Administrative Proceeding File No. 3-20808

Respondents

Lek Securities Corporation
Release Date Release Number Other Release Numbers Name of Document
34-103212 Order Extending Time to Issue Decision
34-102557 Order Extending Time to Issue Decision
34-102199 Order Requiring Supplementation of the Record
34-101846 Order Extending Time to Issue Decision
34-100980 Order Extending Time to Issue Decision
34-100302 Order Extending Time to Issue Decision
34-99703 Order Extending Time to Issue Decision
34-99143 Order Extending Time to Issue Decision
34-98372 Order Extending Time to Issue Decision
34-97730 Order Extending Time to Issue Decision
34-95014 Order Denying Motion for a Stay and Scheduling Briefs
Release Date Release Number Other Release Numbers Name of Document
Opposition of NSCC and DTC to Applicant Motion to Stay and Incorporated Memorandum of Points and Authorities in Support with Exhibits 1 through 18
Response of SRO to Applicant Second Supplement to it's Motion to Stay
Order Denying Motion for a Stay and Scheduling Briefs
Lek Securities Corporation's Opening Brief with attachments (LSC Exhibits A-C; Addendum – Index of Exhibits A-V)
NSCC and DTC Brief in Opposition to the Opening Brief of Lek Securities Corporation, filed June 30, 2022
Applicant's Reply Brief For Review of Decision of DTCC
Order Denying Motion for a Stay and Scheduling Briefs
Order Extending Time to Issue Decision
Order Requiring Supplementation of the Record
DTCC Notice of Manual Filing
SRO NSCC and DTCC's Notice of Manual Filing of Exhibits

Documents