Administrative Proceeding File No. 3-21010

Respondents

Martin, Douglas
Release Date Release Number Other Release Numbers Name of Document
34-96620 Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(B) of the Securities Exchange Act of 1934
34-96184 Order Granting Motion to Stay
34-96050 Order Regarding Prehearing Conference
34-95617 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent Response to Order Instituting Administrative Proceedings Pursuant to Section 15(b) SEC Act of 1934 with Exhibits A-B
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(B) of the Securities Exchange Act of 1934
Order Granting Motion to Stay
Order Regarding Prehearing Conference

Documents