Administrative Proceeding File No. 3-21162
Respondents
Sobel, Lee
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-99601 | Order to Show Cause | ||
| 34-99139 | Second Order Regarding Service | ||
| 34-97713 | Order Directing Status Report from the Division of Enforcement | ||
| 34-96907 | Order Regarding Service |
||
| 34-95918 | Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing |