Administrative Proceeding File No. 3-20950
Respondents
Maccio, Michelle
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| IA-6764 | Order Requesting Additional Briefing | ||
| IA-6293 | Order Directing Submission from the Division of Enforcement | ||
| IA-6191 | Order to Show Cause | ||
| IA-6081 | Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |