Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
June 11, 2018	Robert M. Morano Release No. LR-24163
June 11, 2018	Isaac Grossman, Adriana Grossman, Dragon-Click Corp., and Dragon Management, LLC Release No. LR-24162 See Also: SEC Complaint
June 8, 2018	Town of Ramapo, et al. Release No. LR-24161
June 7, 2018	Titanium Blockchain Infrastructure Services, Inc., EHI Internetwork and Systems Management, Inc. aka EHI-INSM, Inc., and Michael Alan Stollery aka Michael Stollaire Release No. LR-24160
June 6, 2018	Jehu Hand, et al. Release No. LR-24159
June 6, 2018	Ralph T. Iannelli et al. Release No. LR-24158 See Also: SEC Complaint
June 5, 2018	Paul Gilman Release No. LR-24156 See Also: SEC Complaint
June 5, 2018	Alderson, et al. Release No. LR-24157 See Also: SEC Complaint
June 4, 2018	Edward Withrow, et al. Release No. LR-24155
June 4, 2018	Gustavo A. Guzman Release No. LR-24154
May 31, 2018	Woojae (Steve) Jung Release No. LR-24153 See Also: SEC Complaint
May 30, 2018	Steven Pagartanis Release No. LR-24152 See Also: SEC Complaint
May 25, 2018	Niel Martin Nielson and Carolyne Susan Johnson Release No. LR-24151 See Also: Carolyne Susan Johnson , Niel Martin Nielson
May 24, 2018	Perry A. Gruss Release No. LR-24150
May 24, 2018	Gregory M. Bercowy Release No. LR-24149
May 22, 2018	Bud Genius, Inc. and Aaron "Angel" Stanz, Taylor Moffitt, Carlos Febles, and U.S. CoProducts, LLC Release No. LR-24148 See Also: Stanz , LLC
May 18, 2018	PixarBio Corp. et al. Release No. LR-24146
May 18, 2018	Todd David Alpert Release No. LR-24145
May 18, 2018	Brent Borland, et al. Release No. LR-24147 See Also: SEC Complaint
May 17, 2018	Keenan Gracey Release No. LR-24144 See Also: SEC Complaint
May 15, 2018	William M. Jordan Release No. LR-24142 See Also: SEC Complaint
May 15, 2018	Francisco Abellan Villena, Guillermo Ciupiak, James B. Panther, Jr., and Faiyaz Dean Release No. LR-24141 See Also: SEC Complaint
May 14, 2018	Leon Vaccarelli, et al. Release No. LR-24140
May 11, 2018	The Falls Event Center, LLC and Steven L. Down Release No. LR-24139 See Also: SEC Complaint
May 9, 2018	Premium Point Investments, LP et al. Release No. LR-24138 See Also: SEC Complaint
May 9, 2018	Keith Houlihan Release No. LR-24137 See Also: SEC Complaint
May 7, 2018	Bovorn Rungruangnavarat Release No. LR-24136 See Also: SEC Complaint
May 7, 2018	Murakami, et al. Release No. LR-24135
May 4, 2018	David A. Zimliki and Russel P. Schiefer Release No. LR-24134 See Also: SEC Complaint
May 4, 2018	Paul W. Smith Release No. LR-24133
May 3, 2018	Shawn Carter Release No. LR-24131 See Also: Application for an Order to Show Cause
May 2, 2018	Adam Tracy and Securities Compliance Group, Ltd. Release No. LR-24132 See Also: SEC Complaint
May 2, 2018	Longfin Corp., et al. Release No. LR-24130 See Also: Order and Opinion
May 2, 2018	Arthur Lamar Adams and Madison Timber Properties, LLC Release No. LR-24129 See Also: SEC Complaint
May 2, 2018	Small Business Capital Corp.; Mark Feathers; Investors Prime Fund, LLC; and SBC Portfolio Fund, LLC Release No. LR-24128 See Also: SEC Complaint
May 2, 2018	Eddy U. Marin and Shane R. Spierdowis Release No. LR-24127
May 2, 2018	Revolutionary Concepts, Inc., Solomon RC Ali (a/k/a Richard M. Carter), Earnest H. DeLong, Jr., Rainco Industries, Inc., and Nicole C. Singletary Release No. LR-24126 See Also: SEC Complaint
April 30, 2018	William T. Walters, et al. Release No. LR-24125
April 30, 2018	Christopher R. Esposito, et al. Release No. LR-24123
April 30, 2018	Diane J. Harrison, et al. Release No. LR-24122 See Also: SEC Complaint
April 30, 2018	TelexFree, Inc. et al. Release No. LR-24124
April 24, 2018	PixarBio Corp. et al. Release No. LR-24121 See Also: SEC Complaint
April 23, 2018	Scott Newsholme Release No. LR-24120
April 23, 2018	Steven H. Davis, et. al Release No. LR-24119
April 23, 2018	Daniel H. Glick, et al. Release No. LR-24118
April 20, 2018	Sohrab ("Sam") Sharma, et al. Release No. LR-24117 See Also: SEC Complaint
April 18, 2018	John Jumper (Defendant) and Alluvion Securities, LLC, American Investments Fund II, LLC, Speedee Brakes, LLC, Thousand Hills Capital, LLC and Evertone Records, LLC (Relief Defendants) Release No. LR-24116 See Also: SEC Complaint
April 17, 2018	John N. Milne Release No. LR-24115
April 16, 2018	Lidingo Holdings, LLC, et al. Release No. LR-24113
April 16, 2018	Amrit J. S. Chahal Release No. LR-24114 See Also: SEC Complaint
April 13, 2018	William Betta, Jr., Travis A. Branch, James J. Caprio, Troy L. Gagliardi, Russell M. Kautz, Barry M. Kornfeld, Shane A. McCann, Clifford A. Popper, Alfred B. Rubin, and Steven I. Shrago Release No. LR-24112
April 13, 2018	Andrew J. Kandelapas Release No. LR-24111
April 12, 2018	Iftikar Ahmed, et al. Release No. LR-24110
April 11, 2018	Capital Cove Bancorp LLC and Christopher M. Lee aka Rashid K. Khalfani Release No. LR-24109
April 11, 2018	William C. Gennity and Rocco Roveccio Release No. LR-24108 See Also: SEC Complaint
April 10, 2018	The Lifepay Group, LLC, et. al. Release No. LR-24107 See Also: SEC Complaint
April 9, 2018	Longfin Corp., et al. Release No. LR-24106
April 9, 2018	Benjamin Wey, et al. Release No. LR-24105
April 5, 2018	CSIR Group, LLC, et al. Release No. LR-24102
April 5, 2018	Merrill Robertson, Jr., et al. Release No. LR-24101
April 5, 2018	William R. Schantz III and Verto Capital Management LLC Release No. LR-24100
April 5, 2018	Joseph Meli, et al., Craig H. Carton, et al. Release No. LR-24099
April 5, 2018	Peter H. Pocklington, Lantson E. Eldred, Terrence J. Walton, Yolanda C. Velazquez a/k/a Lana Velazquez a/k/a Lana Puleo, Vanessa Puleo, Robert A. Vanetten, Nova Oculus Partners, LLC f/k/a The Eye Machine, LLC, and AMC Holdings, LLC Release No. LR-24098 See Also: SEC Complaint
April 5, 2018	Charlie Jinan Chen and Shui Foon Mok Release No. LR-24097 See Also: SEC Complaint
April 5, 2018	Saverio J. Barbera Release No. LR-24104 See Also: SEC Complaint
April 5, 2018	Ikenna Ikokwu, et al. Release No. LR-24103
April 4, 2018	Gregory M. Bercowy Release No. LR-24091 See Also: SEC Complaint
April 4, 2018	Christopher James Lollar Release No. LR-24096 See Also: SEC Complaint
April 4, 2018	Shane P. Fleming, et al. Release No. LR-24095 See Also: SEC Complaint
April 4, 2018	Michael Scronic Release No. LR-24094 See Also: SEC Complaint
April 4, 2018	Mohammed Ali Rashid Release No. LR-24093 See Also: SEC Complaint
April 4, 2018	Michael A. Liberty, et al. Release No. LR-24092 See Also: SEC Complaint
April 2, 2018	Sohrab ("Sam") Sharma and Robert Farkas Release No. LR-24090 See Also: SEC Complaint
March 30, 2018	Kirbyjon Hines Caldwell et al., Shae Yatta Harper Release No. LR-24089 See Also: Caldwell and Smith , Harper
March 29, 2018	AriseBank, Jared Rice Sr., and Stanley Ford Release No. LR-24088 See Also: SEC Complaint , SEC Amended Complaint
March 28, 2018	DaRayl D. Davis and Affluent Advisory Group, LLC Release No. LR-24087 See Also: SEC Complaint
March 28, 2018	Nauman A. Aly Release No. LR-24086 See Also: Order
March 27, 2018	Rio Tinto plc, Rio Tinto Limited, Thomas Albanese and Guy Robert Elliott Release No. LR-24085
March 26, 2018	REcoin Group Foundation, et al. Release No. LR-24081
March 26, 2018	Joseph Spera, et al. Release No. LR-24084
March 26, 2018	Brian Hirsch, et al. Release No. LR-24083
March 26, 2018	Akorn, Inc., Timothy Dick, and David Hebeda Release No. LR-24082, AAER-3931 See Also: SEC Complaint
March 23, 2018	Spark Trading Group LLC and Niket Shah Release No. LR-24080 See Also: SEC Complaint
March 23, 2018	PlexCorps, et al. Release No. LR-24079 See Also: SEC Complaint
March 23, 2018	Jon E. Montroll and Bitfunder Release No. LR-24078 See Also: SEC Complaint
March 22, 2018	Howard B. Present Release No. LR-24077 See Also: SEC Complaint
March 22, 2018	McKinley Mortgage Co. LLC, et al. Release No. LR-24076 See Also: SEC Complaint
March 22, 2018	Robert W. Murray Release No. LR-24075 See Also: SEC Complaint
March 22, 2018	American Bondholders Foundation, LLC Release No. LR-24074 See Also: SEC Complaint
March 22, 2018	Jun Ying Release No. LR-24073 See Also: SEC Complaint
March 21, 2018	Revolutions Medical Corp., et al. Release No. LR-24072 See Also: Final Judgment
March 21, 2018	Nicholas J. Genovese, Willow Creek Investments, LP, and Willow Creek Advisors, LLC Release No. LR-24071
March 19, 2018	Steven Metro Release No. LR-24070
March 19, 2018	Elizabeth Holmes, et al. and Ramesh "Sunny" Balwani Release No. LR-24069
March 19, 2018	Americrude, et. al. Release No. LR-24068 See Also: SEC Complaint
March 16, 2018	Beaufort Securities Ltd. and Panayiotis Kyriacou a/k/a Peter Kyriacou; Dennis J. Mancino, William T. Hirschy, DJK Investments 10 Inc., TJM Investments Inc., and WT Consulting Group, LLC Release No. LR-24067 See Also: Beaufort Securities Ltd. and Panayiotis Kyriacou , LLC
March 8, 2018	Jeffrey O. Friedland, Global Corporate Strategies LLC, and Intiva Pharma LLC, Defendants, and Lane 6552 LLC, Kathy B. Friedland, Aspen Upper Ranch LLC, Assurance Management, LLC, and The Jeffrey and Kathy Friedland Irrevocable Trust, Relief Defendants , Case. Release No. LR-24066 See Also: SEC Complaint
March 8, 2018	Robert M. Morano Release No. LR-24065
March 5, 2018	Jersey Consulting LLC Release No. LR-24064 See Also: SEC Complaint
March 5, 2018	Edward Henderson Release No. LR-24063

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