Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
June 24, 1997	Nicholas F. Coscia Release No. LR-15391
June 20, 1997	Thomas Warde Release No. LR-15390
June 19, 1997	Michael Humphress Release No. LR-15389
June 19, 1997	Michelle P. Suppes and Mark Anthony Release No. LR-15388
June 16, 1997	Robert Clifford Cowan Release No. LR-15387
June 12, 1997	Wye Resources,Inc. Release No. LR-15386
June 11, 1997	Patrick J. Leonard and Peter P. Hartman Release No. LR-15385
June 11, 1997	Joseph C. Allegra,David Hersh, J. Lee Ledbetter Release No. LR-15384
June 10, 1997	Michael Green and Capital Resources Group, Inc. Release No. LR-15383
June 10, 1997	Kyle Weston Release No. LR-15382
June 2, 1997	Robert C. Cowan, CS Investments Trust, Cowan Asset Management, Inc. Release No. LR-15381
June 2, 1997	PanWorld Minerals International, Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., Jerome Wenger, Randall Gilbert Release No. LR-15380
May 30, 1997	Robert Falbo, Theresa Billings Falbo, Lorre Meade, Anthony Capricuso, Michael Nardino, Mark Muenster and Eric Muenster Release No. LR-15773
May 30, 1997	Nu-Life International of Georgia, Inc, Gene Arthur Release No. LR-15379
May 30, 1997	Affordable Prepaid Cellular, Inc., John C. Rockett Release No. LR-15378
May 30, 1997	Judy Hockett, Gayle Raisor, and Kevin Raisor Release No. LR-15377
May 29, 1997	Ted Harold Westerfield Release No. LR-15376
May 29, 1997	Steven W. Koinis Release No. LR-15375
May 27, 1997	Broadcast Associates - I, Broadcast Acquisitions, Inc., Broadcast Holdings, Inc., Arthur A. Graves, III, and Gregory P. Moeller Release No. LR-15374
May 22, 1997	Kenneth Mitchell Wiggins, Jr. and Wiggins & Company, Inc. Release No. LR-15373
May 21, 1997	Balance for Life, Inc., Richard K. Steele, Jr. Release No. LR-15372
May 21, 1997	Members Service Corporation, Philip Sung, John R. Silseth II, Union Securities Ltd., David Gilbert, Todd H. Moore, Charles V. Payne, Wall Street Strategies, Inc., Joseph Lanza, Kenneth O'Neal. Release No. LR-15371
May 21, 1997	Sage Technology, Inc., William R. Thiele Release No. LR-15370
May 21, 1997	Norman G. Cornelius, Avalon Custom Homes, Inc. Avalon Alliance Group, Inc.. Release No. LR-15369
May 16, 1997	Channa Wickremeratne a/k/a Channa Wick and Options Group Trading Company Release No. LR-15368
May 16, 1997	Nycal Corporation Release No. LR-15367
May 15, 1997	Stephen J. Murphy Release No. LR-15366
May 13, 1997	A.R. Baron & Co., Inc., andrew Bressman, Roman Okin, Richard Acosta, Glenn O'Hare, Joseph Scanni, Brett Hirsch, Garvey Fox, Matthew Hirsch, Richard Simone, Charles Plia, Mark Goldman, John Mcandris and Jack Wolynez Release No. LR-15363
May 13, 1997	Greenway Environmental Services, Inc., Alvin A. McCollum, Steven F. Broadbent, Rex L. Zimmerman Release No. LR-15365
May 13, 1997	BeneFund, Inc. and Vernon R. Twyman, Jr. Release No. LR-15364
May 12, 1997	James E. Washington, Jr., Dreams Unlimited Investment Group, Dreams Unlimited Investment, Inc., Concepts Unlimited Investment Group and Jacob N. Haynes Release No. LR-15362
May 8, 1997	John F. Aptt, Financial Instruments Group, Financial Instruments Corporation, World Financial Instruments, Global Financial Instruments, International Financial Instruments, National Financial Instruments and Regional Financial Instruments Release No. LR-15361
May 6, 1997	Southwest Income Trust; Advantage Income Trust; and Investors Trading Trust, Palo Verde 136, Inc., Steven R. Shoop, Advantage Marketing Group, Inc., Charles D. Brown, FLC Corporation, Donn K. Phillips and Anthony Ghirardello Release No. LR-15360
May 5, 1997	Cary S. Greene, Mustang Development Corporation and Tower Operating Company Release No. LR-15359
May 1, 1997	Shaun K.R. Maxwell Release No. LR-15358
May 1, 1997	Marshall E. Melton Release No. LR-15357
April 29, 1997	Gene Block and Robert T. Riley Release No. LR-15355
April 29, 1997	Gary J. DiVall and Paul E. Magnuson Release No. LR-15354
April 29, 1997	Bradley J. Simmons and American Energy Group, Ltd. Release No. LR-15353
April 29, 1997	David A. Schmidt and Willard A. Whitehurst Release No. LR-15352
April 25, 1997	Lum Kwan Sung Release No. LR-15351
April 24, 1997	J.R. Consulting, Inc. Release No. LR-15350
April 24, 1997	Charles E. Rose Release No. LR-15349
April 24, 1997	Joseph C. Kane, Jr. Release No. LR-15348
April 23, 1997	Jay R. Bishop Release No. LR-15347
April 23, 1997	Joseph Latona and Jeffrey F. Green Release No. LR-15346
April 23, 1997	Jerry G. Kilgore Release No. LR-15345
April 22, 1997	Stephen J. Murphy a.k.a. Jack Davis Release No. LR-15344
April 22, 1997	Barry C. Nelsen and Ellis J. Tallant Release No. LR-15343
April 21, 1997	Tellus Industries, Inc. and Glen E. Burke Release No. LR-15342
April 21, 1997	Stanley J. Feminella Release No. LR-15341
April 18, 1997	Jeffrey E. Carter Release No. LR-15340
April 17, 1997	Philip Rennert, David Rex Yeaman, Michael Miller, George Jensen and Nolan Mendenhall Release No. LR-15339
April 17, 1997	Global Financial Traders, Ltd., BGSG Holding Corp., Michael R. Reilly, John J. Kenna, Vincent J. Iovine and David S. Coleman Release No. LR-15338
April 17, 1997	David E. Lipson Release No. LR-15337
April 17, 1997	Forrest Sygman Release No. LR-15336
April 17, 1997	Neil A. Liechty and Neil A. Liechty, Inc. Release No. LR-15335
April 15, 1997	John K. Judd, Jr. Release No. LR-15331
April 15, 1997	NVID International, Inc., Matthew E. Klenovic, and Robert F. Bunte Release No. LR-15330
April 15, 1997	William Dennis Brosseau and Kenneth Wayne McKay Release No. LR-15329
April 15, 1997	Christopher M. Pedersen Release No. LR-15726
April 15, 1997	Ong Congqin Bobby Release No. LR-15334
April 15, 1997	Timothy A. Hills, S.J. Windsor Capital Partners LLP Release No. LR-15333 File Number: 3-8707
April 15, 1997	Timothy J. Moriarty Release No. LR-15332
April 11, 1997	James W. Hall Release No. LR-15328
April 11, 1997	David Earl Wallace, Earl Joseph Latiolais, David Stuart Zuckerman, and Joseph C. Lucio Release No. LR-15327
April 11, 1997	Enserco, Inc., Energy Service Company, John P. Brink, Anthony J. Leo and Frank Bravo, Jr. Release No. LR-15326
April 10, 1997	Structural Dynamics Research Corporation and Ronald J. Friedsam Release No. LR-15325
April 10, 1997	Kenneth P. Kasarjian and The Kenton Group, Inc. Release No. LR-15324
April 10, 1997	Eunice J. Leigh Release No. LR-15323
April 10, 1997	Dr. Milton Mutchnick, Renee Mutchnick, Michael DeWood, Dennis M. Gill, Yvonne Graham, Paul H. Holloway, William M. Leuchter, Richard Liebich, Dr. Panguluri, Dr. Ravindra Alapati and Dr. Syam Gaddam Release No. LR-15322
April 9, 1997	Michael Jonsson and Objective Invest Holding S.A. Release No. LR-15321
April 8, 1997	Donald E. Elder Release No. LR-15320
April 8, 1997	Asset Management and Research, Inc., Westview Capital, L.C., Trading Partners, L.C. and Trading Partners II, L.C. Release No. LR-15319
April 8, 1997	Peter M. Stanley Release No. LR-15318
April 7, 1997	NVID International, Inc., Matthew E. Klenovic and Robert F. Bunte Release No. LR-15317
April 4, 1997	Michelle P. Suppes and Mark Anthony Release No. LR-15316
April 4, 1997	Nilkanth Patel, Hasmukh Patel, Janak C. Patel, Janak M. Patel, and Kanubhai Patel Release No. LR-15315
April 3, 1997	Leslie John Gray Release No. LR-15314
April 2, 1997	Timothy A. Hills, S.J. Windsor Capital Partners LLP Release No. LR-15313 File Number: 3-8707
April 2, 1997	Chester Holdings, Ltd., Joseph Pignatiello, Constance Pinatiello, Christopher Werner Release No. LR-15312
April 1, 1997	Kenneth E. Rottenberg Release No. LR-15311
March 31, 1997	Raeburn Evans, M.D. Release No. LR-15309
March 31, 1997	Robert D. Gersh, Boston Municipal Securities, Inc. and Devonshire Escrow Release No. LR-15310
March 28, 1997	Gerald P. Hirsch and Churchill Mortgage Investment Corp. Release No. LR-15308
March 25, 1997	David I. Namer, Network Mortgage Services, Inc., Offshore Insurance Services, Inc., Meyers Pollock Robbins, Inc., Michael Ploshnick and Shelli Ploshnick Release No. LR-15307
March 25, 1997	Michael Anthony Pierce and Jocelyn Jane O'Rourke Release No. LR-15306
March 24, 1997	Environmental Chemicals Group, Inc. Release No. LR-15305
March 24, 1997	Gregg R. Shawzin, John H. Anderson and Jeffrey Sanker Release No. LR-15304
March 21, 1997	Paul Jay Shiffman Release No. LR-15303
March 20, 1997	Susan L. Hirsch Release No. LR-15302
March 19, 1997	Pamela Sue Topper Release No. LR-15301
March 18, 1997	Terry Plack Release No. LR-15299
March 18, 1997	Dunne Finance Limited Release No. LR-15300
March 17, 1997	Robert Pierce, Carrie L. Williams Pierce, and Pierce Investments Co. Release No. LR-15298
March 17, 1997	Matrix Investment Advisors, Inc., Security Financial, Inc., and Trustcap Financial Group, Inc. Release No. LR-15297
March 17, 1997	Steven W. Koinis Mar. 17, 1997 Release No. LR-15296
March 14, 1997	Emanuel Pinez Mar. 14, 1997 Release No. LR-15295
March 14, 1997	Jan Jusko Release No. LR-15294
March 14, 1997	Danny Sterk Release No. LR-15293

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