Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
July 27, 2004	Michael Felicissimo Release No. LR-18800, AAER-2061
July 27, 2004	Rick A. Marano, William Marano, and Carl Loizzi Release No. LR-18799
July 27, 2004	JC Management, Inc. and Joseph X. Crivelli Release No. LR-18798 File Number: 3-11561
July 27, 2004	Michael Resnick, Mark P. Kaiser, Timothy J. Lee, and William Carter Release No. LR-18797
July 27, 2004	Peter O. Marion Release No. LR-18796
July 27, 2004	Pilgrim Baxter & Associates, Ltd. Release No. LR-18802 File Number: 3-11524
July 27, 2004	Michael Scrivo Release No. LR-18801, AAER-2063
July 26, 2004	Hershey Moss Release No. LR-18795
July 26, 2004	David M. Willey and Joy S. Willey Release No. LR-18794
July 26, 2004	NorthStar Networks, Inc., et al. Release No. LR-18793
July 26, 2004	Carone, et al. Release No. LR-18792
July 23, 2004	Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson Release No. LR-18790, AAER-2060
July 23, 2004	WorldCom, Inc. Release No. LR-18789, AAER-2059
July 23, 2004	Cash Link Systems Inc., et al. Release No. LR-18791
July 21, 2004	Emission Controls Corporation and Syd Cooke Release No. LR-18788
July 20, 2004	Thomas Cavanagh, et al. Release No. LR-18787
July 20, 2004	Michael Morrell, et al. Release No. LR-18786
July 19, 2004	Global Telecom Services L.L.C. d/b/a Medical Disposal Devices, Albert D. LaTouche and Salvatore J. Cartelli, Jr. Release No. LR-18785
July 15, 2004	Martin J. Druffner, et al. Release No. LR-18784
July 14, 2004	Internet Telecommunications Albany System SMR, et al. Release No. LR-18783
July 14, 2004	Paul Melvin Henson, Jr. and Lance Turner Fair Release No. LR-18733A, AAER-2028A
July 13, 2004	Ian Schottlaender Release No. LR-18782, AAER-2056
July 12, 2004	Carl R. Rose, et al. Release No. LR-18780
July 12, 2004	Stand-By Systems, Inc. et al. Release No. LR-18781
July 12, 2004	MX Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding Release No. LR-18779
July 12, 2004	Levine, Hughes, and Mithuen, Inc. Release No. LR-18778, AAER-2055
July 9, 2004	D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, And Denis Timothy O'Brien Release No. LR-18777
July 8, 2004	Richard A. Causey, Jeffrey K. Skilling and Kenneth L. Lay Release No. LR-18776, AAER-2051
July 6, 2004	ABB Ltd Release No. LR-18775, AAER-2049
July 1, 2004	Robert A. Kasirer, et al. Release No. LR-18774
June 30, 2004	Dennis A. Bakal, et al. Release No. LR-18773, AAER-2048
June 30, 2004	Eduardo Masferrer, Juan Carlos Bernace and John M.R. Jacobs Release No. LR-18772
June 29, 2004	James Mulhearn, Damian Delgado, and Adrian Balboa Release No. LR-18769
June 29, 2004	Darren Silverman and Matthew Brenner Release No. LR-18768
June 29, 2004	Geek Securities, Inc., Geek Advisors, Inc., Kautilya "Tony" Sharma, and Neal R. Wadhwa Release No. LR-18767
June 29, 2004	Siebel Systems, Inc., Kenneth A. Goldman and Mark D. Hanson Release No. LR-18766
June 29, 2004	Virtual Cash Card LLC d/b/a Virtual Cash, Eric L. Turner, Kenneth M. May, Omni Advertising, Inc., Anthony Joseph Pinone (Defendants) and Virtual Cash Card International, Inc., Omni Advertising and Marketing, Inc., Kenance Consulting, Inc. (Relief Defendants) Release No. LR-18771
June 29, 2004	Camilo Pereira a/k/a Camilo Agasim-Pereira Release No. LR-18770
June 28, 2004	Measurement Specialties, Inc., and Kirk J. Dischino Release No. LR-18765, AAER-2046
June 28, 2004	Frederick W. Wall Release No. LR-18764
June 24, 2004	Guillermo Garcia Simon, et al. Release No. LR-18763
June 24, 2004	J. Thomas Talbot Release No. LR-18762
June 24, 2004	FairPax.com, FairPax, Inc. and John Does 1-5 Release No. LR-18761
June 23, 2004	Wilmington Trust Company Release No. LR-18759
June 23, 2004	Gemstar-TV Guide International, Inc. Release No. LR-18760, AAER-2045
June 22, 2004	Arthur A. Goodwin, William J. Burke and Christopher P. Whalen Release No. LR-18758, AAER-2044
June 22, 2004	Michael L. Hershey, Robert D. Lear, Landis Associates, LLC, And Tremont Medical, Inc. Release No. LR-18757
June 21, 2004	Helvetia Pharmaceuticals, Inc., Richard A. Anders, Nicholas Bachynsky, Arthur Scheinert, and Laurence Dean Release No. LR-18756
June 21, 2004	Augustine M. Cruciotti Release No. LR-18755, AAER-2043
June 21, 2004	Steven L. Haggerty Release No. LR-18754, AAER-2042
June 17, 2004	Bruce Hill, et al. Release No. LR-18753, AAER-2038
June 17, 2004	Kenneth R. Ward Release No. LR-18752
June 17, 2004	Victor Jacobowitz, et al. Release No. LR-18751, AAER-2037
June 17, 2004	Thomas M. Gibson, et al. Release No. LR-18750
June 17, 2004	Conrad P. Seghers And James R. Dickey Release No. LR-18749 File Number: broker-dealer
June 16, 2004	Prabhat K. Goyal Release No. LR-18748, AAER-2036
June 16, 2004	C+ Capital Management, LLC & Won Charlie Yi Release No. LR-18747
June 16, 2004	Fiore J. Gallucci, Ronald A. Manzo, and Gary B. Taffet Release No. LR-18746
June 16, 2004	Beacon Hill Asset Management LLC, John D. Barry, Thomas P. Daniels, John M. Irwin, and Mark P. Miszkiewicz, Defendants, and Beacon Hill Master, Ltd., Bristol Fund, Ltd., Safe Harbor Fund L.P., Safe Harbor Asset Management LLC, Milestone Plus Partners L.P., Milestone Global Advisors, L.P., Nancy Daniels, Marie Irwin, Ellen Lynch, and Jennifer Tindell Release No. LR-18745A
June 14, 2004	John P. Miller Release No. LR-18744, AAER-2035
June 10, 2004	Ives Health Co. Inc., M. Keith Ives, Michael Harrison and James Kosta Release No. LR-18743
June 10, 2004	Frederick David Jones and Mark Godden Release No. LR-18742
June 9, 2004	i2 Technologies, Inc. Release No. LR-18741, AAER-2034
June 9, 2004	Schering-Plough Corporation Release No. LR-18740 File Number: 3-11517
June 9, 2004	Greg Waring and Craig Treloar Release No. LR-18739, AAER-2031
June 4, 2004	Scott Alexander Gryskiewicz Release No. LR-18737
June 4, 2004	Geek Securities, Inc., Geek Advisors, Inc., Kautilya "Tony" Sharma, and Neal R. Wadhwa Release No. LR-18738
June 3, 2004	Leonard Alexander Ruge, et al. Release No. LR-18736
June 3, 2004	Global Timber Corporation, Stephen J. Sand, Jose F. Garcia, Jonathon Bentley-Stevens, David A. Kirk, and Pamela J. Vega Release No. LR-18735
June 3, 2004	Symbol Technologies, Inc., Tomo Razmilovic, Kenneth Jaeggi, Leonard Goldner, Brian Burke, Michael DeGennaro, Frank Borghese, Christopher DeSantis, James Heuschneider, Gregory Mortenson, James Dean and Robert Donlon Release No. LR-18734, AAER-2029
June 2, 2004	Paul Melvin Henson, Jr. and Lance Turner Fair Release No. LR-18733, AAER-2028
June 1, 2004	Del Global Technologies Corp., Inc., Leonard A. Trugman, Michael H. Taber, David Engel, Seymour Rubin, and David Michael Release No. LR-18732, AAER-2027
June 1, 2004	Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey Release No. LR-18731, AAER-2026
June 1, 2004	Motorcar Parts & Accessories, Inc, and Peter Bromberg Release No. LR-18730
May 28, 2004	C+ Capital Management, LLC & Won Charlie Yi Release No. LR-18729
May 27, 2004	Frank M. Bergonzi, Martin L. Grass, And Franklin C. Brown Release No. LR-18728, AAER-2024
May 26, 2004	Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown Release No. LR-18727, AAER-2023
May 25, 2004	Thomas A. Sebastian Release No. LR-18726, AAER-2022
May 25, 2004	John A. Furutani Release No. LR-18725
May 24, 2004	D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, and Denis Timothy O'Brien Release No. LR-18724
May 24, 2004	Ocumed Group, Inc., Alfred R. Caggia and Louise A. Cummings Release No. LR-18723, AAER-2021
May 21, 2004	Donald A. English, et al. and E-Biz Ventures, et al. Release No. LR-18722
May 20, 2004	Michael J. Rivers And Thomas E. Hall Release No. LR-18721
May 20, 2004	Gabor S. Acs and Penny King Holdings, Inc. Release No. LR-18720
May 19, 2004	Daniel D. Dyer and Oxbow Capital Partners, LLC Release No. LR-18719
May 19, 2004	LNB Bancorp, Inc., Gary C. Smith, Thomas P. Ryan, Gerald S. Falcon and Thomas H. Eschke Release No. LR-18718
May 19, 2004	Paula H. Rieker Release No. LR-18717, AAER-2018
May 18, 2004	Ed Johnson and Merl Holdings, Inc.Com Release No. LR-18716, AAER-2017
May 17, 2004	Lucent Technologies Inc., Nina Aversano, Jay Carter, A. Leslie Dorn, William Plunkett, John Bratten, Deborah Harris, Charles Elliott, Vanessa Petrini, Michelle Hayes-Bullock, And David Ackerman Release No. LR-18715, AAER-2016
May 17, 2004	Warren Asset Management, LLC, DG Private Investment Fund, LLC, and Weldon R. Warren individually and d/b/a Dynamic Financial Management Release No. LR-18714
May 14, 2004	Brett G. Brubaker and Abraham & Sons Capital, Inc. Release No. LR-18713
May 14, 2004	New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, Bld Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo Release No. LR-18712
May 14, 2004	Cosmo Corigliano, CPA Release No. LR-18711, AAER-2014 File Number: 3-11490
May 13, 2004	Toks, Inc. and Ade O. Ogunjobi Release No. LR-18710
May 13, 2004	Luis Giro Release No. LR-18709
May 12, 2004	Premier Marketing & Investments, Inc., and Nicholas Roblee a/k/a Nicholas Richmond Release No. LR-18705
May 12, 2004	Barry Reed and James Hammonds Release No. LR-18704
May 12, 2004	James J. Farley and Shelley J. Farley Release No. LR-18708
May 12, 2004	Charles Dwain Davis, Jr. Release No. LR-18707
May 12, 2004	James Murphy, Robert Lockwood, Gilboa Peretz Release No. LR-18706, AAER-2013

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