Administrative Proceeding File No. 3-20828

Respondents

Lemelson, Gregory
Release Date Release Number Other Release Numbers Name of Document
IA-6892 Postponement Order
AP-6949 Order on Motions in Limine
AP-6948 Second Order Denying Postponement
AP-6946 Second Order Denying Certification for Interlocutory Review
AP-6945 Order Extending Time to Respond to Subpoena
AP-6944 Order Denying Postponement and Granting Subpoena Request
AP-6942 Order Permitting Supplementation of Witness and Exhibit Lists
AP-6941 Order Directing a Response
AP-6940 Protective Order
AP-6939 Order Denying Motion to Quash
AP-6937 Order Granting Motion for Subpoena
AP-6936 Order Regarding Use of Trial Transcripts at the Hearing
AP-6934 Notice of Hearing Location
IA-6869 Order Denying Respondent's Petition for Interlocutory Review and Motion to Stay
AP-6929 Order Denying Stay Request
AP-6928 Order On Discovery Stay Request
AP-6927 Order Denying Certification for Interlocutory Review
AP-6925 Order On Discovery Stay Request
AP-6924 Briefing Order
AP-6921 Order on Subpoena Request
AP-6913 Order On Subpoena Requests
AP-6912 Scheduling Order
AP-6911 Order Directing the Parties to Hold a Prehearing Conference
AP-6910 Order Designating Presiding Judge
IA-6755 Order Denying Gregory Lemelson’s Motion for Stay of Proceedings, Denying the Division of Enforcement’s Motion for Summary Disposition, and Convening Public Hearing
IA-6091 Postponement Order
IA-6066 Order Directing Submission from the Division of Enforcement
IA-6054 Order Scheduling Briefs
IA-6000 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer to the Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940
Division of Enforcement’s Motion For Summary Disposition
Division of Enforcement's Mem. ISO its Motion for Summary Disposition
Respondent's Mem. In Opposition to the Division of Enforcement's Motion for Summary Disposition with Attachment A and Exhibits 1-60
Respondent's Update to Tribunal Regarding District Court Action
Division of Enforcement's Notice Regarding Denial of Stay Motion
Division of Enforcement's Notice Regarding Denial of Stay Motion
Respondent's Update to Tribunal Regarding First Circuit Proceeding with Exhibit A
Respondent's Update to Tribunal Regarding First Circuit Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Postponement Order
Order Directing Submission from the Division of Enforcement
Order Scheduling Briefs
Division of Enforcement's Update
Respondent's Lemelson Motion for Stay
Division of Enforcement's Opposition to Respondent's Lemelson Motion for Stay of Proceeding Pending the Outcome of Lawsuit
Respondent's Lemelson Reply ISO Motion for Stay of Proceeding Pending the Outcome of Lawsuit
Order Denying Gregory Lemelson’s Motion for Stay of Proceedings, Denying the Division of Enforcement’s Motion for Summary Disposition, and Convening Public Hearing
Scheduling Order
Division of Enforcement's and Respondent's Lemelson Joint Prehearing Conference Statement
Respondent's Lemelson Motion to Quash Subpoena to Produce Documents
Division of Enforcement's Opposition to Respondent's Lemelson Motion to Quash Subpoena to Produce Documents
Respondent's Lemelson Reply Memorandum ISO Motion to Quash SEC Subpoena to Produce Documents
Respondent's Lemelson Application to Certify Subpoena Order
Respondent’s Motion to stay Discovery Pending Decision on Application
Division of Enforcement’s Response to Respondent’s Motion for Stay
Division of Enforcement’s Opposition to Respondent’s Application to Certify Subpoena Order for Interlocutory Review
Order Denying Certification for Interlocutory Review
Respondent Lemelson's Notice of Supp. Authority
Respondent Lemelson's Reply Memorandum ISO Application to Certify Subpoena Order for Interlocutory Review
Order On Discovery Stay Request
Respondent's Lemelson Emergency Petition for Commission Interlocutory Review
Respondent's Lemelson Requesting Motion to Stay
Division of Enforcement's Opposition to Respondent's Lemelson Emergency Petition for Interlocutory Review
Division of Enforcement's Opposition to Respondent Lemelson Motion to Stay Discovery
Respondent Lemelson’s Motion Requesting Stay
Order Denying Stay Request
Respondent's Lemelson Motion Requesting Stay
Division of Enforcement's Opposition to Respondent's Motion to SEC to Stay Proceeding
Order Denying Respondent's Petition for Interlocutory Review and Motion to Stay
Notice of Hearing Location
Order Regarding Use of Trial Transcripts at the Hearing
Division of Enforcement's Notice of Respondent's Lemelson Noncompliance with Document Production Order
Division of Enforcement’s Request for Document Subpoena
Respondent Lemelson's Motion to Quash Subpoena
Division of Enforcement's Notice of Dismissal of Respondent Lemelson
Protective Order
Order Directing a Response
Respondent Lemelson's Motion to Dismiss
Division of Enforcement's Notice of Dismissal of Subpoena Action with Respondent Lemelson's Notice of Voluntary Dismissal
Division of Enforcement's Non-Opposition to Motion for Protective Order
Respondent Lemelson's Request for Issuance of Document Subpoena and for Postponement of Hearing Date
Non-Party Clear Street LLC Motion for Protective Order
Order Denying Postponement and Granting Subpoena Request
Division of Enforcement's Opposition to Respondent Lemelson's Motion to Dismiss
Respondent Lemelson's Reply ISO Motion for Issuance of Subpoena and for Postponement of Hearing
Respondent Lemelson's Response to Non-Party Clear Street LLC's Motion for a Protective Order and Application for Certification for Interlocutory Review
Division of Enforcement's Reply to Respondent Lemelson's Response
Respondent Lemelson's Reply ISO Motion to Dismiss
Division of Enforcement's Motion in Limine to Exclude Evidence and Argument Based on Respondent's Refusal to Produce Documents
Respondent's Lemelson Objections to Division of Enforcement Proposed Witness and Exhibit Lists
Division of Enforcement's Request For Extension of Time to Produce Privilege Log
Division of Enforcement's Motion Limine to Exclude Evidence and Argument about Respondent's Underlying Liability
Second Order Denying Certification for Interlocutory Review
Respondent Lemelson's Response to Division of Enforcement's Motion Limine Exclude Evidence and Argument about Respondent Lemelson's Liability, Division of Enforcement's Conduct and Testimony
Respondent Lemelson's Opposition to Division of Enforcement's Motion in Limine Seeking Evidence Exclusion and Adverse Inferences
Division of Enforcement's Opposition to Respondent Lemelson's Motion In Limine
Joint Request Regarding Commission Review of Respondent's Motion to Dismiss
Respondent Lemelson’s Motion in Limine to Prevent the Division of Enforcement from Relitigating their Loss in Proceeding.
Order on Motions in Limine
Respondent Lemelson's Unopposed Emergency Motion to Commissioners for a Stay, Postponement, or Adjournment of the Hearing
Postponement Order

Documents