Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
March 5, 1997	Personal Wealth Systems, Inc. and Gary M. Haiser Release No. LR-15275
March 4, 1997	Simon M. Rosenfeld, Terry D. Kochanowski and John F. Yakimczyk Release No. LR-15274
March 4, 1997	John Thomas Royall Release No. LR-15273
March 4, 1997	Mike Zaman, Smith, Benton & Hughes, Andrew S. Pitt, Conectisys Corporation, B & M Capital Corp., and Devon Investment Advisors, Inc. Release No. LR-15272
Feb. 28, 1997	Charles L. Howard Release No. LR-15271
Feb. 28, 1997	Joy L. Bouwkamp, Joe L. Hallock and Thomas M. Grahovac Release No. LR-15270
Feb. 27, 1997	Triton Energy Corporation, Philip W. Keever and Richard L. McAdoo Release No. LR-15266
Feb. 27, 1997	Roseann Martucci, Jay R. Hartman and Garr Management Services, Inc Release No. LR-15265
Feb. 27, 1997	Neil A. Liechty and Neil Liechty, Inc. Release No. LR-15269
Feb. 27, 1997	Michael Anthony Pierce Release No. LR-15268
Feb. 27, 1997	Marshall E. Melton Asset Management and Research, Inc., Westview Capital, L.C. Trading Partners, L.C. and Trading Partners II, L.C. Release No. LR-15267
Feb. 25, 1997	George Chelekis, KGC, Inc. and Hot Stocks Review, Inc. Release No. LR-15264
Feb. 25, 1997	Lynn Roy Oyler Release No. LR-15263
Feb. 21, 1997	Rolan Colon Release No. LR-15262
Feb. 18, 1997	Sterling Foster & Company, Inc., Adam Lieberman, Craig Kellerman, Frank Monroig, Dennis Rueb Release No. LR-15261
Feb. 18, 1997	Fabri-Centers of America, Inc., Robert L. Norton and Joseph E. Williams Release No. LR-15260
Feb. 14, 1997	Kenneth J. Schulte Release No. LR-15259
Feb. 14, 1997	Emanuel Pinez Release No. LR-15258
Feb. 13, 1997	John T. Hall, Joel Ciniero and Mark Keckeisen Release No. LR-15255
Feb. 13, 1997	Dennis Williams, Steve Wertman, Kevin Woodbridge, Edward Donner, Edward T. Shea, Ronald Geraci, Sr., Gerard King, Raymond Kripaitis, Trent Gribben, Ronald Troy Mikulka, Douglas Diggins, and Edward Bracken Release No. LR-15257
Feb. 13, 1997	Harvey P. Tabb, Donald R. Golan, American Ticketing Systems, Inc., Business Investment Group, Inc. and Socal Ameritix Limited Partnership Release No. LR-15256
Feb. 11, 1997	Thomas J. Farrell Release No. LR-15254
Feb. 11, 1997	Digital Products Corporation Release No. LR-15252
Feb. 10, 1997	Eddie Antar Release No. LR-15251
Feb. 10, 1997	Lennox, S.A Release No. LR-15250
Feb. 7, 1997	The AppleTree Companies, Inc. Release No. LR-15249
Feb. 6, 1997	Linda M. King Release No. LR-15248
Feb. 6, 1997	Ronald J. Mitchellette and Robert Hardy Release No. LR-15247
Feb. 6, 1997	Ezra Chammah, Stanley Elbaum, David Schaen, Ira Gorman, and Angelo Petrotto Release No. LR-15246
Feb. 5, 1997	Thomas Warde Release No. LR-15245
Feb. 4, 1997	J.W. Korth & Co. and James Wilder Korth Release No. LR-15244
Feb. 3, 1997	Silicon Graphics, Inc. Release No. LR-15243
Feb. 3, 1997	David E. Freitag Release No. LR-15242
Feb. 3, 1997	Ben Bush Investment Management, Inc Release No. LR-15241
Feb. 3, 1997	Nicholas J. Pace Release No. LR-15240
Feb. 3, 1997	One Naples Securities, Inc. and James Zimmerman Release No. LR-15239
Jan. 31, 1997	Robert C. White Release No. LR-15238
Jan. 31, 1997	Charles O. Huttoe Release No. LR-15237
Jan. 30, 1997	F.N. Wolf & Co., Inc., Hibbard Brown & Co., Inc., L.C. Wegard & Co., Inc., Franklin N. Wolf, Richard P. Brown, And Leonard B. Greer; Glenn Robert Lawrence, Administrative Law Judge Release No. LR-15233 File Number: 3-8533
Jan. 30, 1997	Telecom Marketing, Inc., Telecom Industries, Inc., Midas Media, Inc., Brixel, Inc., and John Field, IV Release No. LR-15232
Jan. 30, 1997	Richard L. Arnold Release No. LR-15231
Jan. 30, 1997	Michael Levine Release No. LR-15236
Jan. 30, 1997	Citi Financial Services, Citi Corp Realty Partners IV, Richard Thomas Mandell, Mark Morgenlender, and Mark Barquera and Mark Cabrerro Release No. LR-15235
Jan. 30, 1997	Martin Kaiden and Martin Kaiden Company, Inc. Release No. LR-15234
Jan. 29, 1997	Linda A. Hodge and The Hodge Group, P.C. Release No. LR-15253
Jan. 29, 1997	Jay Marcus Release No. LR-15230
Jan. 28, 1997	Mustang Development Corporation, Tower Operating Company, Neal B. Stein, Cary S. Greene, and Samuel Embras, Jr. Release No. LR-15229
Jan. 28, 1997	Alexander Charles Fuentes Release No. LR-15228
Jan. 28, 1997	Joseph Cusimano Release No. LR-15227
Jan. 23, 1997	Eugene R. Valentine Release No. LR-15226
Jan. 22, 1997	Gary W. Berus and Ronald W. Harper Release No. LR-15225
Jan. 22, 1997	Jacob Adoni and Victor Douenias Release No. LR-15223
Jan. 22, 1997	William P. Dillon Release No. LR-15224
Jan. 21, 1997	Ellis Deyon Release No. LR-15222
Jan. 21, 1997	Thomas Alger and William Mylett Release No. LR-15221
Jan. 17, 1997	Cecil H. Suter Release No. LR-15220
Jan. 17, 1997	Twenty-First Century, Capital Link Holding, Shields, Mariarossi, Marketing Concepts Group, Inc., I-Net Holdings, Inc., Michael Coyne, Apex Marketing, Inc., Capital Link, Inc., Frontline Consulting, Inc. and Twenty-First Century Connection, LP. Release No. LR-15219
Jan. 17, 1997	Nicholas A. Rudi and Public Capital Advisors, Inc. Release No. LR-15218
Jan. 16, 1997	Concept Capital Fund, Ltd., and Multinational Fund Management, Ltd. Release No. LR-15217
Jan. 16, 1997	Robert Albert Merrifield Release No. LR-15216
Jan. 15, 1997	RBF International, Inc., and Kenneth P. D'Angelo Release No. LR-15213
Jan. 15, 1997	Eugene D. Derry Release No. LR-15215
Jan. 15, 1997	Mark Anthony and Michelle Suppes and Suppes Securities, Inc. Release No. LR-15214
Jan. 9, 1997	James S. Faller II Release No. LR-15212
Jan. 9, 1997	Joseph P. Galluzzi Release No. LR-15211
Jan. 9, 1997	Harold Goldstein and Robert Singleton Release No. LR-15210
Jan. 8, 1997	Arie From Release No. LR-15209
Jan. 6, 1997	Milton Weinger Release No. LR-15208
Jan. 6, 1997	Cecil H. Suter Release No. LR-15207
Jan. 6, 1997	Matthew E. Klenovic and Thomas R. Yearms Amendment Release LR-15206A (public://migration/litigation/litreleases/lr15206a.txt) : Matthew E. Klenovic, Thomas R. Yearms, Christopher P. Veltmann. May 14, 1997 Release No. LR-15206 See Also: Matthew E. Klenovic and Thomas R. Yearms Amendment Release LR-15206A
Jan. 2, 1997	Michael Anthony Chmiel Release No. LR-15205
Jan. 2, 1997	Ronald C. Black Release No. LR-15204
Jan. 2, 1997	Harry C. Morgan, John G. Martines, and John F. Walsh Release No. LR-15203
Dec. 30, 1996	Nicholas A. Rudi, Public Capital Advisors, Inc., Joseph C. Salema, George L. Tuttle, Jr., and Alexander S.Williams Release No. LR-15202
Dec. 30, 1996	Theta Group L.L.C., Shadowstone Partners I, L.L.C., Scott S. Bell and R. Scot Rubel Release No. LR-15201
Dec. 30, 1996	Marguerite Lenfest's Release No. LR-15200
Dec. 26, 1996	Richard M. Simonson Release No. LR-15199
Dec. 26, 1996	Broad Capital Associates, Inc. and Murray Arron Huberfeld Release No. LR-15198 File Number: 3-9101
Dec. 19, 1996	Oscar William Olson, Jr. Release No. LR-15197
Dec. 19, 1996	Blythe Olin Selden and Shiawassee ShoresRetirement Park, Inc. Release No. LR-15196
Dec. 19, 1996	Lynn Roy Oyler Release No. LR-15195
Dec. 19, 1996	Lancaster Broadcasting Partners, Raymond P.O'Connor and R.P. O'Connor and Associates, Inc. Release No. LR-15194
Dec. 19, 1996	Mark S. Ferber Release No. LR-15193
Dec. 18, 1996	Michael R. Warren Release No. LR-15191
Dec. 18, 1996	Parris H. Holmes, Jr. Release No. LR-15190
Dec. 18, 1996	Morris Dabah, Robert Reiss, Stanley A.Greenstein and David Keery Release No. LR-15189
Dec. 18, 1996	Michael Donald McGahee Release No. LR-15192
Dec. 16, 1996	Michael Levine Release No. LR-15188
Dec. 16, 1996	Bernard F. Bradstreet and Thomas E. Campbell Release No. LR-15187
Dec. 12, 1996	Hugh Keith and Stephen Wolis Release No. LR-15186
Dec. 12, 1996	Nancy Ellis Davis, Jack Weinstein, NancyWeinstein, Adobe Galleries Inc. d/b/a Tower of Jewels, LorettaDavis, Barclay Davis, William Daw, Sonya Daw, Mary Jane Hubbard, David Goldstein, Starlog Franchise Corp., Hope Associates, L.L.C., Michael Michaelson, Raymond J. Markman, Herman Rush, MarkSavel, George Holsten, J.S. Holdings, Inc., Jeffrey Szur, LyndaLou Kane, also known as Lynda Lou Kraft, and InvestorsAssociates, Inc. Release No. LR-15185
Dec. 12, 1996	Georgia Pooley Helliwell Release No. LR-15184
Dec. 11, 1996	Environmental Chemicals Group, Inc., Curtis A.Younts, Jr., Calvin Shenkir, Jr. and Calvin Moerbe Release No. LR-15183
Dec. 10, 1996	Met Capital Corporation and Jeffrey Hackman Release No. LR-15182
Dec. 9, 1996	R. E. Anderson Cain Release No. LR-15181
Dec. 9, 1996	Charles Brumfield Release No. LR-15180
Dec. 6, 1996	Thomas S. Mackie, Jr. Release No. LR-15179
Dec. 6, 1996	Pleasure Time, Inc., Minette Acra Kelly, MinetteAcra Kelly (Acra), and Richard A. Welch Release No. LR-15178
Dec. 5, 1996	Churchill Securities, Inc. and Gerald P. Hirsch Release No. LR-15177 File Number: 3-9012
Dec. 4, 1996	Churchill Securities, Inc. and Gerald P. Hirsch Release No. LR-15176 File Number: 3-9012

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