Administrative Proceeding File No. 3-21266

Respondents

Gramins, Michael A.
Release Date Release Number Other Release Numbers Name of Document
34-102283
  • IA-6837
 Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940
34-102137
  • IA-6809
 Order Granting Motion to Stay
34-97282 Order Granting an Extension of Time
34-96809
  • IA-6229
 Order Scheduling Briefs
34-96596
  • IA-96596
 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer to Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act
Division of Enforcement’s Mem. ISO Summary Disposition
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Order Scheduling Briefs
Division of Enforcement’s Reply ISO Summary Disposition
Respondent Gramins’s Opposition to Summary Disposition
Division of Enforcement’s Motion for Extension
Order Granting Motion to Stay
Division of Enforcement's and Respondent Gramins's Joint Motion for Stay

Documents