Administrative Proceeding File No. 3-21981

Respondents

Durham, Mark Kipling
Release Date Release Number Other Release Numbers Name of Document
34-103626 Order Extending Time to Issue Decision
34-102012 Extension Order
34-101728 Order Granting Extension of Time
34-101623 Order Requesting Additional Briefing
34-101245 Order Granting Extension of Time
34-100891 Order Scheduling Briefs
Release Date Release Number Other Release Numbers Name of Document
Order Granting Extension of Time
Applicant Durham's Motion for Unopposed Extension of Time
Applicant Durham's Brief ISO Application for Review
FINRA's Brief in Opposition to Applicant Durham's Application for Review and Motion to Adduce Evidence
Applicant Durham's Unopposed Motion for Extension
Applicant Durham's Response to Order Requesting Additional Briefing
Applicant Durham's Reply to FINRA’s Brief in Opposition to Application for Review and FINRA’s Opposition to the Motion to Adduce Additional Evidence
FINRA's Motion to Strike Applicant's Durham Affidavit
Extension Order
Applicant Durham's Motion to Amend his Brief in Support and First Motion to Adduce Additional Evidence
Applicant Durham's Opposition to FINRA's Motion to Strike
Applicant Durham's Amended Motion to Adduce Additional Evidence
Applicant Durham's Second Motion to Adduce Additional Evidence
Applicant Durham's Amended Brief ISO Application for Review
FINRA's Response in Opposition to Applicant Durham's Second Motion to Adduce and Applicant's Motion to Amend Brief ISO and First Motion to adduce and FINRA's Reply ISO Motion to Strike
Applicant Durham's Reply to FINRA Opposition to Applicant's Second Motion to Adduce Additional Evidence and Motion to Amend
Order Extending Time to Issue Decision

Documents