Administrative Proceeding File No. 3-20634

Respondents

Giles, Paul H
Release Date Release Number Other Release Numbers Name of Document
34-95350 Order Granting Request to Dismiss Application for Review
34-95236 Extension Order
34-94855 Extension Order
34-94655 Extension Order
34-94364 Extension Order
34-94153 Extension Order
34-93672 Order Scheduling Briefs
Release Date Release Number Other Release Numbers Name of Document
Application for Review with Index of Attachments A-D
FINRA’s Opposition to Motion to Consolidate Applications for Review
Applicant's Motion to Consolidate Applications for Review of Statutory Disqualification with Exhibits A-C
Reply in Support of Motion to Consolidate Application for Review of Statutory Disqualification
Applicant's Brief in Support of Application for Review with Exhibit
FINRA’s Brief in Opposition to Application for Review
Applicant's Motion to Dismiss Application for Review with Exhibit A
Order Scheduling Briefs
Extension Order
Extension Order
Extension Order
Extension Order
Extension Order
Order Granting Request to Dismiss Application for Review

Documents