Administrative Proceeding File No. 3-20267

Respondents

Giles, Paul H.
Release Date Release Number Other Release Numbers Name of Document
34-95349 Order Granting Request to Dismiss Application for Review
34-94739 Order Requesting Additional Briefing
34-92788 Order Requesting Additional Briefing
34-92177 Order Denying Stay
34-92035 Order Scheduling Briefs
34-91694 Extension Order
Release Date Release Number Other Release Numbers Name of Document
Paul H. Giles Application for Review of SRO Decision with Attachments A-E
Brief in Support of Application for Review with Exhibits
FINRA's Brief in Opposition to Application for Review with Exhibits A-C
Reply in Support of Application for Review
Additional Briefing in Support of Application for Review with Exhibits A-F
FINRA's Supplemental Brief Concerning Mootness
Applicant’s Reply in Support of Additional Brief Concerning Mootness
Applicant's Amended Additional Briefing in Support of Application for Review
FINRA's Additional Brief Concerning Mootness
Applicant's Motion to Dismiss Application for Review with Exhibit A
Order Scheduling Briefs
Order Denying Stay
Order Requesting Additional Briefing
Order Requesting Additional Briefing
Order Granting Request to Dismiss Application for Review

Documents