Office of Small Business Policy

The Office of Small Business Policy in the SEC’s Division of Corporation Finance assists companies seeking to raise capital through exempt or smaller registered offerings. Staff in the office answer interpretive questions on issues relating to smaller public companies, exempt offerings of securities, and other federal securities laws that may affect small businesses.

Answers to frequently asked questions about Form D are available.

Staff in the Office of Small Business Policy are happy to assist with questions regarding the federal securities laws. Submit a request for interpretive advice or contact office staff by phone or mail:

Phone: 202-551-3460
Mail: Office of Small Business Policy, Securities and Exchange Commission, 100 F Street NE, Washington, DC  20549-3628

NOTE: If you mail correspondence to the Office of Small Business Policy, please provide a phone number where office staff may reach you.