Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Nov. 17, 2003	William J. Burke Release No. LR-18468, AAER-1917
Nov. 17, 2003	Bruce Hill, et al. Release No. LR-18467, AAER-1916
Nov. 17, 2003	Fred Albert Schluep Release No. LR-18466
Nov. 17, 2003	Philip R. Gratz Release No. LR-18465
Nov. 17, 2003	Schick Technologies, Inc., David B. Schick and Fred Levine Release No. LR-18464, AAER-1915
Nov. 17, 2003	Kevin J. Morrison, et al. Release No. LR-18463, AAER-1914
Nov. 14, 2003	Enrico Cortesano Release No. LR-18458
Nov. 14, 2003	Starcash, Inc., et al. Release No. LR-18457
Nov. 14, 2003	Koji Goto Release No. LR-18456
Nov. 14, 2003	Jeanette B. Wilcher Release No. LR-18455
Nov. 13, 2003	John J. Todd, Robert D. Manza and Jeffrey Weitzen Release No. LR-18454, AAER-1912
Nov. 12, 2003	InverWorld, Inc. et al. Release No. LR-18452
Nov. 12, 2003	Peter J. Davis, Jr., John M. Youngdahl and Steven E. Nothern Release No. LR-18453
Nov. 10, 2003	WorldCom Inc. Release No. LR-18451, AAER-1909
Nov. 10, 2003	Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc. Release No. LR-18450
Nov. 7, 2003	Kenneth L. Lay Release No. LR-18449
Nov. 6, 2003	Peter C. Lybrand f/k/a Peter C. Tosto, Richard S. Kern, Donald R. Kern, Charles Wilkins, Admiral Investments Ltd., Compulink International Corp., Drawbridge Investments Ltd., Glittergrove Investments Ltd., Grafton Investments Ltd., Greenford Investments Ltd., McDonalds Ltd., Oasis Enterprises Ltd., Investor Relations, Inc., Tellerstock, Inc., Conversant Enterprises, Inc., EFI Corp. a/k/a Electronic Funds, Inc., Barclay Bankcard, Inc., Canyon Vista Corp., and Salteaux Ltd. a/k/a First American Security Corp. a/k/a First American Securities Corp., Defendants, and Hannah G Irrevocable Trust and Hannah R Trust, Relief Defendants, U.S. District Court for the Southern District of New York Release No. LR-18448
Nov. 6, 2003	Steven E. Muth and Door Chair, Ltd. Release No. LR-18447
Nov. 5, 2003	J.T. Wallenbrock & Associates, Larry Toshio Osaki, Van Y. Ichinotsubo and Citadel Capital Management Group, Inc. Release No. LR-18446
Nov. 5, 2003	Diagnostic Professional Imaging Services, Inc. Release No. LR-18445
Nov. 4, 2003	Martin J. Druffner, et al. Release No. LR-18444
Nov. 3, 2003	Jorge Eduardo Ballesteros Franco, et al. Release No. LR-18441
Nov. 3, 2003	Mohamad Wael Ibrahim Elzein, Individually and D/B/A Focus Mentors Elzein Management; Hussein Hassan El Zein; and Darin Raymond Knee Release No. LR-18440
Nov. 3, 2003	David B. Henderson, et al. Release No. LR-18443
Nov. 3, 2003	James M. Adelt, Keith A. Cyr, John R. Gentry III, Thomas M. Laker, and Michael W. Morris and AmeriCredit Corp. Release No. LR-18442
Oct. 31, 2003	Paul R. Johnson and John Cook Release No. LR-18439
Oct. 31, 2003	Federal Court Approves Global Research Analyst Settlement Release No. LR-18438
Oct. 30, 2003	Sport-Haley, Inc., Robert G. Tomlinson, Steve S. Auger, Kenneth R. LeCrone Release No. LR-18437, AAER-1908
Oct. 30, 2003	Paul J. Silvester et al. Release No. LR-18436
Oct. 30, 2003	David W. Delainey Release No. LR-18435, AAER-1907
Oct. 29, 2003	Dunyasha M. Yetts, et al. Release No. LR-18434
Oct. 29, 2003	Jonathan G. Fink Release No. LR-18430
Oct. 29, 2003	Richard A. Svoboda and Michael A. Robles Release No. LR-18433
Oct. 29, 2003	Edward J. Strafaci Release No. LR-18432
Oct. 29, 2003	CDH & Affiliates, Inc. and C. David Hallman Release No. LR-18431
Oct. 28, 2003	Guillermo Garcia Simon, V. Arana Simon, & A. Garcia Simon Release No. LR-18429
Oct. 28, 2003	Justin M. Scott and Omid Kamshad Release No. LR-18428
Oct. 27, 2003	William A. Wilkerson and The Phoenix Group of Florida, Inc. Release No. LR-18427 File Number: 3-11315
Oct. 24, 2003	Burton G. Friedlander, et al. Release No. LR-18426
Oct. 24, 2003	National Financial Systems, Inc. and Terese Herwick Release No. LR-18425
Oct. 24, 2003	Shoreline Development Company, Todd J. Taylor, Derek K. Gradwell, Paul A. Barrios Iii, Dennis P. O'connell, Jr., Epic Consulting Services, Inc., Coastal Resources, Inc., Northstar Acquisitions And Holdings, Inc., Shoreline Holdings And Acquisitions, Inc. And Spartan Consulting, Inc. Release No. LR-18424
Oct. 23, 2003	Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claffin, Clifford G.Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, and Vicki L. Lawrence Release No. LR-18423
Oct. 22, 2003	Rodney R. Proto and Earl E. DeFrates, Bruce E. Snyder, Jr. Release No. LR-18422, AAER-1904
Oct. 22, 2003	John E. Collins Release No. LR-18421
Oct. 21, 2003	Gerald H. Levine and Marie A. Levine Release No. LR-18420, AAER-1903
Oct. 17, 2003	Steven E. Thorn, et al. Release No. LR-18419
Oct. 17, 2003	Benjiman Franklin Cook, et al. Release No. LR-18418
Oct. 17, 2003	Ronald J. Hottovy Release No. LR-18417, AAER-1901
Oct. 17, 2003	Devin A. Danehy Release No. LR-18416
Oct. 16, 2003	The Rose Fund, LLC, The Rose Fund, Inc., TRF Holdings, Inc., Michael Alexander, Paul E. Nelson, William Wright, Rose Collections, Inc., Pacific Video Network, Inc., Resort Management Co., Inc., Web Inventions, Inc., Who Banging, Inc., and YAE, Inc. Release No. LR-18415
Oct. 16, 2003	Eric E. Resteiner, et al. Release No. LR-18414
Oct. 16, 2003	David M. Wolfson et al. Release No. LR-18413
Oct. 16, 2003	Arabian American Development Company and Hatem El-Khalidi Release No. LR-18412, AAER-1902 File Number: 3-11301
Oct. 15, 2003	John L. Montana, Jr., Melvin R. Lyttle, Paul E. Knight, Worldwide T&P, Inc., First National Equity, LLC, P.K. Trust & Holding, Inc., UTA-BVI, Ltd. and Violet Gail Eldridge and Relief Defendants The United Tribes of the Americas, Inc. and Executive Bureau of Research and Recovery, Inc. Release No. LR-18411
Oct. 15, 2003	Dale Peterson et al. Release No. LR-18410, AAER-1896
Oct. 14, 2003	Andrew S. Marks Release No. LR-18409
Oct. 10, 2003	Samuel D. Waksal and Jack Waksal; Relief Defendant Patti Waksal Release No. LR-18408
Oct. 9, 2003	Stephen A. White, William D. White, III, Ernest J. Bieling and Robert W. Hughes Release No. LR-18407
Oct. 9, 2003	Robert D. Happ Release No. LR-18406
Oct. 9, 2003	John J. Cassese Release No. LR-18405
Oct. 9, 2003	Blake A. Prater and Wellspring Capital Group, Inc. Release No. LR-18404
Oct. 9, 2003	Wesley H. Colwell AAER-1894 Release No. LR-18403, AAER-1894
Oct. 9, 2003	Gregory L. English AAER-1893 Release No. LR-18402, AAER-1893
Oct. 9, 2003	Van T. Dinh Release No. LR-18401
Oct. 8, 2003	Amazon Natural Treasures, Inc., Michael A. Sylver and Domingos Loricchio Jr. Release No. LR-18398
Oct. 8, 2003	American Financial Group of Aventura, Inc., et al. Release No. LR-18400
Oct. 8, 2003	Premier Marketing and Investments and Nicholas Roblee a/k/a Nicholas Richmond Release No. LR-18399
Oct. 7, 2003	K. C. Smith Release No. LR-18397
Oct. 7, 2003	Timothy J. Potter, et al. Release No. LR-18396
Oct. 7, 2003	Jeffrey S. Schneider Release No. LR-18395, AAER-1890 File Number: 3-11295
Oct. 6, 2003	Richard P. Vatcher Release No. LR-18394, AAER-1891
Oct. 6, 2003	Peter J. Zaccagnino, et al. Release No. LR-18393
Oct. 6, 2003	National Financial Systems, Inc. and Terese Herwick Release No. LR-18392
Oct. 3, 2003	B. Roland Frasier, III and Richard A. May Release No. LR-18391
Oct. 3, 2003	Brian Lee, Todd DiRoberto, Lonnie Dragon and Trevor Watson Release No. LR-18390
Oct. 3, 2003	KPMG LLP, Joseph T. Boyle, Michael A. Conway, Anthony P. Dolanski and Ronald A. Safran Release No. LR-18389
Oct. 2, 2003	Dennis A. Bakal, Susan P. Dial and William S. Cole Release No. LR-18388, AAER-1887
Oct. 2, 2003	Sidney V. Corder, Randal J. Sage and Brian J. Yates Release No. LR-18387, AAER-1886
Oct. 2, 2003	Paul Joseph Sheehan dba Paul J. Sheehan & Associates Release No. LR-18386
Oct. 1, 2003	J.P. Morgan Securities Inc. Release No. LR-18385
Oct. 1, 2003	Frances J. Burkitt and Paul Burkitt Release No. LR-18384
Oct. 1, 2003	Gerhard Andlinger, Jeanne Andlinger, Sallie Donner, Suzanna Dailey and Louis B. Lloyd Release No. LR-18383
Oct. 1, 2003	Greg Waring and Craig Treloar Release No. LR-18382, AAER-1883
Sept. 30, 2003	Craig J. Shaber, Stephen R. Wright, and Bonaventure Capital, Ltd., et al.; and 2DoTrade, Inc., George Russell Taylor, Barry William Gewin aka Barry Peters, Eric T. Landis, Dominic Roelandt, Michael D. Karsch, L. Van Stillman, David A. Wood, Jr., Clinton Walker, Oxford and Hayes, Ltd., FG & P Consulting, Ltd., Hackney Holdings, Ltd., Weston Partners, Inc., Infiniti Corporate Services, Ltd., Argo Financial, Ltd., 21st Equity Partners, Inc., MCG Partners, Inc., and LMR, Ltd. Release No. LR-18381
Sept. 30, 2003	ACI, Inc. and Clarence E. Long, Defendants, and Jon G. Ervin, Sr., Relief Defendant Release No. LR-18380
Sept. 30, 2003	DeWalt J. Willard, Jr., William F. Willard, Sr. and Larry L. Martin Release No. LR-18379
Sept. 30, 2003	Paul A. Gianamore and Ryan D. Evans Release No. LR-18378
Sept. 30, 2003	John J. Lawbaugh Release No. LR-18377
Sept. 29, 2003	John R. Felder and Jean M. Ruhl Release No. LR-18376
Sept. 29, 2003	Wellness Technologies, Inc. and Jesse Dean Bogdonoff Release No. LR-18375
Sept. 29, 2003	Loren D. Pfau Release No. LR-18374, AAER-1878
Sept. 29, 2003	Vivendi Universal, S.A. Release No. LR-18373
Sept. 29, 2003	Kenneth L. Lay Release No. LR-18372
Sept. 29, 2003	Sport-Haley, Inc., Robert G. Tomlinson, and Steve S. Auger Release No. LR-18371, AAER-1877
Sept. 29, 2003	James C. Horne Release No. LR-18370, AAER-1876
Sept. 29, 2003	Jonathan G. Fink Release No. LR-18369
Sept. 26, 2003	Daryl G. Desjardins, Robert S. Zaba, Alnoor Jiwan, Ronald D. Brouillette and Brian A. Koehn Release No. LR-18366
Sept. 26, 2003	U.S. Funding Corporation, U.S. Funding Company, Capital Concept Marketing, Inc., Angelica Gwinnett, and Charles Fremer Release No. LR-18365
Sept. 26, 2003	Thomas A. Sebastian Release No. LR-18364
Sept. 26, 2003	Warren J. Soloski Release No. LR-18368

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