Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
July 24, 2018	William Z. ("Billy") McFarland et al. Release No. LR-24213 See Also: SEC Complaint
July 24, 2018	Matthew Brunstrum and Susan Brunstrum Release No. LR-24212 See Also: SEC Complaint
July 19, 2018	Bhushan Dandawate Release No. LR-24210 See Also: SEC Complaint
July 19, 2018	Centor Energy Inc. and Frederick DaSilva Release No. LR-24209 See Also: SEC Complaint
July 19, 2018	Kimberly Pine Kitts Release No. LR-24208 See Also: SEC Complaint
July 19, 2018	Steven J. Barber and Larry Lee Arrowood Release No. LR-24207 See Also: SEC Complaint
July 19, 2018	Edward A. Young and Guardians Trustee, LLC Release No. LR-24211 See Also: SEC Complaint
July 18, 2018	Temenos Advisory, Inc., and George L. Taylor Release No. LR-24206 See Also: SEC Complaint
July 17, 2018	John Geraci Release No. LR-24205 See Also: SEC Complaint
July 17, 2018	Mark E. Burns, Robert W. Murray Release No. LR-24204 See Also: SEC Complaint
July 16, 2018	Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street Release No. LR-24199 See Also: SEC Complaint
July 16, 2018	Joseph Meli, et al. Release No. LR-24203
July 16, 2018	John D. Schiller, Jr. Release No. LR-24202 See Also: SEC Complaint , Administrative Proceedings Release
July 16, 2018	Gannon Giguiere et al. Release No. LR-24201 See Also: SEC Complaint
July 16, 2018	Ross McLellan Release No. LR-24200
July 12, 2018	Ryan Gilbertson, et al. Release No. LR-24198
July 12, 2018	Pawel P. Dynkowski, et al. Release No. LR-24197
July 12, 2018	Donald V. Watkins, Sr., et al. Release No. LR-24196
July 11, 2018	Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab Release No. LR-24195
July 10, 2018	Gene Shen Release No. LR-24194 See Also: SEC Complaint
July 10, 2018	Dubovoy, et al. Release No. LR-24193
July 10, 2018	Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC Release No. LR-24192 See Also: SEC Complaint
July 10, 2018	Robert O. Carr and Katherine M. Hanratty Release No. LR-24191 See Also: SEC Complaint
July 9, 2018	ITT Educational Services, Inc. et al Release No. LR-24188
July 9, 2018	T.J. Jesky, Esq. and Mark F. DeStefano Release No. LR-24190
July 9, 2018	Charles Schwab & Co., Inc. Release No. LR-24189 See Also: SEC Complaint
July 6, 2018	The Owings Group, LLC, et al. Release No. LR-24187 See Also: SEC Complaint
July 5, 2018	Molina Release No. LR-24186 See Also: SEC Complaint
July 3, 2018	United Development Funding III, LP, United Development Funding IV, Hollis M. Greenlaw, Benjamin L. Wissink, Theodore F. Etter, Cara D. Obert, and David A. Hanson Release No. LR-24185 See Also: SEC Complaint
July 3, 2018	Edward Lee Moody Jr., et. al. Release No. LR-24184
July 2, 2018	Sudhakar Reddy Bonthu Release No. LR-24183 See Also: SEC Complaint
July 2, 2018	Malachi Financial Products, Inc., et al. Release No. LR-24182
July 2, 2018	Axesstel, Inc., et al. Release No. LR-24181, AAER-3945 See Also: SEC Complaint
June 29, 2018	Curative Biosciences, Inc. f/k/a Healthient, Inc., William M. Alverson, Katherine West Alverson, and Steven G. Patton Release No. LR-24180 See Also: SEC Complaint
June 29, 2018	Pinto-Thomaz, et al. Release No. LR-24178 See Also: SEC Complaint
June 29, 2018	Donato J. Dandreo III Release No. LR-24177 See Also: SEC Complaint
June 29, 2018	Adam Mattessich and Joseph (a/k/a Jay) Ludovico Release No. LR-24179 See Also: SEC Complaint
June 26, 2018	James VanBlaricum, et al. Release No. LR-24176 See Also: SEC Complaint
June 26, 2018	Richard Weed et al. Release No. LR-24175
June 22, 2018	Stephen Pence Release No. LR-24174
June 21, 2018	James E. Hocker Release No. LR-24173 See Also: SEC Complaint
June 20, 2018	Santillo, et al. Release No. LR-24172 See Also: SEC Complaint
June 20, 2018	Joseph A. Fiore, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.) Release No. LR-24171 See Also: SEC Complaint
June 20, 2018	PlexCorps, et al. Release No. LR-24170
June 19, 2018	Texas Coastal Energy Company, LLC, et. al. Release No. LR-24169 See Also: SEC Complaint
June 18, 2018	Pawel P. Dynkowski, et al. Release No. LR-24167
June 18, 2018	Larry A. Holley, et al. Release No. LR-24168
June 15, 2018	Ronald A. Fossum, Jr. and Alonzo R. Cahoon Release No. LR-24166
June 13, 2018	Yin Nan "Michael" Wang; Wendy Ko; Velocity Investment Group, Inc.; Bio Profit Series I, LLC; Bio Profit Series II, LLC; Bio Profit Series III, LLC; Bio Profit Series V, LLC; and Rockwell Realty Management, Inc. Release No. LR-24165
June 12, 2018	Kurt J. Bordian Release No. LR-24164 See Also: SEC Complaint
June 11, 2018	Robert M. Morano Release No. LR-24163
June 11, 2018	Isaac Grossman, Adriana Grossman, Dragon-Click Corp., and Dragon Management, LLC Release No. LR-24162 See Also: SEC Complaint
June 8, 2018	Town of Ramapo, et al. Release No. LR-24161
June 7, 2018	Titanium Blockchain Infrastructure Services, Inc., EHI Internetwork and Systems Management, Inc. aka EHI-INSM, Inc., and Michael Alan Stollery aka Michael Stollaire Release No. LR-24160
June 6, 2018	Jehu Hand, et al. Release No. LR-24159
June 6, 2018	Ralph T. Iannelli et al. Release No. LR-24158 See Also: SEC Complaint
June 5, 2018	Paul Gilman Release No. LR-24156 See Also: SEC Complaint
June 5, 2018	Alderson, et al. Release No. LR-24157 See Also: SEC Complaint
June 4, 2018	Edward Withrow, et al. Release No. LR-24155
June 4, 2018	Gustavo A. Guzman Release No. LR-24154
May 31, 2018	Woojae (Steve) Jung Release No. LR-24153 See Also: SEC Complaint
May 30, 2018	Steven Pagartanis Release No. LR-24152 See Also: SEC Complaint
May 25, 2018	Niel Martin Nielson and Carolyne Susan Johnson Release No. LR-24151 See Also: Carolyne Susan Johnson , Niel Martin Nielson
May 24, 2018	Perry A. Gruss Release No. LR-24150
May 24, 2018	Gregory M. Bercowy Release No. LR-24149
May 22, 2018	Bud Genius, Inc. and Aaron "Angel" Stanz, Taylor Moffitt, Carlos Febles, and U.S. CoProducts, LLC Release No. LR-24148 See Also: Stanz , LLC
May 18, 2018	PixarBio Corp. et al. Release No. LR-24146
May 18, 2018	Todd David Alpert Release No. LR-24145
May 18, 2018	Brent Borland, et al. Release No. LR-24147 See Also: SEC Complaint
May 17, 2018	Keenan Gracey Release No. LR-24144 See Also: SEC Complaint
May 15, 2018	William M. Jordan Release No. LR-24142 See Also: SEC Complaint
May 15, 2018	Francisco Abellan Villena, Guillermo Ciupiak, James B. Panther, Jr., and Faiyaz Dean Release No. LR-24141 See Also: SEC Complaint
May 14, 2018	Leon Vaccarelli, et al. Release No. LR-24140
May 11, 2018	The Falls Event Center, LLC and Steven L. Down Release No. LR-24139 See Also: SEC Complaint
May 9, 2018	Premium Point Investments, LP et al. Release No. LR-24138 See Also: SEC Complaint
May 9, 2018	Keith Houlihan Release No. LR-24137 See Also: SEC Complaint
May 7, 2018	Bovorn Rungruangnavarat Release No. LR-24136 See Also: SEC Complaint
May 7, 2018	Murakami, et al. Release No. LR-24135
May 4, 2018	David A. Zimliki and Russel P. Schiefer Release No. LR-24134 See Also: SEC Complaint
May 4, 2018	Paul W. Smith Release No. LR-24133
May 3, 2018	Shawn Carter Release No. LR-24131 See Also: Application for an Order to Show Cause
May 2, 2018	Adam Tracy and Securities Compliance Group, Ltd. Release No. LR-24132 See Also: SEC Complaint
May 2, 2018	Longfin Corp., et al. Release No. LR-24130 See Also: Order and Opinion
May 2, 2018	Arthur Lamar Adams and Madison Timber Properties, LLC Release No. LR-24129 See Also: SEC Complaint
May 2, 2018	Small Business Capital Corp.; Mark Feathers; Investors Prime Fund, LLC; and SBC Portfolio Fund, LLC Release No. LR-24128 See Also: SEC Complaint
May 2, 2018	Eddy U. Marin and Shane R. Spierdowis Release No. LR-24127
May 2, 2018	Revolutionary Concepts, Inc., Solomon RC Ali (a/k/a Richard M. Carter), Earnest H. DeLong, Jr., Rainco Industries, Inc., and Nicole C. Singletary Release No. LR-24126 See Also: SEC Complaint
April 30, 2018	William T. Walters, et al. Release No. LR-24125
April 30, 2018	Christopher R. Esposito, et al. Release No. LR-24123
April 30, 2018	Diane J. Harrison, et al. Release No. LR-24122 See Also: SEC Complaint
April 30, 2018	TelexFree, Inc. et al. Release No. LR-24124
April 24, 2018	PixarBio Corp. et al. Release No. LR-24121 See Also: SEC Complaint
April 23, 2018	Scott Newsholme Release No. LR-24120
April 23, 2018	Steven H. Davis, et. al Release No. LR-24119
April 23, 2018	Daniel H. Glick, et al. Release No. LR-24118
April 20, 2018	Sohrab ("Sam") Sharma, et al. Release No. LR-24117 See Also: SEC Complaint
April 18, 2018	John Jumper (Defendant) and Alluvion Securities, LLC, American Investments Fund II, LLC, Speedee Brakes, LLC, Thousand Hills Capital, LLC and Evertone Records, LLC (Relief Defendants) Release No. LR-24116 See Also: SEC Complaint
April 17, 2018	John N. Milne Release No. LR-24115
April 16, 2018	Lidingo Holdings, LLC, et al. Release No. LR-24113
April 16, 2018	Amrit J. S. Chahal Release No. LR-24114 See Also: SEC Complaint

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