Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Dec. 30, 2024	Dale B. Chappell, et al. Release No. LR-26206 See Also: SEC Complaint
Dec. 30, 2024	City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora Release No. LR-26205
Dec. 23, 2024	St. Julien et al. Release No. LR-26204 See Also: Complaint
Dec. 23, 2024	Dolphin Associates III, LLC and Donald T. Netter Release No. LR-26203 See Also: SEC Complaint
Dec. 20, 2024	Silver Point Capital, L.P. Release No. LR-26202 See Also: SEC Complaint , Joint Stipulation to Dismiss
Dec. 20, 2024	Eric McKenzie Cobb Release No. LR-26201 See Also: SEC Complaint
Dec. 19, 2024	Curt L Dewitz Release No. LR-26200 See Also: SEC Complaint
Dec. 19, 2024	Ronald Bauer et al. Release No. LR-26199 See Also: Final Judgment - Petar Dimitrov Mihaylov
Dec. 18, 2024	Sai-Hong Ignatius Ou Release No. LR-26198 See Also: SEC Complaint
Dec. 18, 2024	Ken Peterman Release No. LR-26197 See Also: Sec Complaint
Dec. 17, 2024	Historic Asset Placement Services Global, LLC; Christopher W. Abshier; Billy W. Abshier; Frederic A. Gladle; Ronald Josh Pendley; Kevin E. Scannell; Sovereign Debt Solutions, LP; and Ocean Park Partners Release No. LR-26196 See Also: SEC Complaint
Dec. 16, 2024	Cast Your Nets Ministries; CYNM Consulting, LLC; Phillip Trujillo; Jeremy Hammonds Release No. LR-26195 See Also: SEC Complaint
Dec. 12, 2024	Chibuzo Augustine Onyeachonam, Stanley Chidubem Asiegbu, and Chukwuebuka Martin Newke-Eze Release No. LR-26194 See Also: SEC Complaint
Dec. 11, 2024	John S. Clayton; First Equity Holdings Corp.; Standard Registrar and Transfer Co., Inc.; Daniel W. Jackson; Donald H. Perry; Clark M. Mower; Timothy J. Rieu; Chesapeake Group, Inc. Release No. LR-26193 See Also: SEC Complaint
Dec. 11, 2024	Frederick Tayton Dencer, et al. Release No. LR-26192 See Also: SEC Complaint
Dec. 10, 2024	Christopher Booth Kennedy Release No. LR-26191
Dec. 10, 2024	Guosheng Qi; Gridsum Holding Inc.; and Relief Defendant Huijie He Release No. LR-26190
Dec. 10, 2024	Ian G. Bell Release No. LR-26189 See Also: Complaint , Press Release
Dec. 10, 2024	Steve A. Smith, Jr. and Xtreme Fighting Championships, Inc. Release No. LR-26188 See Also: SEC Complaint
Dec. 10, 2024	David Banister, et al. Release No. LR-26187 See Also: SEC Complaint , Investor Alert
Dec. 5, 2024	Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert Release No. LR-26186
Dec. 3, 2024	Dow Rockwell LLC and Richard Dow Rockwell Release No. LR-26185 See Also: Final Judgment - Dow Rockwell, LLC , Final Judgment - Richard Dow Rockwell
Dec. 3, 2024	Maurizio Chiriva-Internati Release No. LR-26184 See Also: Complaint
Dec. 3, 2024	Stephen Kenneth Leech Release No. LR-26183 See Also: SEC Complaint
Nov. 29, 2024	Eng Taing and Touzi Capital, LLC Release No. LR-26182 See Also: SEC Complaint
Nov. 25, 2024	Brad Hare; Mammoth West Corporation Release No. LR-26181 See Also: SEC Complaint
Nov. 25, 2024	Mikhail Kokorich Release No. LR-26180 See Also: Final Judgment
Nov. 22, 2024	Edward S. Walczak Release No. LR-26179 See Also: Judgment
Nov. 21, 2024	James Burleson Release No. LR-26178 See Also: SEC Complaint
Nov. 21, 2024	Gautam Adani, Sagar Adani, and Cyril Cabanes Release No. LR-26177 See Also: SEC Complaint - Gautam Adani and Sagar Adani , SEC Complaint - Cyril Cabanes
Nov. 21, 2024	David Kushner and La Mancha Funding Corp. Release No. LR-26176 See Also: SEC Complaint
Nov. 21, 2024	Hedonova LLC and Hedonova Advisors LLC Release No. LR-26175 See Also: Order of Preliminary Injunction
Nov. 20, 2024	Timothy Page, Trevor Page, Ticino Capital Limited, Wellesley Holdings Limited, Porrima Limited, Emergent Investments Company, And FJ Investments International Inc., Release No. LR-26174 See Also: Judgment
Nov. 19, 2024	Robert Brian Thompson Release No. LR-26172 See Also: SEC Complaint
Nov. 19, 2024	Ian Mitchell Release No. LR-26173 See Also: Sec Complaint
Nov. 19, 2024	Frank Igwealor et al. Release No. LR-26171 See Also: SEC Complaint
Nov. 18, 2024	Auerbach et al. Release No. LR-26170 See Also: Final Judgment - Richard Brown
Nov. 14, 2024	Money Magnet Platinum Membership Initiative LLC, et al. Release No. LR-26169
Oct. 31, 2024	Carlos Sacanell Release No. LR-26168
Oct. 31, 2024	Dusan Varga; Pannon Investment Advisors LLC Release No. LR-26167 See Also: SEC Complaint
Oct. 29, 2024	Donna Dellomo; Yoon Um; The Lovesac Company Release No. LR-26166 See Also: SEC Complaint
Oct. 28, 2024	Fruit Street Health, P.B.C. Release No. LR-26165 See Also: Order to Compel
Oct. 22, 2024	Ryan Choi Release No. LR-26164 See Also: SEC Complaint
Oct. 18, 2024	Morrie Tobin et al. Release No. LR-26163
Oct. 17, 2024	Ruimin Xie Release No. LR-26162 See Also: SEC Complaint
Oct. 16, 2024	Baris Cabalar Release No. LR-26161 See Also: SEC Complaint
Oct. 16, 2024	Jeffrey Arsenault et al. Release No. LR-26160 See Also: SEC Complaint
Oct. 15, 2024	Matthew Groom Release No. LR-26159 See Also: SEC Complaint
Oct. 15, 2024	ZM Quant Investment Ltd., Baijun Ou a/k/a Eric Ou, and Ruiqi Lau a/k/a Ricky Liu Release No. LR-26158 See Also: SEC Complaint
Oct. 15, 2024	Destiny Robotics Corp., et al. Release No. LR-26157 See Also: SEC Complaint
Oct. 15, 2024	Gotbit Consulting LLC a/k/a Gotbit Hedge Fund and Fedor Kedrov Release No. LR-26156 See Also: SEC Complaint
Oct. 15, 2024	Russell Armand, Maxwell Hernandez, Manpreet Singh Kohli, and Nam Tran Release No. LR-26155 See Also: SEC Complaint
Oct. 15, 2024	CLS Global FZC LLC and Andrey Zhorzhes Release No. LR-26154 See Also: SEC Complaint
Oct. 15, 2024	Vy Pham Release No. LR-26153 See Also: SEC Complaint
Oct. 11, 2024	Norman V. Meier Release No. LR-26152 See Also: SEC Complaint
Oct. 10, 2024	Cumberland DRW LLC Release No. LR-26151 See Also: SEC Complaint , Press Release
Oct. 9, 2024	Minerco, Inc., Bobby Shumake Japhia, and Julius Makiri Jenge Release No. LR-26150 See Also: SEC Complaint
Oct. 2, 2024	The Pre IPO Marketplace Inc; Keyport Venture Partners, LLC; Keyport Venture Management, LLC; Keyport Venture Advisors, LLC; Principal Pre-IPO Consulting Group LLC; GlobalX VC LLC; John Michael LoPinto; Robert Wilkos; and Laren Pisciotti Release No. LR-26149 See Also: SEC Complaint
Oct. 2, 2024	Rari Capital, Inc.; Jai Bhavnani; Jack Lipstone; David Lucid Release No. LR-26148 See Also: Final Judgment - Jai Bhavnani , Final Judgment - Rari Capital, Inc. , Final Judgment - Jack Lipstone , Final Judgment - David Lucid
Oct. 1, 2024	Barry Siegel Release No. LR-26147
Sept. 30, 2024	Seong Yeol Lee and Ameritrust Corporation, et al. Release No. LR-26146
Sept. 30, 2024	James R. Craigie Release No. LR-26145 See Also: SEC Complaint
Sept. 30, 2024	Harry Zhabilov et al. Release No. LR-26144 See Also: SEC Complaint
Sept. 30, 2024	Olayinka Temitope Oyebola and Olayinka Oyebola & Co. (Chartered Accountants) Release No. LR-26143, AAER-4531 See Also: SEC Complaint
Sept. 30, 2024	Choice Advisors, LLC and Matthias O’Meara Release No. LR-26142 See Also: Judgment , Order
Sept. 27, 2024	Robert B. Westbrook Release No. LR-26141 See Also: SEC Complaint
Sept. 27, 2024	Mango Labs, LLC, Mango DAO, and Blockworks Foundation Release No. LR-26140 See Also: SEC Complaint
Sept. 27, 2024	Robert M. Vance Release No. LR-26139 See Also: SEC Complaint
Sept. 27, 2024	Ignite International Brands, Ltd. et al. Release No. LR-26138 See Also: SEC Complaint
Sept. 27, 2024	Lionel Selwood, Jr. Release No. LR-26137 See Also: SEC Complaint
Sept. 27, 2024	Marco Babini, et al. Release No. LR-26136 See Also: Final Judgment - Marco Babini
Sept. 27, 2024	William D. Carlton and Hans K. Hernandez Release No. LR-26135 See Also: SEC Complaint - William D. Carlton , SEC Complaint - Hans K. Hernandez
Sept. 27, 2024	Akshay Kamboj and Dev Kamboj Release No. LR-26134 See Also: SEC Complaint
Sept. 26, 2024	Bryan Scott McMillan Release No. LR-26133 See Also: SEC Complaint
Sept. 26, 2024	Cassava Sciences, Inc., Remi Barbier, and Lindsay Burns Release No. LR-26132 See Also: SEC Complaint
Sept. 26, 2024	Bhardwaj et al. Release No. LR-26131
Sept. 26, 2024	Karina N. Fernandez; Marco A. Rosas; Bryant Guayara; Erick M. Ruiz; Leonela M. Duarte Release No. LR-26130 See Also: SEC Complaint - Leonela M. Duarte , SEC Complaint - Karina N. Fernandez , SEC Complaint - Bryant Guayara , SEC Complaint - Erick M. Ruiz , SEC Complaint - Marco A. Rosas
Sept. 25, 2024	William Rhew III Release No. LR-26129 See Also: SEC Complaint
Sept. 25, 2024	Vitaly Fargesen Release No. LR-26128 See Also: Final Judgment
Sept. 25, 2024	Christopher Beals and Arden Lee Release No. LR-26127 See Also: SEC Complaint
Sept. 25, 2024	TrueCoin LLC and TrustToken, Inc. Release No. LR-26126 See Also: SEC Complaint
Sept. 24, 2024	Baba Nadimpalli Release No. LR-26125 See Also: SEC Complaint
Sept. 24, 2024	Eric J. Watson et al. Release No. LR-26124 See Also: SEC Complaint
Sept. 24, 2024	Barry Siegel Release No. LR-26123 See Also: SEC Complaint
Sept. 23, 2024	Benjamin Ballout, Mohamed Zayed, and William Fielding Release No. LR-26122 See Also: SEC Complaint
Sept. 23, 2024	Anthem Hayek Blanchard and Anthem Holdings Company Release No. LR-26121 See Also: SEC Complaint
Sept. 23, 2024	James Douglas Miller Release No. LR-26120
Sept. 23, 2024	Swaffer, et. al. Release No. LR-26119 See Also: SEC Complaint , Final Judgment - Kris A. Swaffer , Final Judgment - Sean K. Williams , Final Judgment - Rosalyn K. Swaffer , Memorandum Opinion and Order
Sept. 23, 2024	Anthony Lotito, et al., Release No. LR-26118 See Also: SEC Complaint
Sept. 20, 2024	Nicholas A. Palazzo, 4TA Sports, Inc., NP Ventures Holdings, LLC and Play Caller Sports Gaming LLC Release No. LR-26117 See Also: SEC Complaint
Sept. 20, 2024	Nicholas Bowerman Release No. LR-26116 See Also: SEC Complaint
Sept. 20, 2024	DiScala et al., Release No. LR-26115 See Also: Judgment
Sept. 20, 2024	Raymond J. DiMuro Release No. LR-26114 See Also: SEC Complaint
Sept. 19, 2024	Philip Markin Release No. LR-26113 See Also: SEC Complaint
Sept. 18, 2024	Prager Metis CPAs, LLC Release No. LR-26112, AAER-4520 See Also: SEC Complaint , Settlement , Judgment , Press Release
Sept. 17, 2024	CoinW6 Release No. LR-26111 See Also: SEC Complaint
Sept. 17, 2024	NanoBit Limited, Radiant Horizons Limited, Sweet Karma Fashion Inc., Zhao Tropical Deli Inc., Jiajie Liu, Fei Liao, and Hua Zhao Release No. LR-26110 See Also: SEC Complaint
Sept. 17, 2024	Joel David Castro Leon and Shmuel A. Sherr Release No. LR-26109 See Also: SEC Complaint
Sept. 16, 2024	Federico Nannini, Mauro Nannini, Alejandro Thermiotis, and Francisco Tonarely Release No. LR-26108 See Also: SEC Complaint
Sept. 16, 2024	Paul D. Roberts, Joshua A. Weiss, and Grainne M. Coen Release No. LR-26107 See Also: SEC Complaint - Paul D. Roberts , SEC Complaint - Joshua A. Weiss and Grainne M. Coen

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