Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
June 11, 2021	Wellness Matrix Group, Inc. and George Todt Release No. LR-25114 See Also: SEC Complaint
June 11, 2021	Cell>Point, LLC, Terry A. Colip, and Greg R. Colip Release No. LR-25113 See Also: SEC Complaint
June 10, 2021	Luca International Group, LLC, et al. Release No. LR-25112
June 9, 2021	Matthew O. Clason Release No. LR-25111
June 9, 2021	Edward E. Matthes Release No. LR-25110
June 7, 2021	Property Income Investors LLC, et al. Release No. LR-25109A See Also: SEC Complaint
June 7, 2021	Thomas Nicholas Salzano Release No. LR-25108 See Also: SEC Complaint
June 2, 2021	The Estate of Kenneth J. Casey Release No. LR-25106 See Also: SEC Complaint
June 2, 2021	Kevin T. Carney, Jonathan D. Freeze, and Robert J. Irey Release No. LR-25107 See Also: SEC Complaint
June 2, 2021	Jeffrey C. Mack and Lawrence C. Blaney Release No. LR-25105 See Also: Judgment as to Jeffrey Mack , Judgment as to Lawrence Blaney
June 1, 2021	James K. Couture Release No. LR-25104 See Also: SEC Complaint
May 28, 2021	Eric Pulier Release No. LR-25103
May 28, 2021	Harmel S. Rayat and RenovaCare, Inc. Release No. LR-25102 See Also: SEC Complaint
May 28, 2021	LJM Funds Management, Ltd. and LJM Partners, Ltd. et al. Release No. LR-25101 See Also: SEC Complaint
May 28, 2021	Gomes et al. Release No. LR-25100 See Also: Final Judgment as to Michael Luckhoo-Bouch
May 27, 2021	Mohammed A. Bari Release No. LR-25099 See Also: SEC Complaint
May 25, 2021	The Legacy Group, Inc. et al. Release No. LR-25097 See Also: SEC Complaint
May 25, 2021	Kai Christian Petersen, et al. Release No. LR-25098 See Also: Final Judgment as to Gil Beserglik , Final Judgment as to Kai Christian Petersen , Final Judgment as to Raz Beserglik
May 21, 2021	Emil Botvinnik Release No. LR-25096
May 21, 2021	Carlos R. Irizarry Santiago, CPA Release No. LR-25095
May 21, 2021	The Premier Healthcare Solution, LLC, Josiah David, Defendants, and Provision Corporation LLC, and Denis Joachim, Relief Defendants Release No. LR-25094 See Also: SEC Complaint
May 20, 2021	LFS Funding Limited Partnership, et al. Release No. LR-25093 See Also: SEC Complaint
May 20, 2021	BTIG, LLC Release No. LR-25092 See Also: SEC Complaint
May 17, 2021	Roy Y. Gagaza Release No. LR-25091 See Also: SEC Complaint
May 17, 2021	Kirk Sperry and Sperry and Sons Capital Investments, LLC Release No. LR-25090 See Also: Consent of Defendant Kirk Sperry , LLC , Notice of Partial Settlement and Request to Vacate Pretrial and Trial Dates , Judgment as to Defendant Kirk Sperry , LLC
May 13, 2021	Knight Nguyen Investments, Christopher Knight Lopez, Forrest Andrew Jones, and Jayson Lopez Release No. LR-25089 See Also: SEC Complaint
May 13, 2021	DaRayl D. Davis and Affluent Advisory Group, LLC Release No. LR-25088
May 7, 2021	David N. Osegueda, et al. Release No. LR-25087
May 3, 2021	Richard Randall Release No. LR-25086 See Also: SEC Complaint
April 29, 2021	Rahsaan King and Students of Strength, Inc. Release No. LR-25085 See Also: SEC Complaint
April 28, 2021	Mark Ahn Release No. LR-25084 See Also: Final Judgement , Motion For Judgment , Consent
April 27, 2021	Peter R. Quartararo, Defendant, and Private Equity Solutions, Inc., Leonard Quartararo, Paul Casella, and Lisa Eckert, Relief Defendants Release No. LR-25083 See Also: SEC Complaint
April 27, 2021	Jonathan P. Maroney, Et. Al Release No. LR-25082 See Also: SEC Complaint
April 23, 2021	Andrew T. Franzone and FF Fund Management, LLC Release No. LR-25081 See Also: SEC Complaint
April 23, 2021	Gregory Altieri Release No. LR-25080 See Also: SEC Complaint , Consent Judgment
April 22, 2021	Corbyn W. Jones, Esq. Release No. LR-25079 See Also: SEC Complaint
April 22, 2021	Ubong Uboh and Tyler Crockett Release No. LR-25075 See Also: SEC Complaint
April 21, 2021	Edward J. Kosinski Release No. LR-25077
April 21, 2021	Lester Burroughs, Civ. Action Release No. LR-25078
April 20, 2021	Sheng-Wen Cheng Release No. LR-25076 See Also: SEC Complaint
April 20, 2021	Hai Khoa Dang Release No. LR-25074
April 19, 2021	Spot Tech House, Ltd., formerly known as Spot Option, Ltd., Malhaz Pinhas Patarkazishvili and Ran Amiran Release No. LR-25073 See Also: SEC Complaint
April 19, 2021	Morrie Tobin et al. Release No. LR-25072
April 15, 2021	Lev Parnas and David Correia Release No. LR-25071
April 15, 2021	Martin Silver Release No. LR-25070 See Also: SEC Complaint
April 13, 2021	Hughe Duwayne Graham, Donald Howard, Larry Louis Matyas Release No. LR-25069 See Also: SEC Complaint
April 8, 2021	Clarence Dean Alford Release No. LR-25068 See Also: Final Judgment
April 8, 2021	Zachary J. Horwitz, et al. Release No. LR-25067 See Also: SEC Complaint
April 7, 2021	William C. Skelley and Sohin S. Shah, Defendants Release No. LR-25066 See Also: SEC Complaint
April 6, 2021	Martin Shkreli, et al. Release No. LR-25065 See Also: SEC Complaint , Final Judgment
April 1, 2021	Richard J. Randolph, III, Civ. Action Release No. LR-25064 See Also: SEC Complaint
April 1, 2021	George S. Blankenbaker, et al. Release No. LR-25063 See Also: SEC Complaint
March 30, 2021	Kevin R. Kuhnash and Jason P. Jimerson Release No. LR-25062
March 30, 2021	Douglas E. Elstun Release No. LR-25061 See Also: SEC Complaint
March 29, 2021	LBRY, Inc. Release No. LR-25060 See Also: SEC Complaint
March 23, 2021	Jason P. Wootten, et al. Release No. LR-25059 See Also: SEC Complaint
March 22, 2021	MintBroker International Ltd., f/k/a Swiss America Securities, Ltd. and d/b/a SureTrader, and Guy Gentile Release No. LR-25058 See Also: SEC Complaint
March 22, 2021	John W. Fisher Release No. LR-25057 See Also: SEC Complaint
March 19, 2021	Chatfield PCS Ltd. et al. Release No. LR-25055 See Also: SEC Complaint
March 19, 2021	Seth P. Levine Release No. LR-25054 See Also: SEC Complaint
March 19, 2021	Jessica Richman and Zachary Apte Release No. LR-25056 See Also: SEC Complaint
March 17, 2021	Chris A. Dantin, and Christopher D. Dantin, David P. Ortiz, Andrew L. White Release No. LR-25053 See Also: SEC Complaint - Dantin , SEC Complaint - Ortiz , SEC Complaint - White
March 17, 2021	Andrew L. Fassari Release No. LR-25052 See Also: SEC Complaint
March 12, 2021	APEG Energy, GP, Paul W. Haarman and Patrick E. Duke Release No. LR-25051 See Also: SEC Complaint
March 12, 2021	Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq Release No. LR-25049 See Also: SEC Complaint
March 11, 2021	Kevin R. Kuhnash and Jason P. Jimerson Release No. LR-25050
March 11, 2021	Nicholas Kabylafkas Release No. LR-25048 See Also: SEC Complaint
March 11, 2021	George Heckler Release No. LR-25047 See Also: SEC Complaint
March 11, 2021	Shawn C. Cutting Release No. LR-25046 See Also: SEC Complaint
March 5, 2021	Craig C. Garrick Release No. LR-25044 See Also: SEC Complaint
March 5, 2021	Airborne Wireless Network, et al. Release No. LR-25043 See Also: SEC Complaint
March 5, 2021	AT&T, Inc., et al. Release No. LR-25045 See Also: SEC Complaint
March 4, 2021	World Tree Financial, LLC, et al. Release No. LR-25042 See Also: Final Judgment
March 2, 2021	Renew Forestry Group, LLC et al. Release No. LR-25041 See Also: SEC Complaint
March 2, 2021	EarthSource Minerals International, LLC et al. Release No. LR-25040 See Also: SEC Complaint
March 1, 2021	Michael J. Starkweather and Andiamo Corporation Release No. LR-25039 See Also: SEC Complaint
Feb. 26, 2021	Christopher Fulco (a/k/a Christian Anthony, Johnathan Stewart, and Michael Barron Release No. LR-25038
Feb. 26, 2021	Bolton Securities Corporation d/b/a Bolton Global Asset Management Release No. LR-25037 See Also: Final Judgment
Feb. 24, 2021	Glen A. Stewart Release No. LR-25036 See Also: SEC Complaint
Feb. 24, 2021	Bajic et al. Release No. LR-25035
Feb. 24, 2021	Bruce Schoengood, Medifirst Solutions, Inc. and Joshua Tyrell Release No. LR-25034 See Also: SEC Complaint
Feb. 22, 2021	James T. Booth Release No. LR-25033
Feb. 17, 2021	Coinseed, Inc. and Delgerdalai Davaasambuu Release No. LR-25032 See Also: SEC Complaint
Feb. 17, 2021	Joseph Cimino Release No. LR-25031 See Also: SEC Complaint
Feb. 17, 2021	Morningstar Credit Ratings LLC Release No. LR-25030 See Also: SEC Complaint
Feb. 11, 2021	Arrayit Corporation and Rene Schena Release No. LR-25029 See Also: SEC Complaint
Feb. 10, 2021	David Hu Release No. LR-25028 See Also: Judgment - Hu
Feb. 9, 2021	Daniel Dirk Coddington, et al. Release No. LR-25027 See Also: SEC Complaint
Feb. 9, 2021	Isaiah L. Goodman Release No. LR-25026 See Also: SEC Complaint
Feb. 5, 2021	Lev Parnas and David Correia Release No. LR-25023 See Also: SEC Complaint
Feb. 5, 2021	Stephen Moleski, et al. Release No. LR-25025 See Also: SEC Complaint
Feb. 5, 2021	Mark Ahn Release No. LR-25024 See Also: SEC Complaint
Feb. 3, 2021	CR Intrinsic Investors, et al. Release No. LR-25022 See Also: Final Judgment
Feb. 2, 2021	Premier Holding Corporation, Randall Letcavage and Joseph Greenblatt Release No. LR-25021
Feb. 1, 2021	Kristijan Krstic (a/k/a Felix Logan), John DeMarr and Robin Enos Release No. LR-25020 See Also: SEC Complaint
Jan. 29, 2021	Revolutionary Concepts, Inc., et al Release No. LR-25019 See Also: Final Judgment
Jan. 28, 2021	Viktor Gjonaj Release No. LR-25018 See Also: SEC Complaint
Jan. 27, 2021	Vuuzle Media Corp., Ronald Shane Flynn, and Richard Marchitto Release No. LR-25017 See Also: SEC Complaint
Jan. 27, 2021	Ivan Ramos Release No. LR-25016 See Also: SEC Complaint
Jan. 26, 2021	Peter Baker, et al. Release No. LR-25015

Rules & Regulations

Enforcement & Litigation

Compliance

Litigation Releases

More in this Section

Litigation Releases