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  4. 3-21951

Administrative Proceeding File No. 3-21951

Respondents

Breitling, Todd Stuart
Release Date Release Number Other Release Numbers Name of Document
June 4, 2025 34-103195 Order Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
March 19, 2025 34-102694 Order Denying Motion to Appoint Counsel, Discharging Order to Show Cause, Directing Submission by the Division of Enforcement, and Directing Prehearing Conference
Dec. 6, 2024 34-101835 Order to Show Cause
Sept. 23, 2024 34-101129 Order Regarding Service
May 29, 2024 34-100238 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Sept. 23, 2024 Order Regarding Service
Sept. 30, 2024 Division of Enforcement's Notice of Service Upon Applicant Breitling
Dec. 6, 2024 Order to Show Cause
Jan. 23, 2025 Applicant's Breitling Response and Request for an Attorney
Feb. 19, 2025 Division of Enforcement's Reply to Response of Applicant's Todd Stuart Breitling
March 25, 2025 Division of Enforcement's Status Report
April 16, 2025 Division of Enforcement's Statement Re Prehearing Conference
June 4, 2025 Order Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions

Documents

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