Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Nov. 15, 2010	Integrity Financial AZ, LLC, Steven R. Long, Stanley M. Paulic, Walter W. Knitter, and Robert C. Koeller Release No. LR-21742
Nov. 15, 2010	Lanexa Management LLC and Thomas C. Hardin and Franz N. Tudor Release No. LR-21741 See Also: Lanexa Management LLC and Thomas C. Hardin , and Franz N. Tudor
Nov. 15, 2010	Thomas C. Hardin Release No. LR-21740 See Also: SEC Complaint
Nov. 15, 2010	Amit Mathur, Entrust Capital Management, Inc., and Raheev Johar Release No. LR-21739
Nov. 12, 2010	Great American Technologies, Inc. and Vincent Setteducate a/k/a Vincent Sette Release No. LR-21738
Nov. 10, 2010	Joseph Paul Zada and Zada Enterprises, LLC Release No. LR-21737 See Also: SEC Complaint
Nov. 10, 2010	Overland Energy, Inc., Acorn Energy, Inc., Garry B. Smith, Robert J. Nelson and Steven M. Ray, Defendants, and Tega Operating Company, Relief Defendant Release No. LR-21736 See Also: SEC Complaint
Nov. 10, 2010	LocatePlus Holdings Corporation Release No. LR-21735, AAER-3213 See Also: SEC Complaint
Nov. 10, 2010	Robert J. Sucarato d/b/a New York Financial Company Release No. LR-21734
Nov. 9, 2010	Duane Martin and Gary Trump Release No. LR-21733, AAER-3212
Nov. 8, 2010	Galleon Management, LP, et al. Release No. LR-21732
Nov. 4, 2010	Alero Odell Mack, Jr., et al. Release No. LR-21731 See Also: SEC Complaint
Nov. 4, 2010	Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter Release No. LR-21730
Nov. 4, 2010	Noble Corporation Release No. LR-21728, AAER-3206 See Also: SEC Complaint
Nov. 4, 2010	Panalpina, Inc. Release No. LR-21727, AAER-3205 See Also: SEC Complaint
Nov. 4, 2010	Pride International, Inc. Release No. LR-21726, AAER-3203 See Also: SEC Complaint
Nov. 4, 2010	Transocean Inc. Release No. LR-21725, AAER-3202 See Also: SEC Complaint
Nov. 4, 2010	GlobalSantaFe Corp. Release No. LR-21724, AAER-3201 See Also: SEC Complaint
Nov. 4, 2010	Tidewater Inc. Release No. LR-21729, AAER-3207 See Also: SEC Complaint
Nov. 3, 2010	Gary A. Reys Release No. LR-21723
Nov. 3, 2010	Cohmad Securities Corp., et al. Release No. LR-21722
Nov. 2, 2010	Dr. Yves M. Benhamou Release No. LR-21721 See Also: SEC Complaint
Nov. 2, 2010	Noor Mohammed Release No. LR-21720 See Also: SEC Complaint
Nov. 2, 2010	Mazhar Ul Haque Release No. LR-21719 See Also: SEC Complaint File Number: 3-14103
Nov. 1, 2010	Cohmad Securities Corp., et al. Release No. LR-21718 See Also: SEC Complaint
Oct. 29, 2010	Michael Muzio Release No. LR-21717
Oct. 29, 2010	BIH Corporation, et al. Release No. LR-21716
Oct. 29, 2010	Steven Brewer, Adam Erickson, Brewer Investment Group, LLC, Brewer Financial Services, LLC, and Brewer Investment Advisors, LLC Release No. LR-21715 See Also: SEC Complaint
Oct. 29, 2010	James D. Sterling Release No. LR-21714 See Also: SEC Complaint
Oct. 29, 2010	Elite Resources, LLC, et al. Release No. LR-21713 See Also: SEC Complaint
Oct. 28, 2010	Boston Trading and Research, LLC, Ahmet Devrim Akyil and Craig Karlis Release No. LR-21712 See Also: SEC Complaint
Oct. 27, 2010	Stephen F. Clifford d/b/a Clifford Financial Assocs. Release No. LR-21711
Oct. 27, 2010	Presto Telecommunications, Inc. and Alfred Louis Vassallo, Jr. Release No. LR-21710
Oct. 25, 2010	Southridge Capital Management LLC, Southridge Advisors LLC, and Stephen M. Hicks Release No. LR-21709 See Also: SEC Complaint
Oct. 25, 2010	Berkshire Resources, L.L.C., et al. Release No. LR-21708
Oct. 22, 2010	Prime Time Group, Inc., et al. Release No. LR-21706
Oct. 22, 2010	Winning Kids, Inc., et al. Release No. LR-21707
Oct. 21, 2010	Shawn A. Icely Release No. LR-21705
Oct. 21, 2010	Jose O. Vianna, Jr. and Creswell Equities, Inc. Release No. LR-21704
Oct. 21, 2010	Office Depot, Inc. Release No. LR-21703, AAER-3199
Oct. 21, 2010	Online-Registries, Inc. and David G. Stern, as Defendants, and Michele Ritter, as Relief Defendant Release No. LR-21702 See Also: SEC Complaint
Oct. 21, 2010	Carlo G. Chiaese, et al. Release No. LR-21701
Oct. 19, 2010	East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel Release No. LR-21700
Oct. 19, 2010	Paul T. Mannion, Jr., Andrew S. Reckles, PEF Advisors LLC, and PEF Advisors Ltd. Release No. LR-21699 See Also: SEC Complaint
Oct. 19, 2010	Carl E. Binette and Peter E. Talbot Release No. LR-21698
Oct. 18, 2010	Thomas J. Petters, Gregory M. Bell and Lancelot Investment Management LLC, Defendants, and Inna Goldman, Inna Goldman Revocable Trust, Asia Trust Ltd., Blue Sky Trust, and Gregory Bell Revocable Trust, Relief Defendants Release No. LR-21697
Oct. 15, 2010	Brian N. Lines, Scott G.S. Lines, LOM (Holdings) Ltd., Lines Overseas Management Ltd., LOM Capital Ltd., LOM Securities (Bermuda) Ltd., LOM Securities (Cayman) Ltd., LOM Securities (Bahamas) Ltd., Anthony W. Wile, Wayne E. Wile, Robert J. Chapman, William Todd Peever, Phillip James Curtis, and Ryan G. Leeds Release No. LR-21696
Oct. 15, 2010	Jason K. Fifield Release No. LR-21695 See Also: SEC Complaint
Oct. 14, 2010	Bruce F. Prévost, David W. Harrold, Palm Beach Capital Management LP, and Palm Beach Capital Management LLC Release No. LR-21694 See Also: SEC Complaint
Oct. 14, 2010	Algird M. Norkus and Financial Update, Inc. Release No. LR-21693 See Also: SEC Complaint
Oct. 14, 2010	LocatePlus Holdings Corporation Release No. LR-21692, AAER-3197 See Also: SEC Complaint
Oct. 7, 2010	Scott R. Sand and Ingen Technologies, Inc; Jeffrey Galpern; Jean R. Charbit and Tzemach David Netzer Korem; Anthony Mellone, Alex Parsinia, Larry Wilcox, Macada Holding, Inc. f/k/a Tri-Star Holdings, Inc., Zcom Networks, Inc., and The UC HUB Group; Bruce Palmer and AccessKey IP, Inc.; John "Buckeye" Epstein, Steven E. Humphries, Earthworks Entertainment, Inc., and The Fight Zone, Inc. a/k/a Gold Recycle Corp. Release No. LR-21691
Oct. 7, 2010	Barbra Alexander et. al. Release No. LR-21690 See Also: SEC Complaint
Oct. 7, 2010	Archie Paul Reynolds and Success Trust Release No. LR-21689
Oct. 7, 2010	Robert R. Anderson and Rosand Enterprises, Inc. Release No. LR-21688 See Also: SEC Complaint
Oct. 7, 2010	Gianluca Di Nardo, et al. Release No. LR-21687A See Also: SEC Complaint
Oct. 7, 2010	Imperia Invest IBC Release No. LR-21686 See Also: SEC Complaint
Oct. 6, 2010	Marleen Jantzen and John Jantzen Release No. LR-21685 See Also: SEC Complaint
Oct. 5, 2010	Carlo G. Chiaese, et al. Release No. LR-21684 See Also: SEC Complaint
Oct. 4, 2010	(Intentionally omitted) Release No. LR-21683
Oct. 4, 2010	Regions Bank Release No. LR-21682
Oct. 4, 2010	Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter Release No. LR-21681
Oct. 4, 2010	U.S. Pension Trust Corp., et al. Release No. LR-21680
Sept. 30, 2010	W. Anthony Huff, et al. Release No. LR-21679A, AAER-3193A
Sept. 30, 2010	Rex C. Steffes, Cliff M. Steffes, Rex R. Steffes, Bret W. Steffes, Robert J. Steffes and W. Gary Griffiths Release No. LR-21678 See Also: SEC Complaint
Sept. 30, 2010	Forman, et al. Release No. LR-21677, AAER-3192
Sept. 30, 2010	Raymond Thomas and Strictly Stocks Investment Company, Inc. Release No. LR-21676
Sept. 30, 2010	Atlantis Technology Group and Christoper Dubeau Release No. LR-21674 See Also: SEC Complaint
Sept. 30, 2010	Quri Resources, Inc. and Jaime Santiago Gomez Release No. LR-21675 See Also: SEC Complaint
Sept. 29, 2010	ABB Ltd Release No. LR-21673, AAER-3191
Sept. 29, 2010	Sage Advisory Group, LLC and Benjamin Lee Grant Release No. LR-21672 See Also: SEC Complaint
Sept. 28, 2010	Richard Dean Carter Release No. LR-21671
Sept. 28, 2010	Brantley Capital Management, LLC, Robert Pinkas, and Tab Keplinger Release No. LR-21670
Sept. 28, 2010	Paul R. Beckwith, et al. Release No. LR-21669 See Also: SEC Complaint
Sept. 28, 2010	Robert L. Duncan Release No. LR-21668 See Also: SEC Complaint
Sept. 27, 2010	Richard A. Hansen, et al. Release No. LR-21667 See Also: SEC Complaint
Sept. 27, 2010	Brian Hollnagel and BCI Aircraft Leasing, Inc. Release No. LR-21666
Sept. 24, 2010	Mark E. Salyer, et al. Release No. LR-21664 File Number: 3-13330
Sept. 24, 2010	Mark Johnson, et al. Release No. LR-21663
Sept. 24, 2010	Presto Telecommunications, Inc., et al. Release No. LR-21662 See Also: SEC Complaint
Sept. 24, 2010	Michael Jobe and Richard Vlasich Release No. LR-21665 See Also: SEC Complaint
Sept. 23, 2010	M. Mark McAdams and R. Dane Freeman Release No. LR-21661
Sept. 22, 2010	Delphi Corporation, John Blahnik, et al. Release No. LR-21660, AAER-3188
Sept. 22, 2010	Gustav George Bujkovsky, et al. Release No. LR-21659 See Also: SEC Complaint
Sept. 21, 2010	UBS Securities LLC and UBS Financial Services, Inc. Release No. LR-21658
Sept. 21, 2010	True North Finance Corporation, f/k/a CS Financing Corporation, et al. Release No. LR-21657, AAER-3187
Sept. 20, 2010	BIH Corporation, et al. Release No. LR-21656 See Also: SEC Complaint
Sept. 16, 2010	David R. Slaine Release No. LR-21653
Sept. 16, 2010	Global Materials & Services, Inc., et al Release No. LR-21652
Sept. 16, 2010	Trade-LLC, et al. Release No. LR-21651
Sept. 16, 2010	LADP Acquisition, Inc., et al. Release No. LR-21655 See Also: SEC Complaint
Sept. 16, 2010	Randy M. Cho Release No. LR-21654
Sept. 15, 2010	Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling Release No. LR-21650, AAER-3186
Sept. 15, 2010	Amante Corporation, et al. Release No. LR-21649
Sept. 14, 2010	Robert A. Berlacher, Lancaster Investment Partners, L.P., Northwood Capital Partners, L.P., Cabernet Partners, L.P., Chardonnay Partners, L.P., Insignia Partners, L.P., VFT Special Ventures, Ltd., LIP Advisors, LLC, NCP Advisors, LLC, and RAB Investment Company, LLC Release No. LR-21648
Sept. 14, 2010	Wall Street Communications, Inc., et al. Release No. LR-21647
Sept. 14, 2010	FTC Capital Markets, Inc., FTC Emerging Markets, Inc. also d/b/a FTC Group, Guillermo David Clamens and Lina Lopez a/k/a Nazly Cucunuba Lopez Release No. LR-21646
Sept. 10, 2010	Thomas J. Dudchik Release No. LR-21645 See Also: SEC Complaint
Sept. 10, 2010	Dr. Bobby V. Khan Release No. LR-21644 See Also: SEC Complaint
Sept. 9, 2010	Affiliated Computer Services, Inc. Release No. LR-21643, AAER-3182 See Also: SEC Complaint

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