Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Feb. 4, 2004	Kenneth S. Martin Release No. LR-18564
Feb. 4, 2004	Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe Of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, And Vicki L. Lawrence Release No. LR-18563
Jan. 30, 2004	Blake A. Prater and Wellspring Capital Group, Inc. Release No. LR-18562
Jan. 30, 2004	First Access Financial, LLC, et al. Release No. LR-18561
Jan. 30, 2004	Jerome M. Wenger; Panworld Minerals International Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., and Jerome Wenger Release No. LR-18560
Jan. 30, 2004	Alfred M. Lemcke, et al. Release No. LR-18559
Jan. 29, 2004	J. Scott Eskind, Lorus Investments, Inc. and Capital Management Fund, Limited Partnership Release No. LR-18558
Jan. 29, 2004	W.L. Ware Enterprises, Inc., et al. and Warren L. Ware Release No. LR-18557
Jan. 28, 2004	Safety-Kleen Corp., et al. Release No. LR-18555
Jan. 28, 2004	Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo Release No. LR-18554
Jan. 28, 2004	Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino Release No. LR-18556
Jan. 23, 2004	Kings Real Estate Investment Trust, Reliance Enterprises, LLC, Monte R. Swanzy, Stephen P. Swanzy, David L. Knudson, and Van E. Brighton, individually and d/b/a Brighton Funding Group, Defendants, and Romerian Trust, Patricia Swanzy and Brighton Enterprises, Inc. Release No. LR-18553
Jan. 22, 2004	Lloyd Silverstein Release No. LR-18552, AAER-1948
Jan. 22, 2004	Richard A. Causey Release No. LR-18551, AAER-1947
Jan. 21, 2004	Hollinger International, Inc. Release No. LR-18550, AAER-1946
Jan. 21, 2004	Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants Release No. LR-18549
Jan. 21, 2004	Andrew S. Marks Release No. LR-18548
Jan. 16, 2004	Corrpro Companies, Inc. Release No. LR-18547, AAER-1944
Jan. 16, 2004	Capital Acquisitions, Inc, et al. Release No. LR-18546
Jan. 16, 2004	Superior Opportunities, Inc., et al. Release No. LR-18545
Jan. 15, 2004	Jack Calvin, et al. Release No. LR-18544
Jan. 14, 2004	Andrew S. Fastow Release No. LR-18543, AAER-1942
Jan. 14, 2004	Merrill Scott & Associates, Ltd., et al. Release No. LR-18542
Jan. 14, 2004	James Patrick Connelly Jr. Release No. LR-18541 File Number: 3-11303
Jan. 13, 2004	Kevin J. Morrison, et al. Release No. LR-18540, AAER-1940
Jan. 13, 2004	Zarrar Sheikh, Nasser A. Dawoud, Opulentica, LLC and Relief Defendant Saima Shahzadi Release No. LR-18539
Jan. 12, 2004	Marc N. Geman; G. Marvin Bober, Administrative Law Judge Release No. LR-18538 File Number: 3-9032
Jan. 9, 2004	FoneCash, Inc., and Daniel E. Charboneau Release No. LR-18537
Jan. 9, 2004	Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones Release No. LR-18536, AAER-1939
Jan. 9, 2004	Ira J. Gaines, et al. Release No. LR-18535
Jan. 7, 2004	Robert Quattrone, et al. Release No. LR-18534, AAER-1938
Jan. 7, 2004	Thomas T. Prousalis, Jr. and Robert T. Kirk, Jr. Release No. LR-18533
Jan. 6, 2004	James P. Lewis, Jr. Release No. LR-18532
Jan. 6, 2004	Barry Reed and James Hammonds Release No. LR-18531
Jan. 6, 2004	Henry C. Yuen et al. Release No. LR-18530, AAER-1937
Jan. 5, 2004	Online Power Supply, Inc., Larry G. Arnold and Kris M. Budinger Release No. LR-18529
Dec. 31, 2003	Presidents Trust Company, LLC, Jon Patrick Pierce, and David D. Klasna Release No. LR-18528
Dec. 30, 2003	Parmalat Finanziaria S.p.A. Release No. LR-18527, AAER-1936
Dec. 29, 2003	Opulentica, LLC., Nasser Dawoud, Zarrar Sheikh, and Saimia Shahzadi (Relief Defendant) Release No. LR-18526
Dec. 24, 2003	Vivendi Universal, S.A., Jean-Marie Messier, and Guillaume Hannezo Release No. LR-18523, AAER-1935
Dec. 24, 2003	James P. Lewis, Jr., Individually and Doing Business as Financial Advisory Consultants, Income Fund, Ltd. and Growth Fund, Ltd. Release No. LR-18525
Dec. 24, 2003	Daniel Calugar and Security Brokerage, Inc. Release No. LR-18524
Dec. 23, 2003	Rocky Mountain Energy Corporation, Inc., John N. Ehrman, W. Roderick Johnson, Sr., Michael L. Labertew, and John W. Ehrman, Jr. Release No. LR-18522
Dec. 23, 2003	Rent-Way, Inc., et al., Jeffrey A. Conway, Matthew J. Marini, Jeffrey K. Underwood Release No. LR-18521, AAER-1934
Dec. 23, 2003	Marco G. Fiore, Jr., Benjamin V. Salmonese, Jr., Thomas Deceglie, David C. Lavender, And Peter C. Restivo Release No. LR-18520
Dec. 22, 2003	Eddy Lynn Patterson Release No. LR-18519, AAER-1933
Dec. 22, 2003	Opsis Technologies International, Inc., et al. Release No. LR-18518
Dec. 22, 2003	Delta Rental Systems, Inc., et al. Release No. LR-18516
Dec. 19, 2003	Canadian Imperial Bank of Commerce, Daniel Ferguson, Ian Schottlaender, and Mark Wolf Release No. LR-18517, AAER-1932
Dec. 19, 2003	Daniel L. Gordon Release No. LR-18515
Dec. 18, 2003	Kevin Lasky et al. Release No. LR-18512, AAER-1926
Dec. 18, 2003	Richard Marks Release No. LR-18511, AAER-1925
Dec. 18, 2003	Charles D. Erwin and Michael J. McGhan; Hanover Compressor Company and William S. Goldberg Release No. LR-18514, AAER-1928
Dec. 18, 2003	Global Express Capital Real Estate Investment Fund I, LLC; Global Express Capital Mortgage Corp.; Global Express Securities, Inc.; Connie S. Farris; and Dawn M. Reese Release No. LR-18513
Dec. 18, 2003	2DoTrade, Inc., George Russell Taylor, Barry William Gewin aka Barry Peters, Eric T. Landis, Dominic Roelandt, Michael D. Karsch, L. Van Stillman, David A. Wood, Jr., Clinton Walker, Oxford and Hayes, Ltd., FG & P Consulting, Ltd., Hackney Holdings, Ltd., Weston Partners, Inc., Infiniti Corporate Services, Ltd., Argo Financial, Ltd., 21st Equity Partners, Inc., MCG Partners, Inc., and LMR, Ltd. Release No. LR-18510
Dec. 17, 2003	J.T. Wallenbrock & Associates, Larry Toshio Osaki, Van Y. Ichinotsubo and Citadel Capital Management Group, Inc. Release No. LR-18509
Dec. 17, 2003	Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones Release No. LR-18508
Dec. 16, 2003	Donald F. Chamberlin and David N. Chamberlin Release No. LR-18507
Dec. 15, 2003	Pinnacle Business Management, Inc., Vincent A. Lo Castro and Jeffrey G. Turino Release No. LR-18506
Dec. 12, 2003	John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II Release No. LR-18502
Dec. 12, 2003	Heartland Advisors et al. Release No. LR-18505
Dec. 12, 2003	Cumulus Media Inc. et al. Release No. LR-18504, AAER-1922
Dec. 12, 2003	Stoffer et al. Release No. LR-18503, AAER-1923
Dec. 11, 2003	Brian J. Stucke Release No. LR-18501
Dec. 11, 2003	Lianne And Stanley Gulkin Release No. LR-18500
Dec. 10, 2003	Jean Janu Release No. LR-18499
Dec. 10, 2003	Paul Howe Noe, et al. Release No. LR-18498
Dec. 10, 2003	Clearone Communications, Inc, et al. Release No. LR-18497
Dec. 9, 2003	Richard Wilson Release No. LR-18496
Dec. 9, 2003	Big Country Ags, Inc. et al. Release No. LR-18495
Dec. 8, 2003	James L. George, Paul E. Brodhagen, and Michael J. Wright Release No. LR-18494
Dec. 8, 2003	Richard D. McMullin Release No. LR-18493
Dec. 5, 2003	Homer T. Langrill and Thomas W. Becker Release No. LR-18492
Dec. 5, 2003	Global Express Capital Real Estate Investment Fund I, LLC; Global Express Capital Mortgage Corp.; Global Express Securities, Inc. Release No. LR-18491
Dec. 4, 2003	Koji Goto Release No. LR-18490
Dec. 4, 2003	Mutuals.com, Inc., Connely Dowd Management, Inc., MTT Fundcorp, Inc., Richard Sapio, Eric McDonald, and Michele Leftwich Release No. LR-18489
Dec. 4, 2003	R. Christopher Hanna Release No. LR-18488
Dec. 3, 2003	Save the World Air, Inc. et al. Release No. LR-18487
Dec. 3, 2003	Wolfson, et al. Release No. LR-18486
Dec. 3, 2003	Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, and Bradley J. Schmidt Release No. LR-18485, AAER-1919
Dec. 3, 2003	Joseph F. Doody IV, Joseph F. Doody, and Diane C. Neiley Release No. LR-18484
Dec. 3, 2003	Kevin L. Lawrence, Steven J. Reimer, Michael J. Culp, Larry L. Beaman, Harvey W. Kuiken, Alex Lacson, and Alfonso Lacson, Jr. Release No. LR-18483
Dec. 2, 2003	Invesco Funds Group, Inc., and Raymond R. Cunningham Release No. LR-18482
Dec. 2, 2003	Millennium Capital Hedge Fund, L.P., Millennium Capital Group, LLC, and Andreas F. Zybell Release No. LR-18481
Dec. 1, 2003	A. B. Financing and Investments, Inc., and Anthony Blissett Release No. LR-18480
Nov. 25, 2003	Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, and Nicole McDermott Release No. LR-18479
Nov. 24, 2003	Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino Release No. LR-18478
Nov. 21, 2003	Thomas V. Conwell Release No. LR-18477
Nov. 20, 2003	Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc. Release No. LR-18476
Nov. 20, 2003	Bryan James Hawes, Financial Management Advisory Services, Inc., and Financial Management Services, Inc., and Relief Defendant Alpha & Omega Transportation, Inc. Release No. LR-18475
Nov. 20, 2003	Gary L. Pilgrim, Harold J. Baxter and Pilgrim Baxter & Associates, Ltd. Release No. LR-18474
Nov. 20, 2003	Adam G. Kruger and Kruger, Miller and Tummillo, Inc. Release No. LR-18473
Nov. 19, 2003	Donne Corporation, Sherman S. Smith, Shawn Smith, and Bruce Anderson Release No. LR-18472
Nov. 19, 2003	United Currency Group, Inc. Release No. LR-18471
Nov. 18, 2003	IPIC International, Inc., et al. Release No. LR-18470
Nov. 18, 2003	Bernard F. Bradstreet Release No. LR-18469, AAER-1918
Nov. 17, 2003	David Chang Release No. LR-18459
Nov. 17, 2003	William J. Burke Release No. LR-18468, AAER-1917
Nov. 17, 2003	Bruce Hill, et al. Release No. LR-18467, AAER-1916
Nov. 17, 2003	Fred Albert Schluep Release No. LR-18466

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