No.: AAER-3266
|
|
34-64278 |
Apr. 8, 2011 |
Jeffery Q. Johnson, CPA and Steven M. Hanni, CPA
Other Release No.: AAER-3265
|
|
34-64277 |
Apr. 8, 2011 |
Troy F. Nilson, CPA
Other Release No.: AAER-3264
|
|
34-64272 |
Apr. 8, 2011 |
Yatin Dilip Mody, CPA
Other Release No.: AAER-3263
|
|
34-64271 |
Apr. 8, 2011 |
Nicole Rae Kaplan, CPA
Other Release No.: AAER-3262
|
|
34-64257 |
Apr. 8, 2011 |
Powder River Petroleum International, Inc.
|
|
34-64255 |
Apr. 8, 2011 |
C-3D Digital, Inc., California Clean Air, Inc., CEC Properties, Inc., Censtor Corp., The Centennial Group, Inc., Century Technologies, Inc., and Chief Consolidated Mining Co.
|
|
34-64241 |
Apr. 7, 2011 |
Delta Global Advisors, Inc. and Charles P. Hanlon
Other Release Nos.: IA-3185, IC-29626
|
|
34-64222 |
Apr. 7, 2011 |
David C. Levine
|
|
34-64221 |
Apr. 7, 2011 |
Frederick O. Kraus
|
|
34-64220 |
Apr. 7, 2011 |
Marc A. Ellis
|
|
34-64219 |
Apr. 6, 2011 |
Jeffrey A. Lindsey
Other Release No.: IC-29625
|
|
34-64218 |
Apr. 6, 2011 |
Capital Financial Services, Inc. and Brian W. Boppre
Other Release No.: IC-29624
|
|
34-64190 |
Apr. 5, 2011 |
Michael C. Pattison, CPA
Other Release No.: AAER-3260
|
|
34-64185 |
Apr. 5, 2011 |
Marc E. Bercoon
Other Release No.: AAER-3259
|
|
34-64184 |
Apr. 5, 2011 |
Lovelock & Lewes, Price Waterhouse, Bangalore, Price Waterhouse & Co., Bangalore, Price Waterhouse, Calcutta, and Price Waterhouse & Co., Calcutta
Other Release No.: AAER-3257
|
|
33-9200 |
Apr. 5, 2011 |
Wells Fargo Securities LLC (f/k/a Wachovia Capital Markets LLC)
Other Release No.: 34-64182
|
|
34-64180 |
Apr. 5, 2011 |
Carrier1 International S.A., and China Expert Technology, Inc.
|
|
34-64178 |
Apr. 5, 2011 |
Secured Digital Applications, Inc., Senco Sensors, Inc.,Sentex Sensing Technology, Inc., Serefex Corp., Sonoma College, Inc., and Source Petroleum, Inc.
|
|
34-64177 |
Apr. 5, 2011 |
Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
|
|
IA-3184 |
Apr. 4, 2011 |
Scott E. DeSano et al.
Other Release No.: IC-29622
|
|
34-64171 |
Apr. 4, 2011 |
Circuit Systems, Inc., Global Energy Group, Inc., Integrated Medical Resources, Inc., iNTELEFILM Corp., and Lot$off Corp.
|
|
34-64169 |
Apr. 4, 2011 |
Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc.
|
| First Quarter |
|
34-64156 |
Mar. 31, 2011 |
Hennessee Group LLC and Charles J. Gradante
Note: See also the
Final Plan of Distribution
|
|
IA-3183 |
Mar. 31, 2011 |
Printz Capital Management, LLC
|
|
IA-3182 |
Mar. 30, 2011 |
Isaac I. Ovid
|
|
34-64147 |
Mar. 30, 2011 |
AdAl Group, Inc., Com/Tech Communications Technologies, Inc., Dialog Group, Inc., Eurogas, Inc., Golden Books Family Entertainment, Inc. (n/k/a GB Holdings Liquidation, Inc.), Information Management Technologies Corporation, Interiors, Inc., and SFG Financial Corp.
|
|
34-64146 |
Mar. 30, 2011 |
AccessTel, Inc., American Asset Management Corp., DME Interactive Holdings, Inc., DocuPort, Inc., and iCarbon Corp.
|
|
34-64142 |
Mar. 29, 2011 |
Joseph R. Porche
|
|
34-64139 |
Mar. 28, 2011 |
Clarion Internet, Inc., The Clarke Corp., Clement Corp., Cochstedt International Airport, Inc., Coded Communications Corp., Collaborative Financial Network Group, Inc., Commercial International Corp., and Convergent Communications, Inc.
|
|
34-64135 |
Mar. 28, 2011 |
Sporlox Corp.
|
|
34-64134 |
Mar. 28, 2011 |
Anthony Fareri
|
|
34-64126 |
Mar. 25, 2011 |
Joseph A. Dawson
Other Release No.: IA-3180
|
|
34-64125 |
Mar. 25, 2011 |
Admiralty Holding Co., American Consolidated Management Group, Inc., DnC Multimedia Corp., Dorsey Trailers, Inc. (n/k/a DT Liquidation, Inc.), and ElectraCapital, Inc. (a/k/a Electra Capital, Inc.)
|
|
34-64124 |
Mar. 24, 2011 |
Kevin Halter
|
|
34-64123 |
Mar. 24, 2011 |
Ball Corporation
Other Release No.: AAER-3255
|
|
34-64118 |
Mar. 24, 2011 |
Carrier1 International S.A., and China Expert Technology, Inc.
|
|
34-64117 |
Mar. 24, 2011 |
China 9D Construction Group
|
|
34-64116 |
Mar. 24, 2011 |
Andresmin Gold Corp.
|
|
33-9198 |
Mar. 23, 2011 |
Roman Lyniuk
Other Release Nos.: 34-64114, IA-3179, IC-29615
|
|
IA-3178 |
Mar. 23, 2011 |
J. Jonathan Coleman
|
|
34-64109 |
Mar. 23, 2011 |
eMobile Data Corp., Encore Group, Inc., Ener-Grid, Inc., Environmental Technologies International, Inc. (n/k/a Eco Technologies International, Inc.) Evergreen Network.com, Inc., and Eye Catching Marketing Corp.
|
|
34-64104 |
Mar. 22, 2011 |
Circadian, Inc., Clean Energy Combustion, Inc. (n/k/a Clean Energy Combustion Systems, Inc.), Collectible Concepts Group, Inc., Communitronics of America, Inc. (n/k/a RPM Advantage, Inc.), and ConSyGen, Inc.
|
|
IA-3177 |
Mar. 21, 2011 |
Rebecca A. Townsend
|
|
34-64100 |
Mar. 18, 2011 |
Monroe L. Beachy
|
|
34-64098 |
Mar. 18, 2011 |
Jason N. Ginder
Other Release No.: IA-3176
|
|
34-64093 |
Mar. 18, 2011 |
Bio-Life Labs, Inc., BSI2000, Inc., Calais Resources, Inc., EGX Funds Transfer, Inc., Fischer Imaging Corp., Great Western Land Recreation, Inc. (a/k/a Great Western Land and Recreation, Inc.), and Id-CONFIRM, Inc.
|
|
34-64092 |
Mar. 18, 2011 |
Advantage Life Products, Inc., B-Teller, Inc. (n/k/a CA Goldfields, Inc.), and Independent Energy Holdings PLC
|
|
34-64083 |
Mar. 16, 2011 |
AbsoluteFuture.com
|
|
34-64082 |
Mar. 15, 2011 |
Matthew J. Ryan
|
|
34-64081 |
Mar. 14, 2011 |
Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, Mark W. Wells
Note: See also the
Final Plan of Distribution
|
|
IA-3175 |
Mar. 14, 2011 |
JSK Associates, Inc., Jerome S. Keenan, and Paul Dos Santos
|
|
34-64078 |
Mar. 11, 2011 |
Morgan Stanley & Co. Incorporated
|
|
34-64077 |
Mar. 11, 2011 |
Carl W. Jasper, CPA
Other Release No.: AAER-3253
|
|
34-64074 |
Mar. 11, 2011 |
Robert J. Nelson, Jr.
|
|
34-64073 |
Mar. 11, 2011 |
Kenneth R. Payne
|
|
34-64072 |
Mar. 11, 2011 |
Daniel G. Danker
|
|
34-64069 |
Mar. 11, 2011 |
Caibs International, Inc. (n/k/a Caibs International Holding, Inc.), Caliber Learning Network, Inc. (n/k/a CLN, Inc.), Cartoon Acquisition, Inc., Cel Communications, Inc., Cellular Telephone Enterprises, Inc., and Centrum Industries, Inc.
|
|
IA-3173 |
Mar. 10, 2011 |
Stephen Cina
|
|
34-64068 |
Mar. 10, 2011 |
Admiralty Holding Co., American Consolidated Management Group, Inc.,
DnC Multimedia Corp., Dorsey Trailers, Inc. (n/k/a DT Liquidation, Inc.), and ElectraCapital, Inc. (a/k/a Electra Capital, Inc.)
|
|
33-9196 |
Mar. 9, 2011 |
Neal R. Greenberg
Other Release No.: 34-64066, IA-3172, IC-29598
|
|
IA-3171 |
Mar. 9, 2011 |
Timothy Smith
|
|
34-64064 |
Mar. 9, 2011 |
Eternal Technologies Group, Inc.
|
|
34-64063 |
Mar. 9, 2011 |
AdAl Group, Inc., Com/Tech Communications Technologies, Inc., Dialog Group, Inc., Eurogas, Inc., Golden Books Family Entertainment, Inc. (n/k/a GB Holdings Liquidation, Inc.), Information Management Technologies Corporation, Interiors, Inc., and SFG Financial Corp.
|
|
34-64049 |
Mar. 8, 2011 |
Sujata Sachdeva
Other Release No.: AAER-3251
|
|
34-64048 |
Mar. 8, 2011 |
AccessTel, Inc., American Asset Management Corp., DME Interactive Holdings, Inc., DocuPort, Inc., and iCarbon Corp.
|
|
34-64046 |
Mar. 8, 2011 |
Cellpoint, Inc., Centacom Technologies, Inc. (n/k/a Telycom Technologies, Inc.), and Centaur Mining & Exploration Ltd. |
|
34-64045 |
Mar. 8, 2011 |
Score One, Inc., and Global Peopleline Telecom, Inc.
|
|
34-64034 |
Mar. 4, 2011 |
Putnam Investment Management, LLC
|
|
33-9195 |
Mar. 4, 2011 |
SBM Investment Certificates, Inc. f/k/a 1st Atlantic Guaranty Corp., SBM Certificate Company, Geneva Capital Partners, LLC and Eric M. Westbury, Sr.
Other Release Nos.: 34-64035, IC-29595, IA-3170
|
|
34-64031 |
Mar. 4, 2011 |
Emporia Systems, Eneftech Corp., Entrée Corp., eSAT, Inc., Estream, Inc., and Everex Systems, Inc. (n/k/a CFLC, Inc.)
|
|
34-64030 |
Mar. 3, 2011 |
Securities Transfer Corporation and Kevin Halter, Jr.
|
|
34-64029 |
Mar. 3, 2011 |
Sam P. Douglass And Anthony R. Moore
Other Release No.: IA-3169, IC-29594
|
|
34-64026 |
Mar. 3, 2011 |
Garry B. Smith
|
|
34-64025 |
Mar. 3, 2011 |
S. Blair Abernathy, CPA
Other Release No.: AAER-3249
|
|
34-64020 |
Mar. 3, 2011 |
IndyMac Bancorp, Inc.
|
|
34-64019 |
Mar. 3, 2011 |
Canadian Mono Mines, Inc., Carlin Resources Corp. (n/k/a Carlin Gold Corp.), CBX Ventures, Inc. (n/k/a Remstar Resources, Ltd.), Chase Resource Corp., Chell Group Corp., and Chic by H.I.S., Inc. (n/k/a Durango Apparel, Inc.)
|
|
34-64016 |
Mar. 2, 2011 |
Andain, Inc.
|
|
34-64015 |
Mar. 2, 2011 |
Andain, Inc., Aquest Minerals Corp. (n/k/a Anderson Energy Ltd.), Ariel Resources, Ltd., Asensia, Inc., ATG, Inc., Audre Recognition Systems, Inc. (a/k/a eXtr@ct, Inc.) Axis.Com, Inc., and Aztek Technologies, Inc. (n/k/a Aztek Resource Development, Inc.)
|
|
34-64001 |
Mar. 2, 2011 |
Advanced Optics Electronics, Inc.
|
|
34-63994 |
Mar. 1, 2011 |
Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown
Note: See also the
Proposed Plan of Distribution
|
|
34-63993 |
Mar. 1, 2011 |
Ark Asset Management Co., Inc.
Note: See also the
Final Plan of Distribution
|
|
33-9192 |
Mar. 1, 2011 |
Rajat K. Gupta
Other Release Nos.: 34-63995, IA-3167, IC-29590
|
|
34-63992 |
Mar. 1, 2011 |
Tronox Incorporated
|
|
34-63991 |
Mar. 1, 2011 |
ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp., Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
|
|
34-63990 |
Feb. 28, 2011 |
Electrochemical Industries (1952) Ltd., Empire Alliance Properties, Inc., Encore Environmental Solutions, Inc. (f/k/a Oiram, Inc.), and Environmental Products Group, Inc.
|
|
34-63987 |
Feb. 28, 2011 |
KPMG Australia
Other Release No.: AAER-3248
|
|
34-63982 |
Feb. 25, 2011 |
Scott Wilkinson, CPA
Other Release No.: AAER-3246
|
|
34-63980 |
Feb. 25, 2011 |
Divine Capital Markets, LLC, Danielle Hughes and Michael Buonomo
|
|
34-63965 |
Feb. 25, 2011 |
ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp.,
Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
|
|
34-63964 |
Feb. 24, 2011 |
Elizabeth Pagliarini
|
|
34-63963 |
Feb. 24, 2011 |
Tony Ahn
|
|
34-63953 |
Feb. 24, 2011 |
Sam P. Douglass and Anthony R. Moore
Other Release Nos.: IA-3166, IC-29588
|
|
34-63952 |
Feb. 24, 2011 |
Bio-Life Labs, Inc., BSI2000, Inc., Calais Resources, Inc., EGX Funds Transfer, Inc.,
Fischer Imaging Corp., Great Western Land Recreation, Inc. (a/k/a Great Western Land and Recreation, Inc.), and Id-CONFIRM, Inc.
|
|
34-63940 |
Feb. 22, 2011 |
Benedict P. Rybicki, CPA
Other Release No.: AAER-3245
|
|
34-63939 |
Feb. 22, 2011 |
eMobile Data Corp., Encore Group, Inc., Ener-Grid, Inc., Environmental Technologies International, Inc. (n/k/a Eco Technologies International, Inc.) Evergreen Network.com, Inc., and Eye Catching Marketing Corp.
|
|
34-63938 |
Feb. 22, 2011 |
BNY Mellon Securities
|
|
34-63937 |
Feb. 22, 2011 |
Mark Shaw
|
|
34-63932 |
Feb. 18, 2011 |
Neal R. Greenberg
Other Release No.: IA-3164
|
|
34-63928 |
Feb. 18, 2011 |
Joanne Kline
Other Release No.: AAER-3244
|
|
IA-3163 |
Feb. 17, 2011 |
William J. Reid
|
|
IA-3162 |
Feb. 17, 2011 |
Jacques R. Gendreau
|
|
33-9188 |
Feb. 17, 2011 |
Johnny Clifton
Other Release No.: 34-63926
|
|
34-63924 |
Feb. 17, 2011 |
Shaun Sarnicola
|
|
34-63923 |
Feb. 17, 2011 |
Salvatore Zangari
Other Release No.: IA-3161
|
|
34-63922 |
Feb. 17, 2011 |
Darin Demizio
|
|
34-63921 |
Feb. 17, 2011 |
Craig Demizio
|
|
34-63920 |
Feb. 17, 2011 |
ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp., Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
|
|
33-9187 |
Feb. 16, 2011 |
Envision Capital Management, Ltd. and Michael M. Druckman
Other Release No.: IA-3160
|
|
34-63913 |
Feb. 15, 2011 |
Robert F. McCullough, Jr., CPA
Other Release No.: IA-3159
|
|
34-63912 |
Feb. 15, 2011 |
Emporia Systems, Eneftech Corp., Entrée Corp., eSAT, Inc., Estream, Inc., and Everex Systems, Inc. (n/k/a CFLC, Inc.)
|
|
34-63911 |
Feb. 15, 2011 |
Carrier1 International S.A., and China Expert Technology, Inc.
See also:
French version
|
|
34-63908 |
Feb. 14, 2011 |
Global Sentry Equity Transfer, Inc.
|
|
34-63904 |
Feb. 14, 2011 |
RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen
|
|
34-63903 |
Feb. 14, 2011 |
Jeffrey R. Glover
Other Release No.: IA-3158
|
|
34-63902 |
Feb. 14, 2011 |
Thomas Faulhaber
|
|
34-63901 |
Feb. 14, 2011 |
Frederick E. Bowers
Other Release No.: IA-3157
|
|
34-63897 |
Feb. 11, 2011 |
Christopher L. Martin
|
|
34-63896 |
Feb. 11, 2011 |
Dale G. Rasmussen, Esq.
Other Release No.: AAER-3243
|
|
34-63890 |
Feb. 11, 2011 |
Hennessee Group LLC and Charles J. Gradante
See also:
Proposed Plan of Distribution
Comments:
|
|
34-63889 |
Feb. 11, 2011 |
Score One, Inc., and Global Peopleline Telecom, Inc.
|
|
34-63888 |
Feb. 11, 2011 |
China Digital Media Corporation
|
|
34-63884 |
Feb. 10, 2011 |
Tabatha V, Inc., Tagalder Global Investment, Inc., and Technical Environment Solutions, Inc.
|
|
34-63883 |
Feb. 9, 2011 |
Arthrocare Corporation
Other Release No.: AAER-3242
|
|
34-63882 |
Feb. 9, 2011 |
Scott D. Farah
|
|
34-63879 |
Feb. 9, 2011 |
Rodney B. Johnson
Other Release No.: AAER-3241
|
|
34-63872 |
Feb. 9, 2011 |
Hemiwedge Industries, Inc.
|
|
34-63871 |
Feb. 9, 2011 |
ATC Healthcare, Inc.
|
|
34-63870 |
Feb. 9, 2011 |
Speedlane.com, Inc., Spintek Gaming Technologies, Inc., Standard Brands Paint Co., Star Casinos International, Inc., Stardrive Solutions, Inc., Sterling Media Capital Group, Inc. (n/k/a Crystal Properties Holdings, Inc.), Stormedia, Inc. (f/k/a Sym-Tek Systems, Inc.), Strategic Partners, Inc., STS Liquidating Corp., and Symplex Communications Corp.
|
|
34-63868 |
Feb. 8, 2011 |
Cellpoint, Inc., Centacom Technologies, Inc. (n/k/a Telycom Technologies, Inc.), and Centaur Mining & Exploration Ltd. |
|
34-63866 |
Feb. 8, 2011 |
Campo Electronics, Appliances & Computers, Inc., Capco Energy, Inc., Carmel Energy, Inc., Celexx Corp., CenCor, Inc., Central Realty Investors, Inc., and Checkmate Electronics, Inc.
|
|
IA-3156 |
Feb. 7, 2011 |
Mark Kurland
|
|
34-63865 |
Feb. 7, 2011 |
Walter A. Tye
|
|
34-63864 |
Feb. 7, 2011 |
Joseph DeVito
|
|
34-63863 |
Feb. 7, 2011 |
Dean A. Esposito
|
|
34-63862 |
Feb. 7, 2011 |
Frederick J. Birks
|
|
34-63861 |
Feb. 7, 2011 |
Steven Byers
|
|
33-9184 |
Feb. 7, 2011 |
Sahas Technologies LLC
Note: See also
Division of Enforcement Statement
|
|
33-9183 |
Feb. 7, 2011 |
Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino
Other Release No.: 34-63850
|
|
34-63854 |
Feb. 7, 2011 |
U.S. College Trust Corp.
|
|
34-63853 |
Feb. 7, 2011 |
U.S. Pension Trust Corp.
|
|
IA-3155 |
Feb. 7, 2011 |
Robert J. Riddle
|
|
33-9182 |
Feb. 7, 2011 |
Alpine Woods Capital Investors, LLC and Samuel A. Lieber
Other Release Nos.: IA-3154, IC-29575
|
|
34-63849 |
Feb. 7, 2011 |
Eugene Geiger
|
|
34-63848 |
Feb. 7, 2011 |
Canadian Mono Mines, Inc., Carlin Resources Corp. (n/k/a Carlin Gold Corp.),
CBX Ventures, Inc. (n/k/a Remstar Resources, Ltd.), Chase Resource Corp., Chell Group Corp., and Chic by H.I.S., Inc. (n/k/a Durango Apparel, Inc.)
|
|
34-63847 |
Feb. 7, 2011 |
Caibs International, Inc. (n/k/a Caibs International Holding, Inc.), Caliber Learning Network, Inc. (n/k/a CLN, Inc.), Cartoon Acquisition, Inc., Cel Communications, Inc., Cellular Telephone Enterprises, Inc., and Centrum Industries, Inc.
|
|
34-63846 |
Feb. 7, 2011 |
Enter Tech Corp., Entertainment Trends Corp. (f/k/a Daljama, Inc.), Eonnet Media, Inc., Equorumnet, Esesis, Inc., European American Resources, Inc., and eVision International, Inc.
|
|
34-63841 |
Feb. 4, 2011 |
ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp., Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
|
|
34-63835 |
Feb. 3, 2011 |
Torrey Pines Securities, Inc.
Other Release No.: IA-3153
|
|
34-63834 |
Feb. 3, 2011 |
Jack C. Smith, Jr.
Other Release No.: IA-3152
|
|
IA-3151 |
Feb. 3, 2011 |
Robert L. Buckhannon
|
|
IA-3150 |
Feb. 3, 2011 |
Terry D. Rawstern
|
|
34-63833 |
Feb. 3, 2011 |
David E. Watson, CPA
Other Release No.: AAER-3240
|
|
33-9181 |
Feb. 3, 2011 |
AXA Rosenberg Group LLC, AXA Rosenberg Investment Management LLC, and Barr Rosenberg Research Center LLC
Other Release Nos.: IA-3149, IC-29574
|
|
34-63829 |
Feb. 3, 2011 |
TD Ameritrade, Inc.
|
|
34-63827 |
Feb. 3, 2011 |
Advantage Life Products, Inc., B-Teller, Inc. (n/k/a CA Goldfields, Inc.), and Independent Energy Holdings, P.L.C.
|
|
34-63826 |
Feb. 2, 2011 |
Gustav George Bujkovsky
|
|
IA-3148 |
Feb. 2, 2011 |
Jack W. Luna
|
|
34-63824 |
Feb. 2, 2011 |
Roger August Kimmel, Jr., Esq.
|
|
34-63823 |
Feb. 2, 2011 |
Mitchell Porter & Williams, Inc. and Thomas L. Mitchell
Other Release No.: IA-3147
|
|
33-9180 |
Feb. 2, 2011 |
Don S. Hershman
|
|
34-63822 |
Feb. 2, 2011 |
Eric A. Holzer, CPA
Other Release No.: AAER-3239
|
|
34-63818 |
Feb. 2, 2011 |
Deerfield Capital Corp. and Danielle Valkner, CPA
Other Release No.: AAER-3237
|
|
34-63817 |
Feb. 2, 2011 |
China 9D Construction Group
|
|
34-63814 |
Feb. 1, 2011 |
Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC
|
|
34-63813 |
Feb. 1, 2011 |
Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells.
See also:
Proposed Plan of Distribution
Comments:
|
|
34-63812 |
Feb. 1, 2011 |
J.P. Morgan Securities Inc.
|
|
34-63808 |
Feb. 1, 2011 |
Andresmin Gold Corp.
|
|
34-63805 |
Feb. 1, 2011 |
Eternal Technologies Group, Inc.
|
|
34-63801 |
Jan. 31, 2011 |
Richard Jonathan Blech
|
|
34-63800 |
Jan. 31, 2011 |
Gregory J. Buchholz
|
|
34-63797 |
Jan. 31, 2011 |
Apex Capital Group, Inc., Applied Carbon Technology, Inc. (n/k/a Merchant Capital Group, Inc.), Ardeo PLC, Asia Fiber Holdings Ltd., and Atlas Consolidated Mining & Development Corp.
|
|
34-63791 |
Jan. 28, 2011 |
Bich Quyen Nguyen
|
|
34-63790 |
Jan. 28, 2011 |
Johnny E. Johnson
|
|
34-63789 |
Jan. 28, 2011 |
Delilah A. Proctor
|
|
34-63788 |
Jan. 28, 2011 |
Tzemach David Netzer Korem
|
|
34-63787 |
Jan. 28, 2011 |
C-3D Digital, Inc., California Clean Air, Inc., CEC Properties, Inc., Censtor Corp., The Centennial Group, Inc., Century Technologies, Inc., and Chief Consolidated Mining Co.
|
|
34-63785 |
Jan. 28, 2011 |
David M. Tamman, Esq.
|
|
34-63783 |
Jan. 27, 2011 |
Clean Energy and Power, Inc.
|
|
34-63765 |
Jan. 25, 2011 |
American Skandia Investment Services, Inc.
|
|
34-63760 |
Jan. 25, 2011 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
|
34-63759 |
Jan. 24, 2011 |
Canadian Mono Mines, Inc., Carlin Resources Corp. (n/k/a Carlin Gold Corp.), CBX Ventures, Inc. (n/k/a Remstar Resources, Ltd.), Chase Resource Corp., Chell Group Corp., and Chic by H.I.S., Inc. (n/k/a Durango Apparel, Inc.)
|
|
34-63757 |
Jan. 24, 2011 |
Horseman Capital Management, L.P.
Other Release No.: IA-3143
|
|
34-63749 |
Jan. 21, 2011 |
Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
|
|
34-63748 |
Jan. 21, 2011 |
C-3D Digital, Inc., California Clean Air, Inc., CEC Properties, Inc., Censtor Corp., The Centennial Group, Inc., Century Technologies, Inc., and Chief Consolidated Mining Co.
|
|
34-63743 |
Jan. 20, 2011 |
Eric J. Bur, CPA
Other Release No.: AAER-3233
|
|
34-63740 |
Jan. 20, 2011 |
Dohan + Company CPAs, Steven H. Dohan, CPA, Nancy L. Brown, CPA, and Erez Bahar, CA
Other Release No.: AAER-3232
|
|
34-63739 |
Jan. 20, 2011 |
Apex Capital Group, Inc., Applied Carbon Technology, Inc. (n/k/a Merchant Capital Group, Inc.), Ardeo PLC, Asia Fiber Holdings Ltd., and Atlas Consolidated Mining & Development Corp.
|
|
34-63738 |
Jan. 19, 2011 |
Enter Tech Corp., Entertainment Trends Corp. (f/k/a Daljama, Inc.), Eonnet Media, Inc., Equorumnet, Esesis, Inc., European American Resources, Inc., and eVision International, Inc.
|
|
34-63735 |
Jan. 19, 2011 |
Gary K. Juncker
|
|
34-63734 |
Jan. 19, 2011 |
Dale J. Engelhardt
|
|
34-63733 |
Jan. 19, 2011 |
Joseph R. Porche
|
|
IA-3142 |
Jan. 19, 2011 |
Daniel Spitzer
|
|
34-63730 |
Jan. 19, 2011 |
Jennifer L. Dodge
|
|
IA-3141 |
Jan. 14, 2011 |
Michael R. Pelosi
Other Release No.: IC-29569
|
|
34-63726 |
Jan. 14, 2011 |
Cary R. Kahn
Other Release No.: 34-63276
|
|
33-9174 |
Jan. 14, 2011 |
Mark Shaw
Other Release No.: 34-63275
|
|
34-63724 |
Jan. 14, 2011 |
BNY Mellon Securities LLC
|
|
IA-3140 |
Jan. 14, 2011 |
Evelyn Litwok
|
|
34-63715 |
Jan. 14, 2011 |
Brokat Technologies Aktiengesellschaft
|
|
34-63714 |
Jan. 13, 2011 |
James J. Caprio
Other Release No.: IA-3138
|
|
34-63713 |
Jan. 13, 2011 |
Apex Capital Group, Inc., Applied Carbon Technology, Inc. (n/k/a Merchant Capital Group, Inc.), Ardeo PLC, Asia Fiber Holdings Ltd., and Atlas Consolidated Mining & Development Corp.
|
|
34-63710 |
Jan. 12, 2011 |
Jay D. Johnson
Other Release No.: IA-3137
|
|
34-63704 |
Jan. 12, 2011 |
Michel-Jean Geraud
|
|
34-63703 |
Jan. 12, 2011 |
Springfield Co., Inc., SRR Mercantile Inc., Standard Mining Corp., Stewart Foods, Inc., Strathclair Ventures, Ltd. (n/k/a SilverCrest Mines, Inc.), Sunlite, Inc., Syndicated Food Service International, Inc., and Syspower Multimedia Industries, Inc.
|
|
34-63702 |
Jan. 12, 2011 |
VIPC Communications, Inc. and Vizario, Inc.
|
|
34-63698 |
Jan. 11, 2011 |
Stephen Fayette
|
|
34-63697 |
Jan. 11, 2011 |
Campo Electronics, Appliances & Computers, Inc., Capco Energy, Inc., Carmel Energy, Inc., Celexx Corp., CenCor, Inc., Central Realty Investors, Inc., and Checkmate Electronics, Inc.
|
|
33-9171 |
Jan. 11, 2011 |
Charles Schwab Investment Management; Charles Schwab & Co., Inc.; and Schwab Investments
Other Release Nos.: 34-63693, IA-3136, IC-29552
|
|
34-63690 |
Jan. 11, 2011 |
Michael R. Drogin, CPA
Other Release No.: AAER-3227
|
|
34-63689 |
Jan. 11, 2011 |
Alternative Construction Technologies, Inc.
|
|
34-63688 |
Jan. 10, 2011 |
Hudson Highland Group, Inc.
Other Release No.: AAER-3226
|
|
34-63684 |
Jan. 10, 2011 |
Springfield Co., Inc., SRR Mercantile Inc., Standard Mining Corp., Stewart Foods, Inc., Strathclair Ventures, Ltd. (n/k/a SilverCrest Mines, Inc.), Sunlite, Inc., Syndicated Food Service International, Inc., and Syspower Multimedia Industries, Inc.
|
|
34-63683 |
Jan. 10, 2011 |
Ministor Peripherals International Ltd., Modatech Systems, Inc., Modena 5, Inc., Modena 6, Inc., Modern Times Group MTG, Inc., Monarch Media and Entertainment Group, Inc., The Murdock Group Career Satisfaction Corp. (n/k/a The Murdock Group Holding Corp.), Mustang.com, Inc., MycoBiotech Ltd., MyPlan USA, Inc., and MyTurn.com, Inc.
|
|
34-63682 |
Jan. 7, 2011 |
Eric Sieracki (CPA)
Other Release No.: AAER-3225
|
|
34-63681 |
Jan. 7, 2011 |
AbsoluteFuture.com
|
|
34-63676 |
Jan. 7, 2011 |
Thomas S. Albright
|
|
34-63675 |
Jan. 7, 2011 |
Kimball L. Young
|
|
34-63674 |
Jan. 7, 2011 |
Carl W. Jasper, CPA
Other Release No.: AAER-3224
|
|
34-63672 |
Jan. 7, 2011 |
Fontana Capital, LLC and Forrest Fontana
Other Release No.: IA-3132
|
|
34-63671 |
Jan. 7, 2011 |
Ministor Peripherals International Ltd., Modatech Systems, Inc., Modena 5, Inc., Modena 6, Inc., Modern Times Group MTG, Inc., Monarch Media and Entertainment Group, Inc., The Murdock Group Career Satisfaction Corp. (n/k/a The Murdock Group Holding Corp.), Mustang.com, Inc., MycoBiotech Ltd., MyPlan USA, Inc., and MyTurn.com, Inc.
|
|
34-63670 |
Jan. 7, 2011 |
EC Power, Inc., Electro Energy, Inc., EMB Corporation (n/k/a AMT Group, Inc.), Encore Computer Corp., Enhance Life Sciences, Inc., e.Nvizion Communications Group Ltd., and Exchange Applications, Inc.
|
|
34-63666 |
Jan. 6, 2011 |
Ark Asset Management Co., Inc.
Note: See also
Proposed Plan of Distribution
Comments:
|
|
33-9170 |
Jan. 6, 2011 |
Paul George Chironis
Other Release No.: 34-63661, IC-29548
|
|
34-63640 |
Jan. 4, 2011 |
Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
Note: See also
Final Plan of Distribution
|
|
34-63633 |
Jan. 3, 2011 |
Milowe Allen Brost a/k/a Milo Brost a/k/a M.B. Gonne a/k/a Phillip K. Collins
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http://www.sec.gov/litigation/admin/adminarchive/adminarc2011.shtml
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