Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
April 25, 1996	Roseann Martucci, Jay R. Hartman and Garr Management Services, Inc. Release No. LR-14890
April 24, 1996	Michael Anthony Pierce and Jocelyn Jane O'Rourke Release No. LR-14889
April 22, 1996	Michael A. Whelchel Release No. LR-14888
April 22, 1996	Michael J. Coello Release No. LR-14887
April 22, 1996	Michael P. Angelos and G. Gregory Russell Release No. LR-14886
April 22, 1996	Thor G. Kupchynsky, Roman Kupchynsky and Kim Bubolo: Release No. LR-14885
April 19, 1996	Future Vision Direct Marketing, Inc., Global Wireless,L.L.C. Marketing, Inc., Global Wireless L.L.C., Caracas Wireless Communication, L.P., Global Communications Holding Corp. and S & G Management, Inc. Release No. LR-14884
April 17, 1996	Jarco, Inc. Release No. LR-14883 File Number: 94C-5856
April 17, 1996	Stephen r. B. Bingham, Susan McKenna Grant and William J. McClintock Release No. LR-14882
April 16, 1996	Kenneth E. Rottenberg Release No. LR-14878
April 16, 1996	Tellus Industries, Inc., and Glen E. Burke Release No. LR-14877
April 16, 1996	Karola E. Jamison Release No. LR-14881
April 16, 1996	Melvin H. Cox and Fairfield Investment Co. Release No. LR-14880
April 16, 1996	Craig I. Deitchman Release No. LR-14879
April 15, 1996	John F. Long and James J. Baudo Release No. LR-14876
April 15, 1996	Bennett Funding Group, Inc., Patrick r. Bennett, Benett Receivables Corporation, Bennett Receivables Corporation-II, Bennett Management and Devlopment Corporation Release No. LR-14875
April 15, 1996	Donald Lewis Estes Release No. LR-14874
April 12, 1996	Carl E. Lovell and Danna Wale Lovell Release No. LR-14873
April 11, 1996	Jeffrey H. Reynolds, III Release No. LR-14872
April 11, 1996	Sarah Delaney Release No. LR-14871
April 11, 1996	John P. O'Grady Release No. LR-14870
April 10, 1996	Michael Anthony Pierce, Pierce & Associates and Jocelyn Jane O'Rourke Release No. LR-14869
April 9, 1996	Jetlease/Finance Corporation Release No. LR-14867
April 9, 1996	KS Resources, Weststar Exploration, Inc., John K. Judd, Jr. , Mark D. Seigel, and Alexander L. Kahan Release No. LR-14866
April 9, 1996	Gruntal & Co., Inc. and Gruntal Financial Corp. Release No. LR-14865 File Number: 3-8984
April 9, 1996	Windgate Fund, LLC, CM Capital Management Associates, Inc., Robert Moses and Donald Meyers Release No. LR-14864
April 9, 1996	Harcourt Wilshire Release No. LR-14868
April 5, 1996	Jarco, Inc. Release No. LR-14863 File Number: 94C-5856
April 4, 1996	Atratech, Inc., Anthony Gurino, Vincent Sorena, Patrick Borello,Aug.o Aufiero, Stanley Kaplan, Francis J. O'Reilly, and RaymondStankey. Release No. LR-14862
April 3, 1996	Frederick Aug.us Moran et al. Release No. LR-14861
April 2, 1996	Alexander Charles Fuentes, Alcom Trading, Inc. and Americorp & Associates, Inc. Release No. LR-14860
March 29, 1996	American Cascade Energy, Inc Release No. LR-14857
March 29, 1996	Donald B. Spencer and IVT Systems, Inc. Release No. LR-14856
March 29, 1996	Dennis Lindsay Helliwell Release No. LR-14859
March 29, 1996	Homer W. Forster Release No. LR-14858
March 25, 1996	Michael Anthony Pierce and Jocelyn Jane O'Rourke Release No. LR-14855
March 25, 1996	Michael G. Sargent, Dennis J. Shepard, Robert J. Scharn and Robert L. Baker Release No. LR-14854
March 22, 1996	Stock and Option Services, Inc., et al. and JoshuaFry Release No. LR-14853
March 21, 1996	Investors Dynamics Corporation and Steven L. Down Release No. LR-14852
March 21, 1996	Victor r. Gomez Release No. LR-14851
March 20, 1996	Michael P. Angelos and G. Gregory Russell Release No. LR-14850
March 20, 1996	Life Partners, Inc. and Brian D. Pardo Release No. LR-14849
March 20, 1996	Parallel Technologies, Inc. Release No. LR-14848
March 20, 1996	John Dankovich and Linda Dankovich Release No. LR-14847
March 18, 1996	Sage Technology, Inc., Jamie Edelkind and William r. Thiele Release No. LR-14846
March 14, 1996	Ralph E. Kittrick Release No. LR-14845
March 13, 1996	Investors Dynamics Corporation and Steven L. Down Release No. LR-14844
March 13, 1996	Donald C. Ferguson, Renee Ferguson, David L. Fried, Albert L. Fried and Matthew C. Ferry Release No. LR-14843
March 12, 1996	Drexel Bunham Lambert Release No. LR-14842
March 12, 1996	Thomas J. Kovalcjek and Ethanol Resources, Inc. Release No. LR-14841
March 12, 1996	American Interactive Group, LLC, American Interactive Services, LLC, American Interactive, LLC, David C. Connolly, Daniel Rivera, Sr. , Marc A. Remoli and American Seminars, Inc. Release No. LR-14840
March 7, 1996	Robert M. Simpson Release No. LR-14839
March 7, 1996	Thomas F. Lanier Release No. LR-14838
March 6, 1996	AYM Financial Corporation and Thomas M. Paley and Adam S. Juechter Release No. LR-14837
March 6, 1996	Gary S. Williky and James J. Romano Release No. LR-14836
March 5, 1996	Trans-American Ostrich Traders, Inc., Larry r. Earp and David P. Silver Release No. LR-14835
March 5, 1996	Sage Technology, Inc., Jamie Edelkind and William r. Thiele Release No. LR-14834
March 5, 1996	Harold Gantz Release No. LR-14833
March 4, 1996	Capital Corporation, Lionel Reifler, Susan Lachance Reifler, Gilbert Beall and the Estate of John Knoblauch Release No. LR-14832
March 4, 1996	Samuel L. Williams Release No. LR-14831
March 1, 1996	Michael J. Markowski and Joseph Riccio Release No. LR-14830
Feb. 27, 1996	Richard G. Marcus and Carl M. Youngman Release No. LR-14829
Feb. 27, 1996	Renate Haag Release No. LR-14828
Feb. 27, 1996	Graeme Davies Release No. LR-14827
Feb. 27, 1996	Daniel Rae Morris and Scott Fraiser Release No. LR-14826
Feb. 26, 1996	John C. Hicks Release No. LR-14825
Feb. 26, 1996	Carroll E. Siemens Release No. LR-14824
Feb. 23, 1996	Stefan Hislop and Erik Hylander Release No. LR-14823
Feb. 22, 1996	Dennis Lindsay Helliwell and The Helliwell Group Limited Release No. LR-14822
Feb. 22, 1996	Jeffrey L. Casperson and Jerome L. Casperson Release No. LR-14821
Feb. 22, 1996	Douglas Frankel Release No. LR-14820
Feb. 16, 1996	John Anderson Release No. LR-14819
Feb. 15, 1996	Sage Technology, Inc. Release No. LR-14818
Feb. 15, 1996	Donald M. Johnson Release No. LR-14817
Feb. 13, 1996	Dennis Lindsay Helliwell and The Helliwell Group Limited Release No. LR-14816
Feb. 12, 1996	Scorpion Technologies, Inc., Terry G. Marsh, Richard Bauer, Eric C. Brown, Dudley Mihran Freeland, J. Gordon Nevers and Albert Terranova Release No. LR-14814
Feb. 12, 1996	Citi Financial Services, Citi Corp Realty Partners IV, Harold Goldstein, Richard Thomas Mandell, Robert Singleton, Mark Barquera Release No. LR-14815
Feb. 9, 1996	Michael P. Melnick, Greenbriar Financial Services Corp. and Michael W. Crawford Release No. LR-14813
Feb. 7, 1996	Peter M. Harrington Release No. LR-14812
Feb. 6, 1996	Danny Omar Cheri Release No. LR-14811
Feb. 2, 1996	David M. Carmichael, Anthony Kohl, Chris Adams and Robert Putnam Release No. LR-14810
Feb. 1, 1996	William Cho Release No. LR-14809
Feb. 1, 1996	Gary L. Holman Release No. LR-14808
Jan. 31, 1996	Donald Malcolm Johnson and Freedom Services of Wisconsin, Inc. Release No. LR-14807
Jan. 31, 1996	Geoffrey Paul Adams, Michael Donald McGahee, and GPA Growth Fund Release No. LR-14806
Jan. 31, 1996	Victor H. Strevel Release No. LR-14805
Jan. 30, 1996	Ronald M. Zook and Financial Concepts Group International, Inc. Release No. LR-14803
Jan. 30, 1996	Renate Haag Release No. LR-14804
Jan. 30, 1996	John S. Griffin and Oliver John Griffin Release No. LR-14802
Jan. 30, 1996	Marada Global Corporation and Marada Capital, Inc. Release No. LR-14801
Jan. 29, 1996	Jay r. Bishop Release No. LR-14800
Jan. 29, 1996	Calvin L. Word Release No. LR-14799
Jan. 26, 1996	ANW, Inc. Release No. LR-14797
Jan. 25, 1996	Joseph M. Aaron and Chartwell Financial Release No. LR-14796
Jan. 25, 1996	Sarah Delaney Release No. LR-14795
Jan. 25, 1996	James E. Hammonds ("Hammonds") and Raymond C. Gross Release No. LR-14794
Jan. 24, 1996	Robert L. Citron and Matthew r. Raabe Release No. LR-14792
Jan. 24, 1996	Frank S. Butler Release No. LR-14793
Jan. 23, 1996	Gregory Lee Miller, Capital Resource Specialists, Inc. and Telefund Partners Release No. LR-14791
Jan. 23, 1996	Jay DeForest Moore and DeForest Company, Inc. Release No. LR-14790

Rules & Regulations

Enforcement & Litigation

Compliance

Litigation Releases

More in this Section

Litigation Releases